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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+10.54%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$627M
AUM Growth
-$16.3M
Cap. Flow
-$190M
Cap. Flow %
-30.36%
Top 10 Hldgs %
61.69%
Holding
243
New
63
Increased
23
Reduced
33
Closed
55

Top Buys

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$9.12M
2
RGTIW icon
Rigetti Computing Warrants
RGTIW
+$2.49M
3
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$2.29M
4
BCAR
D. Boral ARC Acquisition I Corp
BCAR
+$1.39M
5
VNME
Vendome Acquisition Corp I
VNME
+$1.37M

Top Sells

Rank Stock Value
1
PARA
Paramount Global Class B
PARA
+$2.58M
2
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$1.22M
3
VCIC
Vine Hill Capital Investment Corp
VCIC
+$875K
4
KCHVU
Kochav Defense Acquisition Corp Units
KCHVU
+$796K
5
AVPTW
AvePoint Inc Warrant
AVPTW
+$626K

Sector Composition

Rank Sector Weight
1 Financials 3.19%
2 Healthcare 0.58%
3 Real Estate 0.13%
4 Technology 0.06%
5 Consumer Staples 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PELI
51
DELISTED
Pelican Acquisition Corp
PELI
$503K 0.08%
50,000
– –
NEOVW icon
52
NeoVolta Inc Warrant
NEOVW
$1.17M
$499K 0.08%
249,740
+12,284
+5% +$20.1K
CRAQ
53
Cal Redwood Acquisition Corp
CRAQ
$499K 0.08%
+49,900
New +$499K
OAKU
54
DELISTED
Oak Woods Acquisition Corp
OAKU
$496K 0.08%
41,308
-118
-0.3% -$1.4K
RDAC
55
Rising Dragon Acquisition Corp
RDAC
$36.9M
$479K 0.08%
45,979
– –
TVAI
56
Thayer Ventures Acquisition Corporation II
TVAI
$282M
$449K 0.07%
+44,699
New +$448K
INAC
57
Indigo Acquisition Corp
INAC
$152M
$445K 0.07%
+44,612
New +$444K
OTGAU
58
OTG Acquisition Corp I Unit
OTGAU
$443K 0.07%
+44,000
New +$442K
IONQ icon
59
PUT
IonQ
IONQ
$14.5B
$431K 0.07%
+7,000
New +$329K
QUMSU
60
Quantumsphere Acquisition Corp Units
QUMSU
$420K 0.07%
+41,421
New +$416K
RFAI
61
RF Acquisition Corp II
RFAI
$92.5M
$408K 0.07%
38,000
– –
NE.WS.A icon
62
Noble Corporation PLC Tranche 2 Warrants
NE.WS.A
$385K 0.06%
47,198
+18,311
+63% +$151K
GTERA
63
Globa Terra Acquisition Corp
GTERA
$246M
$362K 0.06%
+36,300
New +$362K
GCMGW
64
DELISTED
GCM Grosvenor Inc Warrant
GCMGW
$354K 0.06%
592,488
+130,960
+28% +$142K
ACMR icon
65
CALL
ACM Research
ACMR
$5.43B
$352K 0.06%
9,000
-7,300
-45% -$217K
MKLYU
66
McKinley Acquisition Corp Units
MKLYU
$158M
$350K 0.06%
+35,000
New +$350K
CHPG
67
ChampionsGate Acquisition Corp
CHPG
$349K 0.06%
+34,742
New +$349K
OKLO
68
CALL
Oklo
OKLO
$7.17B
$335K 0.05%
+3,000
New +$235K
MSTR icon
69
Strategy Inc
MSTR
$34.7B
$322K 0.05%
+1,000
New +$371K
USARW
70
DELISTED
USA Rare Earth Inc Warrant
USARW
$318K 0.05%
44,000
+13,786
+46% +$68.4K
PCSC
71
DELISTED
Perceptive Capital Solutions
PCSC
$316K 0.05%
29,931
– –
CCAQ
72
Collective Acquisition Corp
CCAQ
$212M
$298K 0.05%
29,416
-400
-1% -$4.03K
MOBBW
73
Mobilicom Ltd Warrants
MOBBW
$1.99B
$282K 0.04%
64,922
+47,678
+276% +$73K
JOBY.WS icon
74
Joby Aviation Warrants
JOBY.WS
$306K
$275K 0.04%
45,818
+9,180
+25% +$49.7K
APACU
75
StoneBridge Acquisition II Corp Units
APACU
$274K 0.04%
+27,500
New +$274K
1 2
3
4 5

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CCP
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SCM
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OCAM
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NPCM
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FSG
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CIG
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Warberg Asset Management's Q3 2025 Portfolio in Review

As of Q3 2025, Warberg Asset Management held 243 positions worth $627M, down 2.5% from $643M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Warberg Asset Management withdrew a net $190M in Q3 2025, closing 55 positions and reducing 33 holdings. Its most notable exit was Paramount Global Class B, an estimated $2.58M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, up from 2% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Warberg Asset Management opened a new position in Chart Industries 6.75% Series B Preferred Stock worth $2.37M.

  • Warberg Asset Management's largest Q3 2025 buy was Chart Industries 6.75% Series B Preferred Stock: 33,343 shares worth $2.37M.
  • Warberg Asset Management added most to Occidental Petroleum Corp Warrants in Q3 2025, an estimated $9.12M increase.
  • Warberg Asset Management's biggest Q3 2025 reduction was Stereotaxis, cutting an estimated $393K.
  • Warberg Asset Management fully exited Paramount Global Class B in Q3 2025, selling an estimated $2.58M.
  • Warberg Asset Management's ten largest holdings make up 62% of its $627M portfolio in Q3 2025.
  • Warberg Asset Management opened 63 new positions and closed 55 in Q3 2025.
  • Warberg Asset Management's portfolio value fell 2.5% quarter-over-quarter to $627M.

Based on Warberg Asset Management's 13F filing for Q3 2025, filed 6 Nov 2025.