We are live on ! Find out more
WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+10.54%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$627M
AUM Growth
-$16.3M
Cap. Flow
-$190M
Cap. Flow %
-30.36%
Top 10 Hldgs %
61.69%
Holding
243
New
63
Increased
23
Reduced
33
Closed
55

Top Buys

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$9.12M
2
RGTIW icon
Rigetti Computing Warrants
RGTIW
+$2.49M
3
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$2.29M
4
BCAR
D. Boral ARC Acquisition I Corp
BCAR
+$1.39M
5
VNME
Vendome Acquisition Corp I
VNME
+$1.37M

Top Sells

Rank Stock Value
1
PARA
Paramount Global Class B
PARA
+$2.58M
2
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$1.22M
3
VCIC
Vine Hill Capital Investment Corp
VCIC
+$875K
4
KCHVU
Kochav Defense Acquisition Corp Units
KCHVU
+$796K
5
AVPTW
AvePoint Inc Warrant
AVPTW
+$626K

Sector Composition

Rank Sector Weight
1 Financials 3.19%
2 Healthcare 0.58%
3 Real Estate 0.13%
4 Technology 0.06%
5 Consumer Staples 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APO.PRA
76
DELISTED
Apollo Global Management Series A
APO.PRA
$273K 0.04%
+3,873
New +$288K
OXY icon
77
PUT
Occidental Petroleum
OXY
$54.7B
$260K 0.04%
5,500
– –
OPFI.WS
78
DELISTED
OppFi Inc Warrants
OPFI.WS
$253K 0.04%
112,553
– –
SOCA
79
Solarius Capital Acquisition Corp
SOCA
$242M
$250K 0.04%
+25,000
New +$249K
ENHA
80
Enhanced Group Inc
ENHA
$345M
$248K 0.04%
+25,000
New +$247K
DRDB
81
Roman DBDR Acquisition Corp II
DRDB
$326M
$247K 0.04%
23,910
– –
QSEA
82
Quartzsea Acquisition Corp
QSEA
$108M
$243K 0.04%
24,000
– –
WTG
83
Wintergreen Acquisition Corp
WTG
$76.5M
$241K 0.04%
+23,964
New +$241K
AXIN
84
Axiom Intelligence Acquisition Corp 1
AXIN
$280M
$239K 0.04%
+24,000
New +$239K
VXX icon
85
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$152M
$232K 0.04%
+7,000
New +$277K
PROP icon
86
CALL
Prairie Operating Co
PROP
$72.8M
$226K 0.04%
114,100
-25,900
-19% -$73.7K
ASPC
87
A SPAC III Acquisition Corp
ASPC
$24.9M
$207K 0.03%
20,000
– –
BLUW
88
Blue Water Acquisition Corp III
BLUW
$334M
$200K 0.03%
+20,000
New +$199K
RANG
89
Range Capital Acquisition Corp
RANG
$23.1M
$194K 0.03%
18,645
– –
BDCIU
90
BTC Development Corp Unit
BDCIU
$232M
$192K 0.03%
+19,000
New +$192K
BRR
91
ProCap Financial Inc
BRR
$169M
$187K 0.03%
+18,480
New +$190K
RIBB
92
Ribbon Acquisition Corp
RIBB
$182K 0.03%
17,800
– –
CAPN
93
Cayson Acquisition Corp
CAPN
$58.7M
$180K 0.03%
+17,226
New +$179K
COPL
94
Copley Acquisition Corp
COPL
$249M
$176K 0.03%
17,400
– –
EURK
95
Eureka Acquisition Corp
EURK
$26M
$169K 0.03%
15,783
+395
+3% +$4.2K
OPEN icon
96
PUT
Opendoor
OPEN
$4.02B
$159K 0.03%
+20,667
New +$83.8K
KOYN
97
CSLM Digital Asset Acquisition Corp III
KOYN
$321M
$157K 0.03%
+15,828
New +$157K
FGMC
98
DELISTED
FG Merger II Corp
FGMC
$150K 0.02%
15,000
– –
UYSC
99
UY Scuti Acquisition Corp
UYSC
$56.3M
$148K 0.02%
14,600
– –
IAUX.WS
100
i-80 Gold Corp Warrants
IAUX.WS
$122M
$130K 0.02%
+289,852
New +$84.3K
2 3
4
5 6

Similar funds

GP
GSK plc London $599M AUM
BHPW
Beverly Hills Private Wealth Beverly Hills, California $600M AUM 21.5% 1-Year Est. Return
CCP
Clifford Capital Partners Alpine, Utah $600M AUM 19.57% 1-Year Est. Return
SCM
Stanley Capital Management Houston, Texas $598M AUM 33.22% 1-Year Est. Return
OCAM
Onex Canada Asset Management Toronto, Ontario, Canada $601M AUM 15.16% 1-Year Est. Return
NPCM
North Peak Capital Management New York $601M AUM 0.2% 1-Year Est. Return
FSG
Financial Strategies Group Okemos, Michigan $598M AUM 12.52% 1-Year Est. Return
CIG
Capricorn Investment Group Palo Alto, California $602M AUM 165.22% 1-Year Est. Return

Warberg Asset Management's Q3 2025 Portfolio in Review

As of Q3 2025, Warberg Asset Management held 243 positions worth $627M, down 2.5% from $643M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Warberg Asset Management withdrew a net $190M in Q3 2025, closing 55 positions and reducing 33 holdings. Its most notable exit was Paramount Global Class B, an estimated $2.58M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, up from 2% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Warberg Asset Management opened a new position in Chart Industries 6.75% Series B Preferred Stock worth $2.37M.

  • Warberg Asset Management's largest Q3 2025 buy was Chart Industries 6.75% Series B Preferred Stock: 33,343 shares worth $2.37M.
  • Warberg Asset Management added most to Occidental Petroleum Corp Warrants in Q3 2025, an estimated $9.12M increase.
  • Warberg Asset Management's biggest Q3 2025 reduction was Stereotaxis, cutting an estimated $393K.
  • Warberg Asset Management fully exited Paramount Global Class B in Q3 2025, selling an estimated $2.58M.
  • Warberg Asset Management's ten largest holdings make up 62% of its $627M portfolio in Q3 2025.
  • Warberg Asset Management opened 63 new positions and closed 55 in Q3 2025.
  • Warberg Asset Management's portfolio value fell 2.5% quarter-over-quarter to $627M.

Based on Warberg Asset Management's 13F filing for Q3 2025, filed 6 Nov 2025.