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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-0.69%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$831M
AUM Growth
+$204M
Cap. Flow
-$26.4M
Cap. Flow %
-3.18%
Top 10 Hldgs %
76.27%
Holding
241
New
56
Increased
19
Reduced
28
Closed
60

Top Buys

Rank Stock Value
1
RGTI icon
Rigetti Computing
RGTI
+$1.36M
2
EPR.PRE icon
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
+$1.14M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$1.1M
4
SVAQU
Silicon Valley Acquisition Corp Units
SVAQU
+$746K
5
VHCPU
Vine Hill Capital Investment Corp II Units
VHCPU
+$722K

Top Sells

Rank Stock Value
1
RGTIW icon
Rigetti Computing Warrants
RGTIW
+$8.23M
2
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$5.65M
3
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$2.37M
4
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.05M
5
FORL
Four Leaf Acquisition Corp
FORL
+$873K

Sector Composition

Rank Sector Weight
1 Financials 2.58%
2 Healthcare 0.38%
3 Technology 0.15%
4 Real Estate 0.13%
5 Consumer Staples 0.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOCA
76
Solarius Capital Acquisition Corp
SOCA
$250K 0.03%
24,895
-105
-0.4% -$1.06K
DRDB
77
Roman DBDR Acquisition Corp II
DRDB
$327M
$249K 0.03%
23,910
– –
EVOX
78
Evolution Global Acquisition Corp
EVOX
$247K 0.03%
+25,000
New +$247K
QSEA
79
Quartzsea Acquisition Corp
QSEA
$108M
$246K 0.03%
24,000
– –
TDWD
80
Tailwind 2.0 Acquisition Corp
TDWD
$245K 0.03%
+24,900
New +$245K
WTG
81
Wintergreen Acquisition Corp
WTG
$243K 0.03%
23,964
– –
LAFA
82
LaFayette Acquisition Corp
LAFA
$243K 0.03%
+24,553
New +$243K
AXIN
83
Axiom Intelligence Acquisition Corp 1
AXIN
$280M
$241K 0.03%
24,000
– –
CRML icon
84
PUT
Critical Metals Corp
CRML
$1.06B
$229K 0.03%
+33,000
New +$360K
OXY icon
85
PUT
Occidental Petroleum
OXY
$55.9B
$226K 0.03%
5,500
– –
NEOVW icon
86
NeoVolta Inc Warrant
NEOVW
$1.12M
$213K 0.03%
213,368
-36,372
-15% -$54K
VACI
87
Viking Acquisition Corp I
VACI
$311M
$210K 0.03%
+21,201
New +$210K
HCACU
88
Hall Chadwick Acquisition Corp Unit
HCACU
$200K 0.02%
+20,000
New +$200K
BIXIU
89
Bitcoin Infrastructure Acquisition Corp Unit
BIXIU
$199K 0.02%
+20,000
New +$200K
MOBBW
90
Mobilicom Ltd Warrants
MOBBW
$193K 0.02%
59,900
-5,022
-8% -$15.6K
RIBB
91
Ribbon Acquisition Corp
RIBB
$185K 0.02%
17,800
– –
COPL
92
Copley Acquisition Corp
COPL
$249M
$178K 0.02%
17,400
– –
EURK
93
Eureka Acquisition Corp
EURK
$173K 0.02%
15,783
– –
OPFI.WS
94
DELISTED
OppFi Inc Warrants
OPFI.WS
$172K 0.02%
112,553
– –
PROF
95
Profound Medical
PROF
$269M
$165K 0.02%
+21,000
New +$135K
KOYN
96
CSLM Digital Asset Acquisition Corp III
KOYN
$323M
$157K 0.02%
15,828
– –
BXBL
97
BOXABL, Inc. Common stock
BXBL
$1.61B
$151K 0.02%
15,000
– –
UYSC
98
UY Scuti Acquisition Corp
UYSC
$150K 0.02%
14,600
– –
BIVIW
99
BioVie Inc Warrant
BIVIW
$64K
$139K 0.02%
461,937
+180,454
+64% +$59.1K
EOSE icon
100
Eos Energy Enterprises
EOSE
$1.51B
$128K 0.02%
+11,218
New +$161K
2 3
4
5 6

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GP
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CCP
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SCM
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OCAM
Onex Canada Asset Management Toronto, Ontario, Canada $601M AUM 15.16% 1-Year Est. Return
NPCM
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FSG
Financial Strategies Group Okemos, Michigan $598M AUM 12.52% 1-Year Est. Return
CIG
Capricorn Investment Group Palo Alto, California $602M AUM 165.22% 1-Year Est. Return
ECM
Estuary Capital Management Wayzata, Minnesota $598M AUM 1.72% 1-Year Est. Return

Warberg Asset Management's Q4 2025 Portfolio in Review

As of Q4 2025, Warberg Asset Management held 241 positions worth $831M, up 33% from $627M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

Warberg Asset Management withdrew a net $26.4M in Q4 2025, closing 60 positions and reducing 28 holdings. Its most notable exit was Rigetti Computing Warrants, an estimated $8.23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2.6% of assets, down from 3.2% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Warberg Asset Management opened a new position in Rigetti Computing worth $924K.

  • Warberg Asset Management's largest Q4 2025 buy was Rigetti Computing: 41,700 shares worth $924K.
  • Warberg Asset Management added most to EPR Properties 9.00% Series E Preferred Shares in Q4 2025, an estimated $1.14M increase.
  • Warberg Asset Management's biggest Q4 2025 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $5.65M.
  • Warberg Asset Management fully exited Rigetti Computing Warrants in Q4 2025, selling an estimated $8.23M.
  • Warberg Asset Management's ten largest holdings make up 76% of its $831M portfolio in Q4 2025.
  • Warberg Asset Management opened 56 new positions and closed 60 in Q4 2025.
  • Warberg Asset Management's portfolio value rose 33% quarter-over-quarter to $831M.

Based on Warberg Asset Management's 13F filing for Q4 2025, filed 13 Feb 2026.