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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-0.04%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$562M
AUM Growth
-$96.3M
Cap. Flow
-$338M
Cap. Flow %
-60.12%
Top 10 Hldgs %
53.46%
Holding
270
New
50
Increased
30
Reduced
42
Closed
60

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$5.07M
2
VCICU
Vine Hill Capital Investment Corp Unit
VCICU
+$1.34M
3
BUJA
Bukit Jalil Global Acquisition 1
BUJA
+$774K
4
NE icon
Noble Corp
NE
+$709K
5
AAM
AA Mission Acquisition Corp
AAM
+$672K

Top Sells

Rank Stock Value
1
DJTWW
Trump Media & Technology Group Warrants
DJTWW
+$8.41M
2
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$3.94M
3
NE.WS icon
Noble Corporation PLC Tranche 1 Warrants
NE.WS
+$1.91M
4
CORZZ icon
Core Scientific Inc Tranche 2 Warrants
CORZZ
+$1.23M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.09M

Sector Composition

Rank Sector Weight
1 Financials 1.98%
2 Healthcare 0.31%
3 Energy 0.24%
4 Real Estate 0.14%
5 Technology 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RNTX
101
Rein Therapeutics
RNTX
$63.8M
$35.4K 0.01%
10,000
-21,354
-68% -$57.1K
NVAWW
102
DELISTED
Nova Minerals Ltd Warrant
NVAWW
$33.4K 0.01%
+26,484
New +$39.5K
RZLVW
103
Rezolve AI Warrants
RZLVW
$5.85M
$32.3K 0.01%
+179,603
New +$22.3K
TALKW
104
DELISTED
Talkspace Inc Warrant
TALKW
$29.4K 0.01%
373,127
-124,838
-25% -$8.94K
AZTR icon
105
Azitra
AZTR
$2.15M
$26.5K ﹤0.01%
+7,328
New +$55.4K
VTAK icon
106
Catheter Precision
VTAK
$952K
$26.5K ﹤0.01%
+3,526
New +$113K
MTEKW icon
107
Maris-Tech Ltd Warrants
MTEKW
$959K
$24.9K ﹤0.01%
184,500
-10,075
-5% -$967
NMHI
108
DELISTED
Natures Miracle Holding Inc. Common Stock
NMHI
$22.2K ﹤0.01%
+5,333
New +$38.8K
XAGE
109
DELISTED
Longevity Health Holdings, Inc. Common Stock
XAGE
$18.1K ﹤0.01%
1,500
– –
OCGN icon
110
Ocugen
OCGN
$423M
$17.8K ﹤0.01%
+18,000
New +$24.7K
RR icon
111
Richtech Robotics
RR
$340M
$16.7K ﹤0.01%
+19,937
New +$21.7K
AUROW
112
Aurora Innovation Warrant
AUROW
$370M
$16.6K ﹤0.01%
20,000
– –
ESPR
113
CALL
DELISTED
Esperion Therapeutics
ESPR
$16.5K ﹤0.01%
10,000
– –
TNONW icon
114
Tenon Medical Inc Warrant
TNONW
$16K ﹤0.01%
525,079
-143,892
-22% -$6.62K
MOBBW
115
Mobilicom Ltd Warrants
MOBBW
$1.99B
$14.7K ﹤0.01%
85,996
-900
-1% -$125
FGIWW
116
FGI Industries Warrant
FGIWW
$180K
$14.5K ﹤0.01%
121,152
– –
SKYAW
117
SkyAI Inc
SKYAW
$263K
$13.5K ﹤0.01%
265,076
-32,008
-11% -$2.68K
EONR
118
EON Resources
EONR
$24.1M
$13.5K ﹤0.01%
16,419
+2,669
+19% +$5.34K
NXLIW
119
DELISTED
Nexalin Technology Inc Warrant
NXLIW
$12.1K ﹤0.01%
151,272
+33,532
+28% +$5.65K
SVREW
120
SaverOne 2014 Ltd Warrant
SVREW
$48.9K
$11.6K ﹤0.01%
145,068
-15,875
-10% -$1.16K
ONFOW icon
121
Onfolio Holdings Warrant
ONFOW
$73.9K
$11.5K ﹤0.01%
67,906
-5,737
-8% -$896
ZTEK
122
Zentek
ZTEK
$85.3M
$11K ﹤0.01%
12,000
– –
FLYX.WS icon
123
flyExclusive Inc Warrants
FLYX.WS
$9.96K ﹤0.01%
+29,900
New +$13.2K
KTTAW icon
124
Pasithea Therapeutics Warrants
KTTAW
$25.5K
$9.18K ﹤0.01%
263,001
-15,683
-6% -$296
NXPLW
125
DELISTED
NextPlat Corp Warrants
NXPLW
$8.97K ﹤0.01%
40,776
-19,540
-32% -$6.3K
3 4
5
6 7

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Warberg Asset Management's Q3 2024 Portfolio in Review

As of Q3 2024, Warberg Asset Management held 270 positions worth $562M, down 15% from $658M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Warberg Asset Management withdrew a net $338M in Q3 2024, closing 60 positions and reducing 42 holdings. Its most notable exit was Trump Media & Technology Group Warrants, an estimated $8.41M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2% of assets, up from 1.5% a quarter earlier, followed by Healthcare and Energy.

Against the trend, Warberg Asset Management opened a new position in iShares 0-3 Month Treasury Bond ETF worth $5.08M.

  • Warberg Asset Management's largest Q3 2024 buy was iShares 0-3 Month Treasury Bond ETF: 50,455 shares worth $5.08M.
  • Warberg Asset Management added most to Grayscale Bitcoin Trust in Q3 2024, an estimated $511K increase.
  • Warberg Asset Management's biggest Q3 2024 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $3.94M.
  • Warberg Asset Management fully exited Trump Media & Technology Group Warrants in Q3 2024, selling an estimated $8.41M.
  • Warberg Asset Management's ten largest holdings make up 53% of its $562M portfolio in Q3 2024.
  • Warberg Asset Management opened 50 new positions and closed 60 in Q3 2024.
  • Warberg Asset Management's portfolio value fell 15% quarter-over-quarter to $562M.

Based on Warberg Asset Management's 13F filing for Q3 2024, filed 6 Nov 2024.