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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-0.16%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$605M
AUM Growth
-$50.1M
Cap. Flow
-$316M
Cap. Flow %
-52.18%
Top 10 Hldgs %
55.28%
Holding
250
New
49
Increased
18
Reduced
43
Closed
59

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$1.52M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.13M
3
DMAA
Drugs Made In America Acquisition Corp
DMAA
+$920K
4
AAPL icon
Apple
AAPL
+$799K
5
PGAC
Pantages Capital Acquisition Corp
PGAC
+$759K

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$17.7M
2
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$4.11M
3
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$2.62M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$958K
5
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$926K

Sector Composition

Rank Sector Weight
1 Financials 2.2%
2 Healthcare 0.14%
3 Real Estate 0.13%
4 Technology 0.13%
5 Materials 0.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DYCQ
51
DELISTED
DT Cloud Acquisition Corp
DYCQ
$276K 0.05%
25,815
– –
IIPR icon
52
PUT
Innovative Industrial Properties
IIPR
$1.75B
$270K 0.04%
+5,000
New +$346K
SMR icon
53
PUT
NuScale Power
SMR
$3.35B
$255K 0.04%
18,000
-5,000
-22% -$101K
RIVN icon
54
PUT
Rivian
RIVN
$23B
$249K 0.04%
20,000
– –
FGMCU
55
DELISTED
FG Merger II Corp Unit
FGMCU
$244K 0.04%
+25,000
New +$245K
QSEAU
56
Quartzsea Acquisition Corp Units
QSEAU
$242K 0.04%
+24,000
New +$242K
DRDB
57
Roman DBDR Acquisition Corp II
DRDB
$327M
$240K 0.04%
+23,910
New +$238K
NEOVW icon
58
NeoVolta Inc Warrant
NEOVW
$1.12M
$234K 0.04%
272,482
-81,817
-23% -$116K
NE.WS.A icon
59
Noble Corporation PLC Tranche 2 Warrants
NE.WS.A
$2.51B
$223K 0.04%
41,780
-15,659
-27% -$149K
ATMC
60
DELISTED
AlphaTime Acquisition Corp
ATMC
$213K 0.04%
+18,275
New +$211K
ASPC
61
A SPAC III Acquisition Corp
ASPC
$24.7M
$201K 0.03%
+20,000
New +$200K
RANG
62
Range Capital Acquisition Corp
RANG
$23.1M
$187K 0.03%
+18,645
New +$186K
RIBB
63
Ribbon Acquisition Corp
RIBB
$178K 0.03%
+17,800
New +$178K
JOBY.WS icon
64
Joby Aviation Warrants
JOBY.WS
$194K
$157K 0.03%
127,600
-2,100
-2% -$3.63K
EURK
65
Eureka Acquisition Corp
EURK
$25.8M
$155K 0.03%
15,000
– –
JVSA
66
DELISTED
JV SPAC Acquisition Corp
JVSA
$151K 0.03%
+14,141
New +$150K
UYSCU
67
UY Scuti Acquisition Corp Units
UYSCU
$150K 0.02%
+14,900
New +$150K
SMR icon
68
NuScale Power
SMR
$3.35B
$149K 0.02%
+10,501
New +$212K
POET icon
69
PUT
POET Technologies
POET
$1.48B
$148K 0.02%
39,100
– –
FGMC
70
DELISTED
FG Merger II Corp
FGMC
$144K 0.02%
+15,000
New +$144K
RGTIW icon
71
Rigetti Computing Warrants
RGTIW
$164M
$141K 0.02%
51,408
-66,587
-56% -$283K
NNAVW
72
DELISTED
NextNav Inc Warrant
NNAVW
$110K 0.02%
24,999
+3,000
+14% +$13.2K
FSHP
73
Flag Ship Acquisition Corp
FSHP
$103K 0.02%
10,000
– –
ATIIU
74
Archimedes Tech SPAC Partners II Co Unit
ATIIU
$241M
$101K 0.02%
+10,000
New +$100K
PROP icon
75
Prairie Operating Co
PROP
$74M
$84.7K 0.01%
+15,835
New +$116K
1 2
3
4 5

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CCP
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SCM
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OCAM
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NPCM
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FSG
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CIG
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Warberg Asset Management's Q1 2025 Portfolio in Review

As of Q1 2025, Warberg Asset Management held 250 positions worth $605M, down 7.6% from $656M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Warberg Asset Management withdrew a net $316M in Q1 2025, closing 59 positions and reducing 43 holdings. Its most notable exit was Occidental Petroleum Corp Warrants, an estimated $17.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2.2% of assets, up from 2% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Warberg Asset Management opened a new position in iShares 0-3 Month Treasury Bond ETF worth $1.13M.

  • Warberg Asset Management's largest Q1 2025 buy was iShares 0-3 Month Treasury Bond ETF: 11,265 shares worth $1.13M.
  • Warberg Asset Management added most to Invesco QQQ Trust in Q1 2025, an estimated $1.52M increase.
  • Warberg Asset Management's biggest Q1 2025 reduction was Core Scientific Inc Tranche 1 Warrants, cutting an estimated $640K.
  • Warberg Asset Management fully exited Occidental Petroleum Corp Warrants in Q1 2025, selling an estimated $17.7M.
  • Warberg Asset Management's ten largest holdings make up 55% of its $605M portfolio in Q1 2025.
  • Warberg Asset Management opened 49 new positions and closed 59 in Q1 2025.
  • Warberg Asset Management's portfolio value fell 7.6% quarter-over-quarter to $605M.

Based on Warberg Asset Management's 13F filing for Q1 2025, filed 9 May 2025.