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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-0.04%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$562M
AUM Growth
-$96.3M
Cap. Flow
-$338M
Cap. Flow %
-60.12%
Top 10 Hldgs %
53.46%
Holding
270
New
50
Increased
30
Reduced
42
Closed
60

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$5.07M
2
VCICU
Vine Hill Capital Investment Corp Unit
VCICU
+$1.34M
3
BUJA
Bukit Jalil Global Acquisition 1
BUJA
+$774K
4
NE icon
Noble Corp
NE
+$709K
5
AAM
AA Mission Acquisition Corp
AAM
+$672K

Top Sells

Rank Stock Value
1
DJTWW
Trump Media & Technology Group Warrants
DJTWW
+$8.41M
2
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$3.94M
3
NE.WS icon
Noble Corporation PLC Tranche 1 Warrants
NE.WS
+$1.91M
4
CORZZ icon
Core Scientific Inc Tranche 2 Warrants
CORZZ
+$1.23M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.09M

Sector Composition

Rank Sector Weight
1 Financials 1.98%
2 Healthcare 0.31%
3 Energy 0.24%
4 Real Estate 0.14%
5 Technology 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGCY
76
Legacy Education Inc
LGCY
$149M
$219K 0.04%
+47,500
New +$206K
IGTA
77
DELISTED
Inception Growth Acquisition Limited Common Stock
IGTA
$211K 0.04%
18,616
+1,000
+6% +$11.3K
GTAC
78
DELISTED
Global Technology Acquisition Corp. I Class A Ordinary Shares
GTAC
$187K 0.03%
+16,256
New +$186K
SMR.WS
79
DELISTED
NuScale Power Corporation Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
SMR.WS
$165K 0.03%
+52,000
New +$122K
AFJK
80
Aimei Health Technology Co
AFJK
$38.1M
$157K 0.03%
15,009
+9
+0.1% +$94
NEOVW icon
81
NeoVolta Inc Warrant
NEOVW
$1.17M
$152K 0.03%
224,818
+30,405
+16% +$22.5K
EURK
82
Eureka Acquisition Corp
EURK
$26M
$151K 0.03%
+15,000
New +$151K
PXSAW
83
DELISTED
Pyxis Tankers Inc Warrant
PXSAW
$147K 0.03%
170,974
+75,524
+79% +$74.4K
RILY icon
84
PUT
BRC Group Holdings
RILY
$288M
$116K 0.02%
22,000
-13,500
-38% -$150K
RIVN icon
85
CALL
Rivian
RIVN
$22B
$112K 0.02%
+10,000
New +$144K
JOBY.WS icon
86
Joby Aviation Warrants
JOBY.WS
$306K
$112K 0.02%
177,145
+49,664
+39% +$34.8K
BOWN
87
DELISTED
Bowen Acquisition Corp
BOWN
$108K 0.02%
10,000
– –
FSHP
88
Flag Ship Acquisition Corp
FSHP
$100K 0.02%
+10,000
New +$100K
DTSTW
89
DELISTED
Data Storage Corp Warrant
DTSTW
$96.1K 0.02%
179,597
-94,858
-35% -$74.1K
SYRA
90
DELISTED
Syra Health Corp. Class A Common Stock
SYRA
$88.3K 0.02%
+208,246
New +$221K
RNWWW
91
ReNew Energy Global PLC Warrant
RNWWW
$61.1K
$86.1K 0.02%
259,020
– –
DSX.WS icon
92
Diana Shipping Inc Warrants exp 2026
DSX.WS
$5.75M
$81K 0.01%
180,037
+53,461
+42% +$22.4K
RILY icon
93
BRC Group Holdings
RILY
$288M
$70.9K 0.01%
+13,500
New +$150K
SCPX
94
DELISTED
Scorpius Holdings, Inc.
SCPX
$68.6K 0.01%
+4,750
New +$115K
FFAI
95
CALL
Faraday Future Intelligent Electric
FFAI
$15.2M
$67.4K 0.01%
157
+153
+3,825% +$213K
SRXH
96
SRX Global
SRXH
$26.9M
$62.6K 0.01%
+677
New +$90.5K
YHC
97
LQR House Inc
YHC
$2.74M
$43.1K 0.01%
+22
New +$53.5K
EONR.WS
98
EON Resources Warrants
EONR.WS
$1.46M
$41.2K 0.01%
609,917
-21,056
-3% -$1.52K
CHAI
99
Core AI Holdings Inc
CHAI
$8.54M
$36.5K 0.01%
+993
New +$196K
NAKAW
100
DELISTED
Kindly MD, Inc. Warrants
NAKAW
$36.3K 0.01%
172,783
+8,633
+5% +$2.78K
2 3
4
5 6

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Warberg Asset Management's Q3 2024 Portfolio in Review

As of Q3 2024, Warberg Asset Management held 270 positions worth $562M, down 15% from $658M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Warberg Asset Management withdrew a net $338M in Q3 2024, closing 60 positions and reducing 42 holdings. Its most notable exit was Trump Media & Technology Group Warrants, an estimated $8.41M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2% of assets, up from 1.5% a quarter earlier, followed by Healthcare and Energy.

Against the trend, Warberg Asset Management opened a new position in iShares 0-3 Month Treasury Bond ETF worth $5.08M.

  • Warberg Asset Management's largest Q3 2024 buy was iShares 0-3 Month Treasury Bond ETF: 50,455 shares worth $5.08M.
  • Warberg Asset Management added most to Grayscale Bitcoin Trust in Q3 2024, an estimated $511K increase.
  • Warberg Asset Management's biggest Q3 2024 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $3.94M.
  • Warberg Asset Management fully exited Trump Media & Technology Group Warrants in Q3 2024, selling an estimated $8.41M.
  • Warberg Asset Management's ten largest holdings make up 53% of its $562M portfolio in Q3 2024.
  • Warberg Asset Management opened 50 new positions and closed 60 in Q3 2024.
  • Warberg Asset Management's portfolio value fell 15% quarter-over-quarter to $562M.

Based on Warberg Asset Management's 13F filing for Q3 2024, filed 6 Nov 2024.