WAM

Warberg Asset Management Portfolio holdings

AUM $333M
1-Year Est. Return 11.83%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+11.83%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$408M
AUM Growth
+$42.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
249
New
Increased
Reduced
Closed

Top Buys

1
+$2.34M
2
+$1.76M
3
+$1.21M
4
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$1.11M
5
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.05M

Top Sells

1
+$2.98M
2
+$1.13M
3
+$905K
4
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$789K
5
APO.PRA icon
Apollo Global Management Series A
APO.PRA
+$768K

Sector Composition

1 Financials 3.2%
2 Healthcare 0.67%
3 Communication Services 0.63%
4 Real Estate 0.19%
5 Technology 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
51
$160K 0.04%
+25,565
52
$148K 0.04%
15,000
53
$147K 0.04%
+14,600
54
$104K 0.03%
10,001
+1
55
$102K 0.03%
+10,000
56
$101K 0.02%
+10,000
57
$101K 0.02%
+10,000
58
$95.3K 0.02%
18,249
-1,499
59
$87.9K 0.02%
36,638
-90,962
60
$71.9K 0.02%
+30,214
61
$55K 0.01%
18,379
+2,544
62
$52.7K 0.01%
59,611
-5,408
63
$46.1K 0.01%
184,496
-22,759
64
$44.8K 0.01%
+20,000
65
$43.8K 0.01%
+25,466
66
$41.9K 0.01%
139,831
-103,519
67
$41.4K 0.01%
+30,000
68
$37.2K 0.01%
158,382
+7,440
69
$36K 0.01%
4,211
-1,032
70
$35.4K 0.01%
+17,990
71
$33K 0.01%
+432,500
72
$32.4K 0.01%
634,640
-14,400
73
$32.3K 0.01%
+632,821
74
$27.1K 0.01%
+40,000
75
$23.4K 0.01%
67,564
+57,564
1 2
3
4 5