WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$408M
AUM Growth
+$42.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
249
New
Increased
Reduced
Closed

Top Buys

1
+$2.58M
2
+$1.84M
3
+$1.22M
4
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$1.21M
5
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.15M

Top Sells

1
+$2.81M
2
+$1.13M
3
+$905K
4
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$789K
5
APO.PRA icon
Apollo Global Management Series A
APO.PRA
+$768K

Sector Composition

1 Financials 3.2%
2 Healthcare 0.67%
3 Communication Services 0.63%
4 Real Estate 0.19%
5 Technology 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMPOW
51
DELISTED
CompoSecure Inc Warrant
CMPOW
$160K 0.02%
+25,565
FGMC
52
FG Merger II Corp
FGMC
$104M
$148K 0.02%
15,000
UYSC
53
UY Scuti Acquisition Corp
UYSC
$78.6M
$147K 0.02%
+14,600
FSHP
54
Flag Ship Acquisition Corp
FSHP
$54.6M
$104K 0.02%
10,001
+1
ATII
55
Archimedes Tech SPAC Partners II Co
ATII
$309M
$102K 0.02%
+10,000
OYSEU
56
Oyster Enterprises II Acquisition Corp Units
OYSEU
$101K 0.02%
+10,000
TVA
57
Texas Ventures Acquisition III Corp
TVA
$325M
$101K 0.02%
+10,000
NVAWW
58
Nova Minerals Ltd Warrant
NVAWW
$20.4M
$95.3K 0.01%
18,249
-1,499
JOBY.WS icon
59
Joby Aviation Warrants
JOBY.WS
$87.9K 0.01%
36,638
-90,962
USARW
60
DELISTED
USA Rare Earth Inc Warrant
USARW
$71.9K 0.01%
+30,214
PROP icon
61
Prairie Operating Co
PROP
$110M
$55K 0.01%
18,379
+2,544
MDCXW
62
Medicus Pharma Warrant
MDCXW
$796K
$52.7K 0.01%
59,611
-5,408
NXGLW icon
63
NexGel Inc Warrant
NXGLW
$46.1K 0.01%
184,496
-22,759
HURA
64
TuHURA Biosciences
HURA
$42.9M
$44.8K 0.01%
+20,000
SYNX icon
65
Silynxcom
SYNX
$7.36M
$43.8K 0.01%
+25,466
MTEKW icon
66
Maris-Tech Ltd Warrants
MTEKW
$1.52M
$41.9K 0.01%
139,831
-103,519
CBUS icon
67
Cibus
CBUS
$98M
$41.4K 0.01%
+30,000
ANNAW
68
AleAnna Inc Warrant
ANNAW
$5.01M
$37.2K 0.01%
158,382
+7,440
PHGE icon
69
BiomX
PHGE
$3.98M
$36K 0.01%
4,211
-1,032
SDST
70
Stardust Power Inc
SDST
$35.8M
$35.4K 0.01%
+17,990
DAICW
71
CID HoldCo Inc Warrants
DAICW
$1.34M
$33K 0.01%
+432,500
EONR.WS
72
EON Resources Warrants
EONR.WS
$930K
$32.4K 0.01%
634,640
-14,400
LVWR.WS icon
73
LiveWire Group Warrants
LVWR.WS
$12.2M
$32.3K 0.01%
+632,821
NMTC icon
74
NeuroOne Medical Technologies
NMTC
$45.3M
$27.1K ﹤0.01%
+40,000
EONR
75
EON Resources
EONR
$19.2M
$23.4K ﹤0.01%
67,564
+57,564
1 2
3
4 5