WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+1.33%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$320M
AUM Growth
+$320M
Cap. Flow
+$25.2M
Cap. Flow %
7.88%
Top 10 Hldgs %
62.44%
Holding
292
New
56
Increased
32
Reduced
51
Closed
42

Top Buys

1
VMW
VMware, Inc
VMW
$11.6M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$5.13M
3
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$2.1M
4
NE.WS icon
Noble Corporation plc Tranche 1 Warrants
NE.WS
$1.89M
5
NE.WS.A icon
Noble Corporation plc Tranche 2 Warrants
NE.WS.A
$1.14M

Top Sells

1
HTZWW
Hertz Global Holdings Warrants
HTZWW
$840K
2
HUDA
Hudson Acquisition I Corp. Common Stock
HUDA
$724K
3
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
$695K
4
NEN icon
New England Realty Associates
NEN
$679K
5
JTAI icon
Jet.AI
JTAI
$597K

Sector Composition

1 Technology 4.19%
2 Financials 3.13%
3 Healthcare 0.49%
4 Real Estate 0.26%
5 Industrials 0.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
YTEN
101
DELISTED
Yield10 Bioscience, Inc. Common Stock
YTEN
$13.4K ﹤0.01% +40,994 New +$13.4K
MOBBW
102
Mobilicom Limited Warrants
MOBBW
$2.19B
$12.9K ﹤0.01% 90,000 -36,366 -29% -$5.23K
ESPR icon
103
Esperion Therapeutics
ESPR
$448M
$12.8K ﹤0.01% +13,000 New +$12.8K
INUV icon
104
Inuvo
INUV
$49.5M
$11.7K ﹤0.01% 54,595 -85,405 -61% -$18.3K
BEATW icon
105
Heartbeam, Inc. Warrant
BEATW
$11.7K ﹤0.01% 58,346 -4,492 -7% -$898
NRSNW icon
106
NeuroSense Therapeutics Ltd. Warrant
NRSNW
$13.2M
$11K ﹤0.01% 76,109 -1,600 -2% -$232
LEV.WS.A
107
DELISTED
The Lion Electric Company Warrants to purchase common shares
LEV.WS.A
$11K ﹤0.01% 21,000 -18,298 -47% -$9.54K
IVDAW icon
108
Iveda Solutions, Inc. Warrant
IVDAW
$10.8K ﹤0.01% 49,413 – –
SWAGW icon
109
Stran & Company, Inc. Warrant
SWAGW
$119K
$10.6K ﹤0.01% 181,824 – –
SXTPW icon
110
60 Degrees Pharmaceuticals Warrant
SXTPW
$133K
$10.3K ﹤0.01% +29,515 New +$10.3K
PGYWW
111
Pagaya Technologies Ltd. Warrants
PGYWW
$22.6M
$10.1K ﹤0.01% 30,000 -19,680 -40% -$6.65K
VBIV
112
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
$9.99K ﹤0.01% +15,000 New +$9.99K
AIMDW icon
113
Ainos Warrants
AIMDW
$187K
$9.91K ﹤0.01% 30,295 – –
IGTAW
114
DELISTED
Inception Growth Acquisition Limited Warrants
IGTAW
$8.99K ﹤0.01% 89,900 -100 -0.1% -$10
BPTH
115
DELISTED
Bio-Path Holdings Inc
BPTH
$8.88K ﹤0.01% +24,000 New +$8.88K
ZURAW
116
DELISTED
Zura Bio Limited Warrants
ZURAW
$8.78K ﹤0.01% 25,818 – –
MTEKW icon
117
Maris-Tech Ltd. Warrants
MTEKW
$2.15M
$8.78K ﹤0.01% 199,900 -23,696 -11% -$1.04K
RBOT.WS icon
118
Vicarious Surgical Inc. Warrants, each whole warrant exercisable for 1/30th of a share of Class A Common Stock at an exercise price of $345.00
RBOT.WS
$178K
$8.59K ﹤0.01% 112,000 – –
NCPL icon
119
Netcapital
NCPL
$9.44M
$8.2K ﹤0.01% +20,000 New +$8.2K
XBPEW
120
XBP Europe Holdings, Inc. Warrant
XBPEW
$1.25M
$8.1K ﹤0.01% +32,401 New +$8.1K
AEON.WS
121
DELISTED
AEON Biopharma, Inc. Warrants, each whole warrant exercisable to purchase one share of Class A Common Stock at an exercise price of $11.50 per share
AEON.WS
$8.03K ﹤0.01% +53,500 New +$8.03K
GCTK icon
122
GlucoTrack
GCTK
$3.8M
$7.88K ﹤0.01% 30,000 – –
BNCWW
123
CEA Industries Inc. Warrant
BNCWW
$495K
$7.62K ﹤0.01% 207,084 -23,752 -10% -$874
NCPLW icon
124
Netcapital Inc. Warrants
NCPLW
$7.42K ﹤0.01% 145,287 -3,291 -2% -$168
BAERW icon
125
Bridger Aerospace Group Holdings, Inc. Warrant
BAERW
$4.16M
$7.31K ﹤0.01% 25,200 – –
3 4
5
6 7