WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$327M
AUM Growth
-$38.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
352
New
Increased
Reduced
Closed

Top Buys

1
+$9.47M
2
+$1.62M
3
+$722K
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$692K
5
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$612K

Top Sells

1
+$33.1M
2
+$23.1M
3
+$18.5M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.99M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$7.5M

Sector Composition

1 Financials 2.33%
2 Technology 0.77%
3 Real Estate 0.55%
4 Healthcare 0.44%
5 Industrials 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
126
$13.3K ﹤0.01%
84,200
127
$12.7K ﹤0.01%
+443,244
128
$12.4K ﹤0.01%
24,355
-237
129
$11.8K ﹤0.01%
124,231
+40,500
130
$11.6K ﹤0.01%
1,200
131
$11.5K ﹤0.01%
165,000
132
$11.2K ﹤0.01%
74,786
+10,069
133
$10.9K ﹤0.01%
86,667
134
$10.9K ﹤0.01%
1,698
-1,302
135
$10.7K ﹤0.01%
3
-6
136
$10.6K ﹤0.01%
68
-8
137
$9.66K ﹤0.01%
42,000
138
$9.55K ﹤0.01%
289,968
-20,915
139
$9.16K ﹤0.01%
20,000
-9,500
140
$9.11K ﹤0.01%
+70,109
141
$8.67K ﹤0.01%
34,695
-805
142
$8.38K ﹤0.01%
67,265
+8,770
143
$8.16K ﹤0.01%
19,426
144
$8.07K ﹤0.01%
17,400
-6,700
145
$8K ﹤0.01%
+357
146
$7.76K ﹤0.01%
3,696
-31,125
147
$7.36K ﹤0.01%
1,450
148
$7.26K ﹤0.01%
177,196
-108,301
149
$7.21K ﹤0.01%
90,100
150
$7.14K ﹤0.01%
10,500
4 5
6
7 8