We are live on ! Find out more
WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-0.16%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$605M
AUM Growth
-$50.1M
Cap. Flow
-$316M
Cap. Flow %
-52.18%
Top 10 Hldgs %
55.28%
Holding
250
New
49
Increased
18
Reduced
43
Closed
59

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$1.52M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.13M
3
DMAA
Drugs Made In America Acquisition Corp
DMAA
+$920K
4
AAPL icon
Apple
AAPL
+$799K
5
PGAC
Pantages Capital Acquisition Corp
PGAC
+$759K

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$17.7M
2
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$4.11M
3
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$2.62M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$958K
5
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$926K

Sector Composition

Rank Sector Weight
1 Financials 2.2%
2 Healthcare 0.14%
3 Real Estate 0.13%
4 Technology 0.13%
5 Materials 0.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXPL icon
101
NextPlat
NXPL
$16.5M
$10.4K ﹤0.01%
+1,250
New +$13K
NRSN icon
102
NeuroSense Therapeutics
NRSN
$19.3M
$9.95K ﹤0.01%
10,700
– –
IRD
103
Opus Genetics
IRD
$297M
$9.82K ﹤0.01%
+10,000
New +$11.2K
MOBBW
104
Mobilicom Ltd Warrants
MOBBW
$2.39B
$9.8K ﹤0.01%
30,000
-16,025
-35% -$7.81K
AIRJW
105
AirJoule Technologies Warrant
AIRJW
$87.9M
$8.36K ﹤0.01%
14,800
– –
ILLRW
106
Triller Group Inc Warrant
ILLRW
$1.12M
$6.7K ﹤0.01%
+60,900
New +$8.68K
NXLIW
107
DELISTED
Nexalin Technology Inc Warrant
NXLIW
$6.65K ﹤0.01%
37,649
-75,036
-67% -$20K
MRNOW
108
Murano Global Investments PLC Warrants
MRNOW
$120K
$6.51K ﹤0.01%
28,200
– –
BTBDW icon
109
BT Brands Warrant
BTBDW
$143K
$6.47K ﹤0.01%
117,882
– –
BIAF icon
110
bioAffinity Technologies
BIAF
$3.31M
$5.87K ﹤0.01%
+750
New +$13.7K
FGIWW
111
FGI Industries Warrant
FGIWW
$300K
$5.45K ﹤0.01%
121,152
– –
MDAIW icon
112
Spectral AI Warrants
MDAIW
$5.69M
$5.14K ﹤0.01%
20,000
– –
EONR
113
EON Resources
EONR
$24.1M
$4.81K ﹤0.01%
10,000
-2,500
-20% -$1.78K
CYPH
114
Cypherpunk Technologies Inc
CYPH
$74M
$4.58K ﹤0.01%
+15,000
New +$16.5K
RBOT.WS
115
DELISTED
Vicarious Surgical Inc Warrants
RBOT.WS
$4.49K ﹤0.01%
112,000
– –
SVREW
116
SaverOne 2014 Ltd Warrant
SVREW
$48.9K
$4.04K ﹤0.01%
144,961
– –
APLMW icon
117
Apollomics Inc Warrant
APLMW
$1.25M
$3.89K ﹤0.01%
436,987
– –
PIIIW icon
118
P3 Health Partners Inc Warrant
PIIIW
$179K
$3.6K ﹤0.01%
292,107
+3,900
+1% +$65
BTMWW
119
DELISTED
Bitcoin Depot Inc Warrant
BTMWW
$3.5K ﹤0.01%
50,000
– –
CREVW
120
DELISTED
Carbon Revolution PLC Warrant
CREVW
$3.47K ﹤0.01%
88,901
-59,699
-40% -$2.9K
PXSAW
121
DELISTED
Pyxis Tankers Inc Warrant
PXSAW
$3.42K ﹤0.01%
104,611
-52,563
-33% -$6.42K
FLYX.WS icon
122
flyExclusive Inc Warrants
FLYX.WS
$3.84M
$3.29K ﹤0.01%
29,798
-102
-0.3% -$23
FGMCR
123
DELISTED
FG Merger II Corp Rights
FGMCR
$2.85K ﹤0.01%
+15,000
New +$3.04K
AERTW
124
Aeries Technology Warrant
AERTW
$887K
$2.84K ﹤0.01%
95,027
– –
PGYWW
125
Pagaya Technologies Ltd Warrants
PGYWW
$1.38M
$2.7K ﹤0.01%
20,000
-10,000
-33% -$1.27K
3 4
5
6 7

Similar funds

GP
GSK plc London $599M AUM
BHPW
Beverly Hills Private Wealth Beverly Hills, California $600M AUM 21.5% 1-Year Est. Return
CCP
Clifford Capital Partners Alpine, Utah $600M AUM 19.57% 1-Year Est. Return
SCM
Stanley Capital Management Houston, Texas $598M AUM 33.22% 1-Year Est. Return
OCAM
Onex Canada Asset Management Toronto, Ontario, Canada $601M AUM 15.16% 1-Year Est. Return
NPCM
North Peak Capital Management New York $601M AUM 0.2% 1-Year Est. Return
FSG
Financial Strategies Group Okemos, Michigan $598M AUM 12.52% 1-Year Est. Return
CIG
Capricorn Investment Group Palo Alto, California $602M AUM 165.22% 1-Year Est. Return

Warberg Asset Management's Q1 2025 Portfolio in Review

As of Q1 2025, Warberg Asset Management held 250 positions worth $605M, down 7.6% from $656M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Warberg Asset Management withdrew a net $316M in Q1 2025, closing 59 positions and reducing 43 holdings. Its most notable exit was Occidental Petroleum Corp Warrants, an estimated $17.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2.2% of assets, up from 2% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Warberg Asset Management opened a new position in iShares 0-3 Month Treasury Bond ETF worth $1.13M.

  • Warberg Asset Management's largest Q1 2025 buy was iShares 0-3 Month Treasury Bond ETF: 11,265 shares worth $1.13M.
  • Warberg Asset Management added most to Invesco QQQ Trust in Q1 2025, an estimated $1.52M increase.
  • Warberg Asset Management's biggest Q1 2025 reduction was Core Scientific Inc Tranche 1 Warrants, cutting an estimated $640K.
  • Warberg Asset Management fully exited Occidental Petroleum Corp Warrants in Q1 2025, selling an estimated $17.7M.
  • Warberg Asset Management's ten largest holdings make up 55% of its $605M portfolio in Q1 2025.
  • Warberg Asset Management opened 49 new positions and closed 59 in Q1 2025.
  • Warberg Asset Management's portfolio value fell 7.6% quarter-over-quarter to $605M.

Based on Warberg Asset Management's 13F filing for Q1 2025, filed 9 May 2025.