We are live on ! Find out more
WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+2.04%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$697M
AUM Growth
+$169M
Cap. Flow
-$172M
Cap. Flow %
-24.71%
Top 10 Hldgs %
65.88%
Holding
269
New
37
Increased
38
Reduced
43
Closed
54

Top Buys

Rank Stock Value
1
STXS icon
Stereotaxis
STXS
+$1.58M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$1.29M
3
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$863K
4
CLRC
ClimateRock Class A Ordinary Shares
CLRC
+$844K
5
BKHAU
Black Hawk Acquisition Corp Units
BKHAU
+$752K

Top Sells

Rank Stock Value
1
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$1.37M
2
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$1.11M
3
ACAH
Atlantic Coastal Acquisition Corp. Class A Common Stock
ACAH
+$824K
4
CFFS
CF Acquisition Corp. VII Class A Common Stock
CFFS
+$786K
5
MNTN
Everest Consolidator Acquisition Corporation
MNTN
+$772K

Sector Composition

Rank Sector Weight
1 Financials 1.75%
2 Healthcare 0.44%
3 Real Estate 0.16%
4 Technology 0.13%
5 Consumer Discretionary 0.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RNWWW
76
ReNew Energy Global PLC Warrant
RNWWW
$57.4K
$130K 0.02%
259,120
-111,947
-30% -$75.4K
TALKW
77
DELISTED
Talkspace Inc Warrant
TALKW
$124K 0.02%
549,400
-9,900
-2% -$1.62K
OMQS
78
DELISTED
OMNIQ Corp. Common Stock
OMQS
$120K 0.02%
224,207
+31,007
+16% +$16.6K
PETV
79
DELISTED
PetVivo Holdings, Inc. Common Stock
PETV
$119K 0.02%
111,100
+83,407
+301% +$96.5K
SURG icon
80
PUT
SurgePays
SURG
$5.19M
$116K 0.02%
+30,000
New +$200K
BOWN
81
DELISTED
Bowen Acquisition Corp
BOWN
$104K 0.02%
10,000
– –
SKYH.WS icon
82
Sky Harbour Group Warrants
SKYH.WS
$19.7M
$72.2K 0.01%
41,000
+9,564
+30% +$12.1K
OGEN icon
83
Oragenics
OGEN
$2.39M
$72K 0.01%
+1,668
New +$165K
PMNT
84
DELISTED
PERFECT MOMENT LTD
PMNT
$71.6K 0.01%
+20,000
New +$88.8K
AMPX.WS icon
85
Amprius Technologies Warrants
AMPX.WS
$556M
$70.4K 0.01%
281,481
-90,398
-24% -$30.4K
FMSTW
86
Foremost Clean Energy Warrant
FMSTW
$2.69M
$69.8K 0.01%
115,028
+5,397
+5% +$2.59K
OPHC icon
87
OptimumBank Holdings
OPHC
$108M
$66.7K 0.01%
15,557
-4,143
-21% -$18.1K
AZTR icon
88
Azitra
AZTR
$2.22M
$61.8K 0.01%
+1,504
New +$218K
NVVE
89
DELISTED
Nuvve Holding Corp
NVVE
$60.8K 0.01%
+8
New +$115K
DSX.WS icon
90
Diana Shipping Inc Warrants exp 2026
DSX.WS
$6.97M
$57.2K 0.01%
+124,286
New +$62K
PXSAW
91
DELISTED
Pyxis Tankers Inc Warrant
PXSAW
$54.3K 0.01%
47,250
-22,367
-32% -$28.2K
OCEAW
92
DELISTED
Ocean Biomediacal, Inc. Warrants
OCEAW
$49.1K 0.01%
168,260
+158,260
+1,583% +$23.1K
SCPX
93
DELISTED
Scorpius Holdings, Inc.
SCPX
$45.9K 0.01%
+71
New +$88.9K
MIR.WS
94
DELISTED
Mirion Technologies, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MIR.WS
$44.8K 0.01%
19,996
-10,100
-34% -$17.9K
TNONW icon
95
Tenon Medical Inc Warrant
TNONW
$1.68K
$39.5K 0.01%
671,558
-142
-0% -$7
SKYAW
96
SkyAI Inc
SKYAW
$263K
$37.2K 0.01%
464,483
-6,269
-1% -$666
SYNX icon
97
Silynxcom
SYNX
$6.97M
$34.1K ﹤0.01%
+10,000
New +$34.7K
APCX
98
DELISTED
AppTech Payments
APCX
$33.6K ﹤0.01%
+35,000
New +$59.6K
MTEKW icon
99
Maris-Tech Ltd Warrants
MTEKW
$1.16M
$33.4K ﹤0.01%
207,000
-19,620
-9% -$1.32K
NXPLW
100
DELISTED
NextPlat Corp Warrants
NXPLW
$31K ﹤0.01%
68,800
-12,026
-15% -$5.66K
2 3
4
5 6

Similar funds

GP
GSK plc London $599M AUM
BHPW
Beverly Hills Private Wealth Beverly Hills, California $600M AUM 21.5% 1-Year Est. Return
CCP
Clifford Capital Partners Alpine, Utah $600M AUM 19.57% 1-Year Est. Return
SCM
Stanley Capital Management Houston, Texas $598M AUM 33.22% 1-Year Est. Return
OCAM
Onex Canada Asset Management Toronto, Ontario, Canada $601M AUM 15.16% 1-Year Est. Return
NPCM
North Peak Capital Management New York $601M AUM 0.2% 1-Year Est. Return
FSG
Financial Strategies Group Okemos, Michigan $598M AUM 12.52% 1-Year Est. Return
CIG
Capricorn Investment Group Palo Alto, California $602M AUM 165.22% 1-Year Est. Return

Warberg Asset Management's Q1 2024 Portfolio in Review

As of Q1 2024, Warberg Asset Management held 269 positions worth $697M, up 32% from $528M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Warberg Asset Management withdrew a net $172M in Q1 2024, closing 54 positions and reducing 43 holdings. Its most notable exit was Invesco Ultra Short Duration ETF, an estimated $1.37M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, down from 2.5% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Warberg Asset Management opened a new position in Stereotaxis worth $1.74M.

  • Warberg Asset Management's largest Q1 2024 buy was Stereotaxis: 665,688 shares worth $1.74M.
  • Warberg Asset Management added most to Expand Energy Corp Class B Warrants in Q1 2024, an estimated $863K increase.
  • Warberg Asset Management's biggest Q1 2024 reduction was Hertz Global Holdings Warrants, cutting an estimated $1.11M.
  • Warberg Asset Management fully exited Invesco Ultra Short Duration ETF in Q1 2024, selling an estimated $1.37M.
  • Warberg Asset Management's ten largest holdings make up 66% of its $697M portfolio in Q1 2024.
  • Warberg Asset Management opened 37 new positions and closed 54 in Q1 2024.
  • Warberg Asset Management's portfolio value rose 32% quarter-over-quarter to $697M.

Based on Warberg Asset Management's 13F filing for Q1 2024, filed 6 May 2024.