WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$350M
AUM Growth
+$17.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
317
New
Increased
Reduced
Closed

Top Buys

1
+$1.86M
2
+$814K
3
+$773K
4
HUDA
Hudson Acquisition I Corp. Common Stock
HUDA
+$724K
5
NEN icon
New England Realty Associates
NEN
+$692K

Top Sells

1
+$1.54M
2
+$1.11M
3
+$914K
4
PXSAP
Pyxis Tankers Inc. 7.75% Series A Cumulative Convertible Preferred Shares
PXSAP
+$694K
5
OAKUU
Oak Woods Acquisition Corp Unit
OAKUU
+$663K

Sector Composition

1 Financials 2.39%
2 Technology 0.5%
3 Real Estate 0.46%
4 Industrials 0.29%
5 Energy 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
76
$31.6K 0.01%
+231
77
$31.4K 0.01%
55,218
+40,370
78
$31.3K 0.01%
520,540
79
$31.1K 0.01%
+14,000
80
$29.1K ﹤0.01%
126,366
-1,000
81
$28.9K ﹤0.01%
+10,667
82
$28.6K ﹤0.01%
+15,000
83
$27.8K ﹤0.01%
337,150
+55,300
84
$27.6K ﹤0.01%
121,074
85
$26.8K ﹤0.01%
+1,219
86
$26.8K ﹤0.01%
198,666
-72,827
87
$25.5K ﹤0.01%
137,708
+4,900
88
$25.1K ﹤0.01%
62,838
-44,462
89
$25.1K ﹤0.01%
1,569
+369
90
$24.6K ﹤0.01%
112,000
91
$22.8K ﹤0.01%
164,882
+13,083
92
$20.7K ﹤0.01%
13,000
93
$18.3K ﹤0.01%
166,483
94
$18.3K ﹤0.01%
39,298
95
– –
0
96
$15.7K ﹤0.01%
223,596
-957
97
$15.4K ﹤0.01%
77,709
-56
98
$15.3K ﹤0.01%
66,700
-300
99
$15.3K ﹤0.01%
148,578
+43,578
100
$15.1K ﹤0.01%
+11,500
2 3
4
5 6