WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+1.06%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$347M
AUM Growth
+$347M
Cap. Flow
+$3.18M
Cap. Flow %
0.92%
Top 10 Hldgs %
48.11%
Holding
243
New
43
Increased
24
Reduced
24
Closed
22

Top Buys

1
EXEEW
Expand Energy Corporation Class A Warrants
EXEEW
$4.29M
2
PAVMZ
PAVmed Inc. Series Z Warrant
PAVMZ
$2.34M
3
MUDS
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
$2.09M
4
EXEEL
Expand Energy Corporation Class C Warrants
EXEEL
$1.81M
5
QQQ icon
Invesco QQQ Trust
QQQ
$1.79M

Top Sells

1
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
$6.22M
2
WSC icon
WillScot Mobile Mini Holdings
WSC
$2.38M
3
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$1.25M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$907K
5
GCMGW icon
GCM Grosvenor Inc. Warrant
GCMGW
$497K

Sector Composition

1 Financials 1.03%
2 Consumer Discretionary 0.79%
3 Industrials 0.63%
4 Technology 0.22%
5 Real Estate 0.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SHOT icon
101
Safety Shot
SHOT
$61.7M
$23K ﹤0.01% +16,000 New +$23K
ENTXW
102
DELISTED
Entera Bio Ltd. Warrant
ENTXW
$23K ﹤0.01% 45,001 – –
BFIIW
103
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$22K ﹤0.01% 13,657 -53,222 -80% -$85.7K
LIXTW icon
104
Lixte Biotechnology Holdings, Inc. Warrants
LIXTW
$301K
$20K ﹤0.01% 35,996 +21,642 +151% +$12K
GFAIW icon
105
Guardforce AI Co., Limited Warrant
GFAIW
$675K
$19K ﹤0.01% +23,250 New +$19K
HYMCL icon
106
Hycroft Mining Holding Corporation Warrants
HYMCL
$115K
$18K ﹤0.01% 51,158 – –
MILEW
107
DELISTED
Metromile, Inc. Warrant
MILEW
$17K ﹤0.01% +20,000 New +$17K
SEAC
108
DELISTED
Seachange International Inc
SEAC
$16K ﹤0.01% 15,400 – –
JOB icon
109
GEE Group
JOB
$21.5M
$14K ﹤0.01% 30,000 -24,000 -44% -$11.2K
GMVDW
110
DELISTED
G Medical Innovations Holdings Ltd. Warrants
GMVDW
$10K ﹤0.01% +25,600 New +$10K
MDGSW
111
DELISTED
Medigus Ltd. Series C Warrant
MDGSW
$9K ﹤0.01% 18,450 -14,450 -44% -$7.05K
CRTDW
112
DELISTED
Creatd Inc. Warrant
CRTDW
$9K ﹤0.01% +13,131 New +$9K
COMSW
113
DELISTED
COMSovereign Holding Corp. Warrants
COMSW
$7K ﹤0.01% 16,660 -18,340 -52% -$7.71K
NBSTW
114
DELISTED
Newbury Street Acquisition Corporation Warrants
NBSTW
$5K ﹤0.01% 10,000 – –
GACQW
115
DELISTED
Global Consumer Acquisition Corp. Warrant
GACQW
$5K ﹤0.01% +10,000 New +$5K
NVDA icon
116
NVIDIA
NVDA
$4.24T
– – 0 – –
PAAS icon
117
Pan American Silver
PAAS
$12.3B
– – 0 – –
AAPL icon
118
Apple
AAPL
$3.45T
– – 0 – –
ADVWW
119
Advantage Solutions Warrant
ADVWW
– – -12,000 Closed -$30K
AHT
120
Ashford Hospitality Trust
AHT
$36.7M
– – 0 – –
AMC icon
121
AMC Entertainment Holdings
AMC
$1.44B
– – 0 – –
ARKK icon
122
ARK Innovation ETF
ARKK
$7.45B
– – 0 – –
ASM
123
Avino Silver & Gold Mines
ASM
$655M
– – -50,000 Closed -$59K
BB icon
124
BlackBerry
BB
$2.28B
– – 0 – –
BKKT icon
125
Bakkt Holdings
BKKT
$126M
– – -11,815 Closed -$118K
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5
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