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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+2.03%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$643M
AUM Growth
+$37.8M
Cap. Flow
-$261M
Cap. Flow %
-40.59%
Top 10 Hldgs %
55.76%
Holding
241
New
61
Increased
21
Reduced
33
Closed
59

Top Buys

Rank Stock Value
1
PARA
Paramount Global Class B
PARA
+$2.34M
2
STXS icon
Stereotaxis
STXS
+$1.76M
3
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$1.21M
4
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$1.11M
5
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.05M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.98M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.13M
3
CLRC
ClimateRock Class A Ordinary Shares
CLRC
+$905K
4
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$789K
5
APO.PRA icon
Apollo Global Management Series A
APO.PRA
+$768K

Sector Composition

Rank Sector Weight
1 Financials 2.03%
2 Healthcare 0.43%
3 Communication Services 0.4%
4 Real Estate 0.12%
5 Technology 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBUX icon
51
PUT
Starbucks
SBUX
$120B
$458K 0.07%
5,000
-10,000
-67% -$867K
TVAIU
52
Thayer Ventures Acquisition Corporation II Unit
TVAIU
$454K 0.07%
+44,699
New +$452K
GBTC icon
53
Grayscale Bitcoin Trust
GBTC
$9.45B
$424K 0.07%
+5,001
New +$389K
ACMR icon
54
CALL
ACM Research
ACMR
$5.42B
$422K 0.07%
+16,300
New +$367K
PROP icon
55
CALL
Prairie Operating Co
PROP
$69.8M
$419K 0.07%
140,000
+80,000
+133% +$320K
RFAI
56
RF Acquisition Corp II
RFAI
$92.4M
$401K 0.06%
38,000
– –
HIMS icon
57
PUT
Hims & Hers Health
HIMS
$6.43B
$399K 0.06%
+8,000
New +$362K
AEVA
58
PUT
Aeva Technologies
AEVA
$1.2B
$378K 0.06%
+10,000
New +$152K
BAC.PRL icon
59
Bank of America Series L
BAC.PRL
$3.97B
$364K 0.06%
+300
New +$354K
BULL
60
Webull Corp
BULL
$3.75B
$359K 0.06%
+30,000
New +$465K
CHPGU
61
ChampionsGate Acquisition Corp Unit
CHPGU
$353K 0.05%
+34,742
New +$351K
NEOVW icon
62
NeoVolta Inc Warrant
NEOVW
$913K
$335K 0.05%
237,456
-35,026
-13% -$43.8K
PCSC
63
DELISTED
Perceptive Capital Solutions
PCSC
$317K 0.05%
29,931
– –
XRPNU
64
Armada Acquisition Corp II Units
XRPNU
$306K 0.05%
+30,000
New +$303K
CCAQ
65
Collective Acquisition Corp
CCAQ
$212M
$300K 0.05%
+29,816
New +$299K
GCMGW
66
DELISTED
GCM Grosvenor Inc Warrant
GCMGW
$295K 0.05%
461,528
-69,600
-13% -$80.5K
VXX icon
67
CALL
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$154M
$288K 0.04%
+6,000
New +$353K
NN icon
68
CALL
NextNav
NN
$1.79B
$258K 0.04%
+17,000
New +$218K
DRDB
69
Roman DBDR Acquisition Corp II
DRDB
$326M
$247K 0.04%
23,910
– –
AXINU
70
Axiom Intelligence Acquisition Corp 1 Units
AXINU
$242K 0.04%
+24,000
New +$242K
WTGUU
71
Wintergreen Acquisition Corp Unit
WTGUU
$242K 0.04%
+23,995
New +$241K
QSEA
72
Quartzsea Acquisition Corp
QSEA
$108M
$241K 0.04%
+24,000
New +$240K
OXY icon
73
PUT
Occidental Petroleum
OXY
$56.8B
$231K 0.04%
+5,500
New +$230K
KRE icon
74
State Street SPDR S&P Regional Banking ETF
KRE
$4.5B
$228K 0.04%
+3,830
New +$213K
ATMC
75
DELISTED
AlphaTime Acquisition Corp
ATMC
$221K 0.03%
18,876
+601
+3% +$7.06K
1 2
3
4 5

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CCP
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SCM
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OCAM
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NPCM
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FSG
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CIG
Capricorn Investment Group Palo Alto, California $602M AUM 165.22% 1-Year Est. Return

Warberg Asset Management's Q2 2025 Portfolio in Review

As of Q2 2025, Warberg Asset Management held 241 positions worth $643M, up 6.2% from $605M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Warberg Asset Management withdrew a net $261M in Q2 2025, closing 59 positions and reducing 33 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $2.98M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2% of assets, down from 2.2% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Warberg Asset Management opened a new position in Paramount Global Class B worth $2.58M.

  • Warberg Asset Management's largest Q2 2025 buy was Paramount Global Class B: 200,000 shares worth $2.58M.
  • Warberg Asset Management added most to Stereotaxis in Q2 2025, an estimated $1.76M increase.
  • Warberg Asset Management's biggest Q2 2025 reduction was OppFi Inc Warrants, cutting an estimated $145K.
  • Warberg Asset Management fully exited Invesco QQQ Trust in Q2 2025, selling an estimated $2.98M.
  • Warberg Asset Management's ten largest holdings make up 56% of its $643M portfolio in Q2 2025.
  • Warberg Asset Management opened 61 new positions and closed 59 in Q2 2025.
  • Warberg Asset Management's portfolio value rose 6.2% quarter-over-quarter to $643M.

Based on Warberg Asset Management's 13F filing for Q2 2025, filed 12 Aug 2025.