WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+1.06%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$347M
AUM Growth
+$347M
Cap. Flow
+$3.18M
Cap. Flow %
0.92%
Top 10 Hldgs %
48.11%
Holding
243
New
43
Increased
24
Reduced
24
Closed
22

Top Buys

1
EXEEW
Expand Energy Corporation Class A Warrants
EXEEW
$4.29M
2
PAVMZ
PAVmed Inc. Series Z Warrant
PAVMZ
$2.34M
3
MUDS
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
$2.09M
4
EXEEL
Expand Energy Corporation Class C Warrants
EXEEL
$1.81M
5
QQQ icon
Invesco QQQ Trust
QQQ
$1.79M

Top Sells

1
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
$6.22M
2
WSC icon
WillScot Mobile Mini Holdings
WSC
$2.38M
3
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$1.25M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$907K
5
GCMGW icon
GCM Grosvenor Inc. Warrant
GCMGW
$497K

Sector Composition

1 Financials 1.03%
2 Consumer Discretionary 0.79%
3 Industrials 0.63%
4 Technology 0.22%
5 Real Estate 0.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CLOV icon
126
Clover Health Investments
CLOV
$1.36B
– –
0
– –
CVM icon
127
CEL-SCI Corp
CVM
$81.4M
– –
0
– –
DASH icon
128
DoorDash
DASH
$106B
– –
0
– –
DOCN icon
129
DigitalOcean
DOCN
$2.92B
– –
0
– –
F icon
130
Ford
F
$46.2B
– –
0
– –
GDX icon
131
VanEck Gold Miners ETF
GDX
$19.6B
– –
0
– –
GME icon
132
GameStop
GME
$10.2B
– –
-1,000
Closed -$214K
IIPR icon
133
Innovative Industrial Properties
IIPR
$1.54B
– –
0
– –
LPX icon
134
Louisiana-Pacific
LPX
$6.48B
– –
0
– –
MRNA icon
135
Moderna
MRNA
$9.36B
– –
0
– –
MSFT icon
136
Microsoft
MSFT
$3.76T
– –
0
– –
NG icon
137
NovaGold Resources
NG
$2.73B
– –
0
– –
PCT icon
138
PureCycle Technologies
PCT
$2.39B
– –
0
– –
PTON icon
139
Peloton Interactive
PTON
$3.1B
– –
0
– –
QS icon
140
QuantumScape
QS
$4.4B
– –
0
– –
ROKU icon
141
Roku
ROKU
$14.5B
– –
0
– –
SLV icon
142
iShares Silver Trust
SLV
$20.2B
– –
0
– –
SOS
143
SOS Ltd
SOS
$11.2M
– –
0
– –
SPY icon
144
SPDR S&P 500 ETF Trust
SPY
$656B
– –
0
– –
TBT icon
145
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$304M
– –
0
– –
TLT icon
146
iShares 20+ Year Treasury Bond ETF
TLT
$47.8B
– –
0
– –
TMV icon
147
Direxion Daily 20+ Year Treasury Bear 3X Shares
TMV
$177M
– –
0
– –
TSLA icon
148
Tesla
TSLA
$1.08T
– –
0
– –
VXX icon
149
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$264M
– –
-9,935
Closed -$293K
XOM icon
150
Exxon Mobil
XOM
$477B
– –
0
– –
3 4 5
6
7