WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$350M
AUM Growth
+$17.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
317
New
Increased
Reduced
Closed

Top Buys

1
+$1.86M
2
+$814K
3
+$773K
4
HUDA
Hudson Acquisition I Corp. Common Stock
HUDA
+$724K
5
NEN icon
New England Realty Associates
NEN
+$692K

Top Sells

1
+$1.54M
2
+$1.11M
3
+$914K
4
PXSAP
Pyxis Tankers Inc. 7.75% Series A Cumulative Convertible Preferred Shares
PXSAP
+$694K
5
OAKUU
Oak Woods Acquisition Corp Unit
OAKUU
+$663K

Sector Composition

1 Financials 2.39%
2 Technology 0.5%
3 Real Estate 0.46%
4 Industrials 0.29%
5 Energy 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
101
$13.7K ﹤0.01%
181,824
+100
102
$13.4K ﹤0.01%
366,010
-1
103
$12.9K ﹤0.01%
49,680
-78,458
104
$12.6K ﹤0.01%
33,000
+8,000
105
$12.2K ﹤0.01%
230,836
-37,180
106
$10.7K ﹤0.01%
49,413
+19,900
107
$10.4K ﹤0.01%
57,764
-15,860
108
$10.4K ﹤0.01%
+5
109
$10K ﹤0.01%
20,000
-50,009
110
$9.54K ﹤0.01%
209,776
+26,400
111
$9.04K ﹤0.01%
+25,818
112
$9K ﹤0.01%
75,775
-78,274
113
$8.98K ﹤0.01%
+44,902
114
$8.9K ﹤0.01%
24,626
115
$8.7K ﹤0.01%
30,295
-300
116
$8.16K ﹤0.01%
300,000
117
$7.79K ﹤0.01%
102,119
+6,519
118
$7.04K ﹤0.01%
+625
119
$6.42K ﹤0.01%
30,555
-74,596
120
$6.32K ﹤0.01%
21,800
-700
121
$6.23K ﹤0.01%
289,968
122
$5.94K ﹤0.01%
177,196
123
$5.92K ﹤0.01%
90,000
124
$5.22K ﹤0.01%
+110,000
125
$5.14K ﹤0.01%
+25,200
3 4
5
6 7