We are live on ! Find out more
WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+7.08%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$578M
AUM Growth
+$123M
Cap. Flow
-$32M
Cap. Flow %
-5.54%
Top 10 Hldgs %
63.86%
Holding
346
New
101
Increased
44
Reduced
42
Closed
52

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$8.6M
2
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$4.23M
3
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$3.22M
4
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$2.96M
5
AAPL icon
Apple
AAPL
+$2.51M

Top Sells

Rank Stock Value
1
SWT
Stanley Black & Decker, Inc.
SWT
+$1.11M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$782K
3
SO icon
Southern Company
SO
+$713K
4
SOLN
The Southern Company
SOLN
+$604K
5
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$551K

Sector Composition

Rank Sector Weight
1 Financials 1.47%
2 Technology 0.65%
3 Consumer Discretionary 0.24%
4 Real Estate 0.22%
5 Healthcare 0.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFHTU
101
DELISTED
EF Hutton Acquisition Corporation I Unit
EFHTU
$133K 0.02%
+13,303
New +$133K
IRRX
102
DELISTED
Integrated Rail and Resources Acquisition Corp.
IRRX
$129K 0.02%
+12,843
New +$129K
EMCGU
103
DELISTED
Embrace Change Acquisition Corp Unit
EMCGU
$127K 0.02%
+12,500
New +$126K
EVGOW
104
DELISTED
EVgo Inc Warrants
EVGOW
$122K 0.02%
+65,100
New +$127K
ISAA
105
DELISTED
Iron Spark I Inc. Class A Common Stock
ISAA
$122K 0.02%
+12,283
New +$122K
ZVSA
106
DELISTED
ZyVersa Therapeutics
ZVSA
$120K 0.02%
34
– –
ASAQ
107
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
$119K 0.02%
11,850
– –
SBEV.WS
108
DELISTED
Splash Beverage Group, Inc. Warrants to purchase 1/40th of a share of Common Stock at an exercise price of $184.00
SBEV.WS
$118K 0.02%
286,859
-2,019
-0.7% -$1.35K
WRAC
109
DELISTED
Williams Rowland Acquisition Corp.
WRAC
$112K 0.02%
+11,084
New +$111K
GSD
110
DELISTED
Global Systems Dynamics Inc. Class A Common Stock
GSD
$110K 0.02%
10,827
– –
HCNE
111
DELISTED
Jaws Hurricane Acquisition Corp. Class A Common Stock
HCNE
$108K 0.02%
11,076
– –
BITE
112
DELISTED
Bite Acquisition Corp.
BITE
$105K 0.02%
+10,700
New +$105K
AMST icon
113
Amesite
AMST
$7.07M
$101K 0.02%
+34,821
New +$191K
ZURA icon
114
Zura Bio
ZURA
$535M
$101K 0.02%
10,000
– –
NXPLW
115
DELISTED
NextPlat Corp Warrants
NXPLW
$100K 0.02%
127,530
-6,642
-5% -$5.59K
GMFI
116
DELISTED
Aetherium Acquisition Corp
GMFI
$100K 0.02%
10,000
– –
VEEE icon
117
Twin Vee PowerCats
VEEE
$6.33M
$99K 0.02%
+109
New +$158K
EOCW
118
DELISTED
Elliott Opportunity II Corp.
EOCW
$98K 0.02%
10,000
– –
PETVW
119
DELISTED
PetVivo Holdings, Inc. Warrant
PETVW
$97K 0.02%
223,953
+5,600
+3% +$1.78K
VJET
120
DELISTED
VOXELJET AG American Depositary Shares (each representing one Ordinary Share)
VJET
$94K 0.02%
+29,240
New +$130K
POL.WS
121
DELISTED
Polished.com Inc. Warrants to Purchase Common Stock
POL.WS
$93K 0.02%
742,118
+52,604
+8% +$12.5K
DSKE
122
CALL
DELISTED
Daseke, Inc. Common Stock
DSKE
$76K 0.01%
14,000
-2,000
-13% -$12.9K
DWTX
123
Dogwood Therapeutics
DWTX
$60.2M
$74K 0.01%
+8,000
New +$1.13M
NVTA
124
CALL
DELISTED
Invitae Corporation
NVTA
$74K 0.01%
30,000
-5,000
-14% -$15.2K
BBBY
125
DELISTED
Bed Bath & Beyond Inc
BBBY
$73K 0.01%
+12,000
New +$97.7K
3 4
5
6 7

Similar funds

GP
GSK plc London $599M AUM
BHPW
Beverly Hills Private Wealth Beverly Hills, California $600M AUM 21.5% 1-Year Est. Return
CCP
Clifford Capital Partners Alpine, Utah $600M AUM 19.57% 1-Year Est. Return
SCM
Stanley Capital Management Houston, Texas $598M AUM 33.22% 1-Year Est. Return
OCAM
Onex Canada Asset Management Toronto, Ontario, Canada $601M AUM 15.16% 1-Year Est. Return
NPCM
North Peak Capital Management New York $601M AUM 0.2% 1-Year Est. Return
FSG
Financial Strategies Group Okemos, Michigan $598M AUM 12.52% 1-Year Est. Return
CIG
Capricorn Investment Group Palo Alto, California $602M AUM 165.22% 1-Year Est. Return

Warberg Asset Management's Q3 2022 Portfolio in Review

As of Q3 2022, Warberg Asset Management held 346 positions worth $578M, up 27% from $455M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Warberg Asset Management withdrew a net $32M in Q3 2022, closing 52 positions and reducing 42 holdings. Its most notable exit was Stanley Black & Decker, Inc., an estimated $1.11M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.5% of assets, up from 0.95% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Warberg Asset Management opened a new position in Apple worth $2.21M.

  • Warberg Asset Management's largest Q3 2022 buy was Apple: 16,000 shares worth $2.21M.
  • Warberg Asset Management added most to Invesco QQQ Trust in Q3 2022, an estimated $8.6M increase.
  • Warberg Asset Management's biggest Q3 2022 reduction was South Jersey Industries, Inc. Corporate Units, cutting an estimated $551K.
  • Warberg Asset Management fully exited Stanley Black & Decker, Inc. in Q3 2022, selling an estimated $1.11M.
  • Warberg Asset Management's ten largest holdings make up 64% of its $578M portfolio in Q3 2022.
  • Warberg Asset Management opened 101 new positions and closed 52 in Q3 2022.
  • Warberg Asset Management's portfolio value rose 27% quarter-over-quarter to $578M.

Based on Warberg Asset Management's 13F filing for Q3 2022, filed 7 Nov 2022.