WAM

Warberg Asset Management Portfolio holdings

AUM $343M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+23.37%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$333M
AUM Growth
-$23.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
240
New
Increased
Reduced
Closed

Top Buys

1
+$1.36M
2
+$1.14M
3
+$1.1M
4
SVAQU
Silicon Valley Acquisition Corp Units
SVAQU
+$746K
5
VHCPU
Vine Hill Capital Investment Corp II Units
VHCPU
+$722K

Top Sells

1
+$8.23M
2
+$5.65M
3
+$2.37M
4
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.05M
5
FORL
Four Leaf Acquisition Corp
FORL
+$873K

Sector Composition

1 Financials 6.53%
2 Healthcare 0.96%
3 Technology 0.37%
4 Real Estate 0.33%
5 Consumer Staples 0.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DCOY
101
Decoy Therapeutics
DCOY
$3.04M
$18.2K 0.01%
+2,333
ANNAW
102
AleAnna Inc Warrant
ANNAW
$13.4M
$17.7K 0.01%
125,382
SYNX icon
103
Silynxcom
SYNX
$7.89M
$15.2K ﹤0.01%
14,196
-11,270
NAMMW
104
Namib Minerals Warrants
NAMMW
$3.52M
$11.6K ﹤0.01%
155,000
-5,000
TGE.WS
105
The Generation Essentials Group Warrants
TGE.WS
$5.37K ﹤0.01%
35,775
-6,889
HUBCW icon
106
Hub Cyber Security Warrant 2/27/28
HUBCW
$308K
$3K ﹤0.01%
162,771
PIIIW icon
107
P3 Health Partners Inc Warrant
PIIIW
$848K
$2.89K ﹤0.01%
292,107
SVREW
108
SaverOne 2014 Ltd Warrant
SVREW
$67.3K
$2.29K ﹤0.01%
125,026
-800
AERTW
109
Aeries Technology Warrant
AERTW
$1.03M
$2.24K ﹤0.01%
70,787
MRNOW
110
Murano Global Investments PLC Warrants
MRNOW
$776K
$2.17K ﹤0.01%
82,639
BNCWW
111
CEA Industries Inc Warrant
BNCWW
$74.1K
$1.94K ﹤0.01%
35,000
HAVAR
112
Harvard Ave Acquisition Corp Rights
HAVAR
$1.89K ﹤0.01%
+16,400
APACR
113
StoneBridge Acquisition II Corp Rights
APACR
$1.73K ﹤0.01%
+11,900
MMTXW
114
Miluna Acquisition Corp Warrant
MMTXW
$905K
$1.68K ﹤0.01%
+15,295
CRACW
115
Crown Reserve Acquisition Corp I Warrant
CRACW
$392K
$1.5K ﹤0.01%
+17,118
BTBDW icon
116
BT Brands Warrant
BTBDW
$100K
$1.08K ﹤0.01%
10,000
APLMW icon
117
Apollomics Inc Warrant
APLMW
$1.57M
$966 ﹤0.01%
87,049
ANGHW icon
118
Anghami Inc Warrants
ANGHW
$128K
$950 ﹤0.01%
40,409
CREVW
119
DELISTED
Carbon Revolution PLC Warrant
CREVW
$446 ﹤0.01%
46,472
RNWWW
120
ReNew Energy Global PLC Warrant
RNWWW
$135K
$221 ﹤0.01%
31,092
AAPL icon
121
Apple
AAPL
$4.31T
– –
0
ABX
122
Abacus Global Management
ABX
$873M
– –
0
ACMR icon
123
ACM Research
ACMR
$3.96B
– –
0
AMPX.WS icon
124
Amprius Technologies Warrants
AMPX.WS
$809M
– –
-29,000
APO.PRA icon
125
Apollo Global Management Series A
APO.PRA
$1.97B
– –
-3,873
3 4
5
6 7