WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$350M
AUM Growth
+$17.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
317
New
Increased
Reduced
Closed

Top Buys

1
+$1.86M
2
+$814K
3
+$773K
4
HUDA
Hudson Acquisition I Corp. Common Stock
HUDA
+$724K
5
NEN icon
New England Realty Associates
NEN
+$692K

Top Sells

1
+$1.54M
2
+$1.11M
3
+$914K
4
PXSAP
Pyxis Tankers Inc. 7.75% Series A Cumulative Convertible Preferred Shares
PXSAP
+$694K
5
OAKUU
Oak Woods Acquisition Corp Unit
OAKUU
+$663K

Sector Composition

1 Financials 2.39%
2 Technology 0.5%
3 Real Estate 0.46%
4 Industrials 0.29%
5 Energy 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
126
$4.82K ﹤0.01%
10,000
127
$4.73K ﹤0.01%
+100
128
$4.7K ﹤0.01%
90,100
129
$4.4K ﹤0.01%
56,000
130
$4.35K ﹤0.01%
10,000
131
$4.09K ﹤0.01%
87,348
132
$4.04K ﹤0.01%
85,000
133
$3.92K ﹤0.01%
90,000
134
$3.91K ﹤0.01%
100,000
135
$3.71K ﹤0.01%
90,000
136
$3.71K ﹤0.01%
53,181
137
$3.43K ﹤0.01%
85,700
138
$3.32K ﹤0.01%
42,957
+14,310
139
$2.77K ﹤0.01%
112,721
-10,800
140
$2.7K ﹤0.01%
20,000
141
$2.68K ﹤0.01%
+12,200
142
$2.6K ﹤0.01%
52,192
143
$2.46K ﹤0.01%
27,000
-15,000
144
$2.23K ﹤0.01%
57,628
-531
145
$2.23K ﹤0.01%
77,770
146
$2.13K ﹤0.01%
+10,000
147
$2.1K ﹤0.01%
90,100
148
$2.05K ﹤0.01%
105,470
-117,882
149
$1.72K ﹤0.01%
165,000
150
$1.5K ﹤0.01%
47,154
4 5
6
7 8