WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+1.28%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$408M
AUM Growth
+$408M
Cap. Flow
+$2.76M
Cap. Flow %
0.68%
Top 10 Hldgs %
49.01%
Holding
249
New
41
Increased
16
Reduced
24
Closed
51

Top Buys

1
PARA
Paramount Global Class B
PARA
$2.58M
2
STXS icon
Stereotaxis
STXS
$1.84M
3
EXEEL
Expand Energy Corporation Class C Warrants
EXEEL
$1.22M
4
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$1.21M
5
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$1.15M

Top Sells

1
QQQ icon
Invesco QQQ Trust
QQQ
$2.81M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
$1.13M
3
CLRC
ClimateRock Class A Ordinary Shares
CLRC
$905K
4
GTLS.PRB icon
Chart Industries, Inc. Depositary Shares, each Representing a 1/20th Interest in a Share of 6.75% Series B Mandatory Convertible Preferred Stock
GTLS.PRB
$789K
5
APO.PRA icon
Apollo Global Management Series A
APO.PRA
$768K

Sector Composition

1 Financials 3.2%
2 Healthcare 0.67%
3 Communication Services 0.63%
4 Real Estate 0.19%
5 Technology 0.1%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CMPOW icon
51
CompoSecure, Inc. Warrant
CMPOW
$1.12B
$160K 0.02%
+25,565
New +$160K
FGMC
52
FG Merger II Corp. Common stock
FGMC
$103M
$148K 0.02%
15,000
– –
UYSC
53
UY Scuti Acquisition Corp. Ordinary Shares
UYSC
$77.4M
$147K 0.02%
+14,600
New +$147K
FSHP
54
Flag Ship Acquisition Corp. Ordinary Shares
FSHP
$93.6M
$104K 0.02%
10,001
+1
+0% +$10
ATII
55
Archimedes Tech SPAC Partners II Co. Ordinary Shares
ATII
$302M
$102K 0.02%
+10,000
New +$102K
OYSEU
56
Oyster Enterprises II Acquisition Corp Units
OYSEU
$209M
$101K 0.02%
+10,000
New +$101K
TVA
57
Texas Ventures Acquisition III Corp Class A Ordinary Share
TVA
$101K 0.02%
+10,000
New +$101K
NVAWW
58
Nova Minerals Limited Warrant
NVAWW
$2.61M
$95.3K 0.01%
18,249
-1,499
-8% -$7.83K
JOBY.WS icon
59
Joby Aviation, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
JOBY.WS
$87.9K 0.01%
36,638
-90,962
-71% -$218K
USARW
60
USA Rare Earth, Inc. Warrant
USARW
$405M
$71.9K 0.01%
+30,214
New +$71.9K
PROP icon
61
Prairie Operating Co
PROP
$113M
$55K 0.01%
18,379
+2,544
+16% +$7.62K
MDCXW
62
Medicus Pharma Ltd. Warrant
MDCXW
$737K
$52.7K 0.01%
59,611
-5,408
-8% -$4.78K
NXGLW icon
63
NexGel, Inc Warrant
NXGLW
$620K
$46.1K 0.01%
184,496
-22,759
-11% -$5.69K
HURA
64
TuHURA Biosciences, Inc. Common Stock
HURA
$130M
$44.8K 0.01%
+20,000
New +$44.8K
SYNX icon
65
Silynxcom
SYNX
$10.9M
$43.8K 0.01%
+25,466
New +$43.8K
MTEKW icon
66
Maris-Tech Ltd. Warrants
MTEKW
$2.23M
$41.9K 0.01%
139,831
-103,519
-43% -$31.1K
CBUS icon
67
Cibus
CBUS
$67.3M
$41.4K 0.01%
+30,000
New +$41.4K
ANNAW
68
AleAnna, Inc. Warrant
ANNAW
$9.74M
$37.2K 0.01%
158,382
+7,440
+5% +$1.75K
PHGE icon
69
BiomX
PHGE
$14.1M
$36K 0.01%
80,000
-19,616
-20% -$8.83K
SDST
70
Stardust Power Inc. Common Stock
SDST
$32.7M
$35.4K 0.01%
+179,900
New +$35.4K
DAICW
71
CID HoldCo, Inc. Warrants
DAICW
$2.74M
$33K 0.01%
+432,500
New +$33K
EONR.WS
72
EON Resources Inc. Warrants, each whole warrant exercisable for three quarters of one share of Class A Common Stock at an exercise price of $11.50 per whole share
EONR.WS
$982K
$32.4K 0.01%
634,640
-14,400
-2% -$736
LVWR.WS icon
73
LiveWire Group, Inc. Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
LVWR.WS
$12.9M
$32.3K 0.01%
+632,821
New +$32.3K
NMTC icon
74
NeuroOne Medical Technologies
NMTC
$37.2M
$27.1K ﹤0.01%
+40,000
New +$27.1K
EONR
75
EON Resources Inc.
EONR
$13.3M
$23.4K ﹤0.01%
67,564
+57,564
+576% +$19.9K
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