WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
-0.1%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$365M
AUM Growth
+$365M
Cap. Flow
-$25.6M
Cap. Flow %
-7%
Top 10 Hldgs %
38.48%
Holding
249
New
41
Increased
15
Reduced
35
Closed
44

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$1.41M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
$1.13M
3
DMAA
Drugs Made In America Acquisition Corp. Ordinary Shares
DMAA
$922K
4
AAPL icon
Apple
AAPL
$766K
5
PGAC
Pantages Capital Acquisition Corporation Class A Ordinary Shares
PGAC
$763K

Top Sells

1
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$17.7M
2
EXEEL
Expand Energy Corporation Class C Warrants
EXEEL
$4.11M
3
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
$2.62M
4
SHV icon
iShares Short Treasury Bond ETF
SHV
$958K
5
EXEEW
Expand Energy Corporation Class A Warrants
EXEEW
$926K

Sector Composition

1 Financials 3.83%
2 Healthcare 0.24%
3 Real Estate 0.21%
4 Technology 0.21%
5 Materials 0.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FGMCR
101
FG Merger II Corp. Rights
FGMCR
$2.85K ﹤0.01%
+15,000
New +$2.85K
AERTW
102
Aeries Technology Warrant
AERTW
$1.69M
$2.84K ﹤0.01%
95,027
– –
PGYWW
103
Pagaya Technologies Ltd. Warrants
PGYWW
$22.1M
$2.7K ﹤0.01%
20,000
-10,000
-33% -$1.35K
DMAAR
104
Drugs Made In America Acquisition Corp. Rights
DMAAR
$2.4K ﹤0.01%
+18,443
New +$2.4K
TDACW
105
Translational Development Acquisition Corp. Warrants
TDACW
$2.24M
$2.3K ﹤0.01%
+16,360
New +$2.3K
DFSCW
106
DEFSEC Technologies Inc. Warrant
DFSCW
$116K
$2.22K ﹤0.01%
103,347
-229,533
-69% -$4.94K
SWAGW icon
107
Stran & Company, Inc. Warrant
SWAGW
$217K
$2.08K ﹤0.01%
168,734
– –
NRSNW icon
108
NeuroSense Therapeutics Ltd. Warrant
NRSNW
$15.1M
$2.05K ﹤0.01%
10,000
-7,936
-44% -$1.63K
KTTAW icon
109
Pasithea Therapeutics Corp. Warrants
KTTAW
$43.6K
$2.03K ﹤0.01%
100,000
-154,701
-61% -$3.14K
AIMDW icon
110
Ainos Warrants
AIMDW
$171K
$1.94K ﹤0.01%
17,622
-1,167
-6% -$128
HUBCW icon
111
Hub Cyber Security Ltd. Warrant 2/27/28
HUBCW
$954K
$1.81K ﹤0.01%
162,771
-8,400
-5% -$93
SMXWW
112
SMX (Security Matters) Public Limited Company Warrant
SMXWW
$916K
$1.78K ﹤0.01%
57,750
– –
OCEAW
113
DELISTED
Ocean Biomediacal, Inc. Warrants
OCEAW
$1.36K ﹤0.01%
58,542
-31,877
-35% -$738
PTIXW icon
114
Protagenic Therapeutics, Inc. Warrant
PTIXW
$111K
$1.28K ﹤0.01%
170,242
– –
BNCWW
115
CEA Industries Inc. Warrant
BNCWW
$489K
$1.04K ﹤0.01%
54,062
-25,310
-32% -$488
SBEV.WS
116
DELISTED
Splash Beverage Group, Inc. Warrants to purchase 1/40th of a share of Common Stock at an exercise price of $184.00
SBEV.WS
$702 ﹤0.01%
70,150
– –
ANGHW icon
117
Anghami Inc Warrants
ANGHW
$153K
$525 ﹤0.01%
40,409
– –
XBPEW
118
XBP Europe Holdings, Inc. Warrant
XBPEW
$903K
$512 ﹤0.01%
13,826
-6,000
-30% -$222
TNONW icon
119
Tenon Medical, Inc. Warrant
TNONW
$139K
$465 ﹤0.01%
22,587
-502,492
-96% -$10.3K
BNAIW
120
Brand Engagement Network Inc. Warrant
BNAIW
$330K
$204 ﹤0.01%
10,000
– –
AFJK
121
Aimei Health Technology Co
AFJK
$69.1M
– –
-15,017
Closed -$161K
AGI icon
122
Alamos Gold
AGI
$13.5B
– –
0
– –
AMD icon
123
Advanced Micro Devices
AMD
$263B
– –
0
– –
AMPX.WS icon
124
Amprius Technologies Warrants
AMPX.WS
$203M
– –
-98,000
Closed -$34.8K
BAERW icon
125
Bridger Aerospace Group Holdings, Inc. Warrant
BAERW
$4.79M
– –
-12,600
Closed -$551
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5
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