WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$327M
AUM Growth
-$38.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
352
New
Increased
Reduced
Closed

Top Buys

1
+$9.47M
2
+$1.62M
3
+$722K
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$692K
5
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$612K

Top Sells

1
+$33.1M
2
+$23.1M
3
+$18.5M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.99M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$7.5M

Sector Composition

1 Financials 2.33%
2 Technology 0.77%
3 Real Estate 0.55%
4 Healthcare 0.44%
5 Industrials 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
76
$110K 0.02%
11,076
77
$102K 0.02%
10,000
78
$101K 0.02%
10,000
79
$93.9K 0.01%
+319,068
80
$74.6K 0.01%
120,289
-7,241
81
$68.1K 0.01%
453,974
+167,115
82
$67.7K 0.01%
282,128
-700
83
$61.8K 0.01%
773,118
+31,000
84
$60.7K 0.01%
221,977
-1,976
85
$57.6K 0.01%
+64,000
86
$52.1K 0.01%
121,074
87
$48.8K 0.01%
62,616
+2,287
88
$47.6K 0.01%
+66
89
$41.9K 0.01%
+60,667
90
$41.1K 0.01%
86,508
+1,854
91
$41K 0.01%
+12,000
92
$38K 0.01%
521,442
+277,717
93
$37.9K 0.01%
2,070
-1,980
94
$37.8K 0.01%
6,400
-1,600
95
$34.5K 0.01%
+38,527
96
$33.9K 0.01%
+161,250
97
$33.7K 0.01%
+30,096
98
$33.3K 0.01%
166,483
+125,764
99
$32.3K 0.01%
+1,050
100
$32.3K 0.01%
+15,000
2 3
4
5 6