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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-0.69%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$831M
AUM Growth
+$204M
Cap. Flow
-$26.4M
Cap. Flow %
-3.18%
Top 10 Hldgs %
76.27%
Holding
241
New
56
Increased
19
Reduced
28
Closed
60

Top Buys

Rank Stock Value
1
RGTI icon
Rigetti Computing
RGTI
+$1.36M
2
EPR.PRE icon
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
+$1.14M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$1.1M
4
SVAQU
Silicon Valley Acquisition Corp Units
SVAQU
+$746K
5
VHCPU
Vine Hill Capital Investment Corp II Units
VHCPU
+$722K

Top Sells

Rank Stock Value
1
RGTIW icon
Rigetti Computing Warrants
RGTIW
+$8.23M
2
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$5.65M
3
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$2.37M
4
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.05M
5
FORL
Four Leaf Acquisition Corp
FORL
+$873K

Sector Composition

Rank Sector Weight
1 Financials 2.58%
2 Healthcare 0.38%
3 Technology 0.15%
4 Real Estate 0.13%
5 Consumer Staples 0.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGNT
101
Regentis Biomaterials
RGNT
$13.3M
$127K 0.02%
+19,093
New +$131K
PL.WS
102
DELISTED
Planet Labs PBC Warrants
PL.WS
$122K 0.01%
+14,215
New +$68K
ATII
103
Archimedes Tech SPAC Partners II Co
ATII
$316M
$104K 0.01%
10,000
– –
OYSE
104
Oyster Enterprises II Acquisition Corp
OYSE
$101K 0.01%
10,000
– –
CHECU
105
Chenghe Acquisition III Co Units
CHECU
$101K 0.01%
10,000
– –
VWAVW
106
VisionWave Holdings Warrant
VWAVW
$1.59M
$93.6K 0.01%
+80,013
New +$95.5K
PROP icon
107
CALL
Prairie Operating Co
PROP
$78.1M
$93K 0.01%
55,000
-59,100
-52% -$107K
AKTX
108
Akari Therapeutics
AKTX
$12.3M
$88.7K 0.01%
+7,709
New +$179K
GROY.WS icon
109
Gold Royalty Corp Warrants
GROY.WS
$179M
$60.5K 0.01%
+30,564
New +$54.7K
VANI icon
110
Vivani Medical
VANI
$122M
$54.1K 0.01%
+44,304
New +$64K
GOSS icon
111
CALL
Gossamer Bio
GOSS
$87M
$50.8K 0.01%
+16,400
New +$46.8K
CLRB icon
112
Cellectar Biosciences
CLRB
$20.5M
$41K ﹤0.01%
+13,900
New +$51.3K
CRIS icon
113
Curis
CRIS
$7.83M
$39.8K ﹤0.01%
2,014
-172
-8% -$4.62K
LVWR.WS icon
114
LiveWire Group Warrants
LVWR.WS
$5.09M
$38.4K ﹤0.01%
599,941
-34,501
-5% -$3.07K
NXGLW icon
115
NexGel Inc Warrant
NXGLW
$34.3K ﹤0.01%
146,091
-20,769
-12% -$5.16K
MODD icon
116
Modular Medical
MODD
$11.9M
$33.8K ﹤0.01%
3,098
+1,599
+107% +$23.5K
EONR.WS
117
EON Resources Warrants
EONR.WS
$1.61M
$31.2K ﹤0.01%
657,488
+23,548
+4% +$1.41K
DAICW
118
CID HoldCo Inc Warrants
DAICW
$78.4K
$30.3K ﹤0.01%
377,800
– –
NXB
119
NextBoat Inc
NXB
$54M
$30K ﹤0.01%
+14,500
New +$42.9K
INTS icon
120
Intensity Therapeutics
INTS
$11.2M
$28.1K ﹤0.01%
2,760
+360
+15% +$3.65K
SNYR
121
Synergy CHC Corp
SNYR
$2.51M
$25.4K ﹤0.01%
13,675
-19,844
-59% -$42.6K
ASNS
122
DELISTED
ACTELIS NETWORKS INC
ASNS
$25.2K ﹤0.01%
+51,011
New +$189K
IMSRW
123
Terrestrial Energy Warrant
IMSRW
$29M
$23.3K ﹤0.01%
+11,000
New +$59.5K
VNRX icon
124
VolitionRx Ltd
VNRX
$9.34M
$23.2K ﹤0.01%
+4,542
New +$34.5K
REED
125
Reed's Inc
REED
$10.1M
$22.5K ﹤0.01%
+10,705
New +$31.4K
3 4
5
6 7

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SCM
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OCAM
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NPCM
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FSG
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CIG
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ECM
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Warberg Asset Management's Q4 2025 Portfolio in Review

As of Q4 2025, Warberg Asset Management held 241 positions worth $831M, up 33% from $627M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

Warberg Asset Management withdrew a net $26.4M in Q4 2025, closing 60 positions and reducing 28 holdings. Its most notable exit was Rigetti Computing Warrants, an estimated $8.23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2.6% of assets, down from 3.2% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Warberg Asset Management opened a new position in Rigetti Computing worth $924K.

  • Warberg Asset Management's largest Q4 2025 buy was Rigetti Computing: 41,700 shares worth $924K.
  • Warberg Asset Management added most to EPR Properties 9.00% Series E Preferred Shares in Q4 2025, an estimated $1.14M increase.
  • Warberg Asset Management's biggest Q4 2025 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $5.65M.
  • Warberg Asset Management fully exited Rigetti Computing Warrants in Q4 2025, selling an estimated $8.23M.
  • Warberg Asset Management's ten largest holdings make up 76% of its $831M portfolio in Q4 2025.
  • Warberg Asset Management opened 56 new positions and closed 60 in Q4 2025.
  • Warberg Asset Management's portfolio value rose 33% quarter-over-quarter to $831M.

Based on Warberg Asset Management's 13F filing for Q4 2025, filed 13 Feb 2026.