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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-0.69%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$831M
AUM Growth
+$204M
Cap. Flow
-$26.4M
Cap. Flow %
-3.18%
Top 10 Hldgs %
76.27%
Holding
241
New
56
Increased
19
Reduced
28
Closed
60

Top Buys

Rank Stock Value
1
RGTI icon
Rigetti Computing
RGTI
+$1.36M
2
EPR.PRE icon
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
+$1.14M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$1.1M
4
SVAQU
Silicon Valley Acquisition Corp Units
SVAQU
+$746K
5
VHCPU
Vine Hill Capital Investment Corp II Units
VHCPU
+$722K

Top Sells

Rank Stock Value
1
RGTIW icon
Rigetti Computing Warrants
RGTIW
+$8.23M
2
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$5.65M
3
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$2.37M
4
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.05M
5
FORL
Four Leaf Acquisition Corp
FORL
+$873K

Sector Composition

Rank Sector Weight
1 Financials 2.58%
2 Healthcare 0.38%
3 Technology 0.15%
4 Real Estate 0.13%
5 Consumer Staples 0.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCIIU
51
SC II Acquisition Corp Units
SCIIU
$466K 0.06%
+46,300
New +$466K
MMTX
52
Miluna Acquisition Corp
MMTX
$89.3M
$455K 0.05%
+46,000
New +$455K
TVAI
53
Thayer Ventures Acquisition Corporation II
TVAI
$283M
$452K 0.05%
44,699
– –
NE.WS.A icon
54
Noble Corporation PLC Tranche 2 Warrants
NE.WS.A
$448K 0.05%
53,816
+6,618
+14% +$56.8K
INAC
55
Indigo Acquisition Corp
INAC
$448K 0.05%
44,612
– –
LKSP
56
Lake Superior Acquisition Corp
LKSP
$447K 0.05%
+44,947
New +$446K
POST icon
57
Post Holdings
POST
$3.57B
$446K 0.05%
+4,500
New +$466K
OKLO
58
PUT
Oklo
OKLO
$8.42B
$431K 0.05%
6,000
+1,000
+20% +$112K
QUMS
59
Quantumsphere Acquisition Corp
QUMS
$415K 0.05%
+41,421
New +$413K
CRANU
60
Crane Harbor Acquisition Corp II Units
CRANU
$395K 0.05%
+39,200
New +$394K
HAVA
61
Harvard Ave Acquisition Corp
HAVA
$372K 0.04%
+37,500
New +$372K
GTERA
62
Globa Terra Acquisition Corp
GTERA
$367K 0.04%
36,300
– –
OKLO
63
Oklo
OKLO
$8.42B
$359K 0.04%
+5,000
New +$558K
OTGA
64
OTG Acquisition Corp I
OTGA
$301M
$354K 0.04%
+35,438
New +$355K
CHPG
65
ChampionsGate Acquisition Corp
CHPG
$354K 0.04%
34,742
– –
YCY
66
AA Mission Acquisition Corp II
YCY
$348K 0.04%
+35,000
New +$349K
USAR
67
USA Rare Earth Inc
USAR
$4.73B
$301K 0.04%
+25,333
New +$483K
JOBY.WS icon
68
Joby Aviation Warrants
JOBY.WS
$157K
$295K 0.04%
74,396
+28,578
+62% +$157K
CCAQ
69
Collective Acquisition Corp
CCAQ
$212M
$290K 0.03%
28,403
-1,013
-3% -$10.3K
MPTI icon
70
M-tron Industries
MPTI
$380M
$280K 0.03%
+5,258
New +$278K
CAPN
71
Cayson Acquisition Corp
CAPN
$279K 0.03%
26,207
+8,981
+52% +$94.7K
APAC
72
StoneBridge Acquisition II Corp
APAC
$82.2M
$274K 0.03%
+27,500
New +$273K
MKLY
73
McKinley Acquisition Corp
MKLY
$249M
$269K 0.03%
+27,000
New +$269K
ENHA
74
Enhanced Group Inc
ENHA
$341M
$251K 0.03%
25,000
– –
IAUX.WS
75
i-80 Gold Corp Warrants
IAUX.WS
$139M
$251K 0.03%
272,515
-17,337
-6% -$10.6K
1 2
3
4 5

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CCP
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SCM
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OCAM
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NPCM
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FSG
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CIG
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ECM
Estuary Capital Management Wayzata, Minnesota $598M AUM 1.72% 1-Year Est. Return

Warberg Asset Management's Q4 2025 Portfolio in Review

As of Q4 2025, Warberg Asset Management held 241 positions worth $831M, up 33% from $627M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

Warberg Asset Management withdrew a net $26.4M in Q4 2025, closing 60 positions and reducing 28 holdings. Its most notable exit was Rigetti Computing Warrants, an estimated $8.23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2.6% of assets, down from 3.2% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Warberg Asset Management opened a new position in Rigetti Computing worth $924K.

  • Warberg Asset Management's largest Q4 2025 buy was Rigetti Computing: 41,700 shares worth $924K.
  • Warberg Asset Management added most to EPR Properties 9.00% Series E Preferred Shares in Q4 2025, an estimated $1.14M increase.
  • Warberg Asset Management's biggest Q4 2025 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $5.65M.
  • Warberg Asset Management fully exited Rigetti Computing Warrants in Q4 2025, selling an estimated $8.23M.
  • Warberg Asset Management's ten largest holdings make up 76% of its $831M portfolio in Q4 2025.
  • Warberg Asset Management opened 56 new positions and closed 60 in Q4 2025.
  • Warberg Asset Management's portfolio value rose 33% quarter-over-quarter to $831M.

Based on Warberg Asset Management's 13F filing for Q4 2025, filed 13 Feb 2026.