WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+1.33%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$320M
AUM Growth
+$320M
Cap. Flow
+$25.2M
Cap. Flow %
7.88%
Top 10 Hldgs %
62.44%
Holding
292
New
56
Increased
32
Reduced
51
Closed
42

Top Buys

1
VMW
VMware, Inc
VMW
$11.6M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$5.13M
3
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$2.1M
4
NE.WS icon
Noble Corporation plc Tranche 1 Warrants
NE.WS
$1.89M
5
NE.WS.A icon
Noble Corporation plc Tranche 2 Warrants
NE.WS.A
$1.14M

Top Sells

1
HTZWW
Hertz Global Holdings Warrants
HTZWW
$840K
2
HUDA
Hudson Acquisition I Corp. Common Stock
HUDA
$724K
3
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
$695K
4
NEN icon
New England Realty Associates
NEN
$679K
5
JTAI icon
Jet.AI
JTAI
$597K

Sector Composition

1 Technology 4.19%
2 Financials 3.13%
3 Healthcare 0.49%
4 Real Estate 0.26%
5 Industrials 0.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ASTI icon
76
Ascent Solar Technologies
ASTI
$6.03M
$35.8K 0.01% +20,000 New +$35.8K
NXPLW icon
77
NextPlat Corp Warrants
NXPLW
$51K
$35.6K 0.01% 61,609 -9,699 -14% -$5.6K
CMND icon
78
Clearmind Medicine
CMND
$5.65M
$35.2K 0.01% +220,000 New +$35.2K
FMSTW
79
Foremost Clean Energy Ltd. Warrant
FMSTW
$3.88M
$33.1K 0.01% +56,136 New +$33.1K
BSGM icon
80
BioSig Technologies, Inc. Common Stock
BSGM
$169M
$31.4K 0.01% 63,856 +30,928 +94% +$15.2K
SGE
81
DELISTED
Strong Global Entertainment, Inc.
SGE
$30.6K 0.01% 14,561 -4,198 -22% -$8.82K
UPXI icon
82
Upexi
UPXI
$424M
$29.8K 0.01% 17,199 -500 -3% -$865
TNONW icon
83
Tenon Medical, Inc. Warrant
TNONW
$27.1K 0.01% 664,292 +343,792 +107% +$14K
SVREW
84
SaverOne 2014 Ltd. Warrant
SVREW
$130K
$27K 0.01% 198,769 -2,335 -1% -$317
ONFOW icon
85
Onfolio Holdings Inc. Warrant
ONFOW
$1.45M
$25.9K 0.01% 193,785 -6,968 -3% -$930
EDBL
86
Edible Garden
EDBL
$5.35M
$25.7K 0.01% +34,486 New +$25.7K
BOF icon
87
BranchOut Food
BOF
$25.6M
$21.8K ﹤0.01% 10,369 -2,631 -20% -$5.53K
BTBDW icon
88
BT Brands, Inc. Warrant
BTBDW
$790K
$20.5K ﹤0.01% 136,459 -1,249 -0.9% -$187
LLAP
89
DELISTED
Terran Orbital Corporation
LLAP
$20.1K ﹤0.01% +24,250 New +$20.1K
FGIWW
90
FGI Industries Ltd. Warrant
FGIWW
$20K ﹤0.01% 121,152 +78 +0.1% +$13
WKSPW
91
DELISTED
Worksport, Ltd. Warrant
WKSPW
$19.6K ﹤0.01% +78,291 New +$19.6K
APLMW icon
92
Apollomics Inc Warrant
APLMW
$698K
$19.5K ﹤0.01% 390,208 +53,058 +16% +$2.65K
PIII icon
93
P3 Health Partners
PIII
$27.2M
$17.6K ﹤0.01% +12,000 New +$17.6K
CNVS icon
94
Cineverse
CNVS
$93.3M
$17.5K ﹤0.01% 14,952 -48 -0.3% -$56
NAVB
95
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$17.5K ﹤0.01% +194,997 New +$17.5K
SBEV.WS
96
DELISTED
Splash Beverage Group, Inc. Warrants to purchase 1/40th of a share of Common Stock at an exercise price of $184.00
SBEV.WS
$17.1K ﹤0.01% 170,733 -27,933 -14% -$2.79K
ASPI icon
97
ASP Isotopes
ASPI
$853M
$16.2K ﹤0.01% 17,000 -38,218 -69% -$36.3K
USBC
98
USBC, Inc.
USBC
$407M
$15K ﹤0.01% +60,000 New +$15K
WLDSW icon
99
Wearable Devices Ltd. Warrant
WLDSW
$199K
$14.9K ﹤0.01% 125,500 – –
NXU
100
DELISTED
Nxu, Inc. Class A Common Stock
NXU
$13.7K ﹤0.01% +69,500 New +$13.7K
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4
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