WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$327M
AUM Growth
-$38.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
352
New
Increased
Reduced
Closed

Top Buys

1
+$9.47M
2
+$1.62M
3
+$722K
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$692K
5
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$612K

Top Sells

1
+$33.1M
2
+$23.1M
3
+$18.5M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.99M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$7.5M

Sector Composition

1 Financials 2.33%
2 Technology 0.77%
3 Real Estate 0.55%
4 Healthcare 0.44%
5 Industrials 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
101
$31.6K 0.01%
+351,211
102
$31.3K ﹤0.01%
105,000
+15,540
103
$29.6K ﹤0.01%
205,831
-19,400
104
$26.4K ﹤0.01%
110,032
105
$25.2K ﹤0.01%
+20,000
106
$23.8K ﹤0.01%
264,095
+7,500
107
$23.5K ﹤0.01%
+14,848
108
$22.3K ﹤0.01%
223,236
+300
109
$22.2K ﹤0.01%
+2,500
110
$22.1K ﹤0.01%
315,673
+215,353
111
$20.6K ﹤0.01%
10,000
112
$20.5K ﹤0.01%
+101,345
113
$19.5K ﹤0.01%
168,494
+13,919
114
$19.4K ﹤0.01%
194,497
+20,602
115
$19.1K ﹤0.01%
+13,000
116
$19K ﹤0.01%
112,000
117
$18.9K ﹤0.01%
43,042
-23,179
118
$18.7K ﹤0.01%
+250,000
119
$17.3K ﹤0.01%
25,500
-39,600
120
$16.8K ﹤0.01%
105,312
121
$14.7K ﹤0.01%
+183,376
122
$14.6K ﹤0.01%
305,440
123
$14.4K ﹤0.01%
79,668
-2,232
124
$14.1K ﹤0.01%
+16,780
125
$14K ﹤0.01%
127,366
+500
3 4
5
6 7