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WAM
Warberg Asset Management Portfolio holdings
AUM
$600M
1-Year Est. Return
23.37%
This Fund
S&P 500
This Quarter
Est. Return
-0.16%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$605M
AUM Growth
-$50.1M
(-7.6%)
Cap. Flow
-$316M
Cap. Flow
% of AUM
-52.18%
Top 10 Holdings %
Top 10 Hldgs %
55.28%
Holding
250
New
49
Increased
18
Reduced
43
Closed
59
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$1.52M |
| 2 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$1.13M |
| 3 |
DMAA
Drugs Made In America Acquisition Corp
DMAA
|
+$920K |
| 4 |
Apple
AAPL
|
+$799K |
| 5 |
PGAC
Pantages Capital Acquisition Corp
PGAC
|
+$759K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Occidental Petroleum Corp Warrants
OXY.WS
|
+$17.7M |
| 2 |
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
|
+$4.11M |
| 3 |
iShares Ultra Short Duration Bond Active ETF
ICSH
|
+$2.62M |
| 4 |
iShares 0-1 Year Treasury Bond ETF
SHV
|
+$958K |
| 5 |
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
|
+$926K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 2.2% |
| 2 | Healthcare | 0.14% |
| 3 | Real Estate | 0.13% |
| 4 | Technology | 0.13% |
| 5 | Materials | 0.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
NexGel Inc Warrant
NXGLW
$31.4K
| $84.3K | 0.01% |
207,255
+1,069
| +0.5% | +$592 |
|
|
NVAWW
77
DELISTED
Nova Minerals Ltd Warrant
NVAWW
| $77K | 0.01% |
19,748
-32,710
| -62% | -$186K |
|
|
AVPTW
78
DELISTED
AvePoint Inc Warrant
AVPTW
| $68.7K | 0.01% |
16,000
-4,259
| -21% | -$25.3K |
|
79
Catheter Precision
VTAK
$984K
| $62K | 0.01% |
9,479
-6,845
| -42% | -$51.8K |
|
80
Annovis Bio
ANVS
$83M
| $58.5K | 0.01% |
+39,000
| New | +$119K |
|
81
BiomX
PHGE
$1.93M
| $55.4K | 0.01% |
+5,243
| New | +$73.2K |
|
82
Maris-Tech Ltd Warrants
MTEKW
$1.16M
| $53.5K | 0.01% |
243,350
+54,991
| +29% | +$28.6K |
|
|
DTSTW
83
DELISTED
Data Storage Corp Warrant
DTSTW
| $50.1K | 0.01% |
139,117
-17,037
| -11% | -$8.4K |
|
|
MDCXW
84
Medicus Pharma Warrant
MDCXW
$306K
| $45.5K | 0.01% |
65,019
+37,549
| +137% | +$38.9K |
|
|
USGOW
85
DELISTED
U.S. GoldMining Inc Warrant
USGOW
| $37.9K | 0.01% |
31,619
+4,143
| +15% | +$6.37K |
|
|
ANNAW
86
AleAnna Inc Warrant
ANNAW
$8.93M
| $37.7K | 0.01% |
+150,942
| New | +$35.2K |
|
|
EONR.WS
87
EON Resources Warrants
EONR.WS
$1.46M
| $36.7K | 0.01% |
649,040
-2,077
| -0.3% | -$148 |
|
88
Onfolio Holdings Warrant
ONFOW
$50.1K
| $34.1K | 0.01% |
148,170
-69,901
| -32% | -$18.1K |
|
89
XTI Aerospace
XTIA
$57.7M
| $27.3K | ﹤0.01% |
+25,000
| New | +$123K |
|
|
CAPS
90
Capstone Holding Corp
CAPS
$3.8M
| $26.5K | ﹤0.01% |
+11,000
| New | +$29.6K |
|
91
TransCode Therapeutics
RNAZ
$4.71M
| $24.8K | ﹤0.01% |
+1,786
| New | +$229K |
|
|
IVF
92
INVO Fertility Inc
IVF
$1.93M
| $22.6K | ﹤0.01% |
+94
| New | +$55.5K |
|
93
Diana Shipping Inc Warrants exp 2026
DSX.WS
$6.81M
| $21.7K | ﹤0.01% |
198,728
-1,237
| -0.6% | -$149 |
|
|
FPAY
94
DELISTED
FlexShopper
FPAY
| $21.6K | ﹤0.01% |
+16,493
| New | +$25.2K |
|
|
RNWWW
95
ReNew Energy Global PLC Warrant
RNWWW
$57.4K
| $18.5K | ﹤0.01% |
200,000
-18,400
| -8% | -$3.15K |
|
96
Humacyte
HUMA
$195M
| $17.1K | ﹤0.01% |
+10,000
| New | +$37.5K |
|
|
HKPD
97
Cellyan Biotechnology
HKPD
$9.85M
| $16.2K | ﹤0.01% |
+15,000
| New | +$26.5K |
|
|
FMSTW
98
Foremost Clean Energy Warrant
FMSTW
$2.69M
| $15.1K | ﹤0.01% |
110,837
-3,891
| -3% | -$817 |
|
99
BigBear.ai Holdings Warrant
BBAI.WS
$44.8M
| $14.8K | ﹤0.01% |
+18,038
| New | +$26.1K |
|
|
NXPLW
100
DELISTED
NextPlat Corp Warrants
NXPLW
| $10.5K | ﹤0.01% |
45,686
+4,910
| +12% | +$945 |
|
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Warberg Asset Management's Q1 2025 Portfolio in Review
As of Q1 2025, Warberg Asset Management held 250 positions worth $605M, down 7.6% from $656M the previous quarter. Its ten largest holdings account for 55% of the portfolio.
Warberg Asset Management withdrew a net $316M in Q1 2025, closing 59 positions and reducing 43 holdings. Its most notable exit was Occidental Petroleum Corp Warrants, an estimated $17.7M position sold in full.
By sector, the portfolio is most concentrated in Financials at 2.2% of assets, up from 2% a quarter earlier, followed by Healthcare and Real Estate.
Against the trend, Warberg Asset Management opened a new position in iShares 0-3 Month Treasury Bond ETF worth $1.13M.
- Warberg Asset Management's largest Q1 2025 buy was iShares 0-3 Month Treasury Bond ETF: 11,265 shares worth $1.13M.
- Warberg Asset Management added most to Invesco QQQ Trust in Q1 2025, an estimated $1.52M increase.
- Warberg Asset Management's biggest Q1 2025 reduction was Core Scientific Inc Tranche 1 Warrants, cutting an estimated $640K.
- Warberg Asset Management fully exited Occidental Petroleum Corp Warrants in Q1 2025, selling an estimated $17.7M.
- Warberg Asset Management's ten largest holdings make up 55% of its $605M portfolio in Q1 2025.
- Warberg Asset Management opened 49 new positions and closed 59 in Q1 2025.
- Warberg Asset Management's portfolio value fell 7.6% quarter-over-quarter to $605M.
Based on Warberg Asset Management's 13F filing for Q1 2025, filed 9 May 2025.