WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
-0.1%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$365M
AUM Growth
+$365M
Cap. Flow
-$25.6M
Cap. Flow %
-7%
Top 10 Hldgs %
38.48%
Holding
249
New
41
Increased
15
Reduced
35
Closed
44

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$1.41M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
$1.13M
3
DMAA
Drugs Made In America Acquisition Corp. Ordinary Shares
DMAA
$922K
4
AAPL icon
Apple
AAPL
$766K
5
PGAC
Pantages Capital Acquisition Corporation Class A Ordinary Shares
PGAC
$763K

Top Sells

1
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$17.7M
2
EXEEL
Expand Energy Corporation Class C Warrants
EXEEL
$4.11M
3
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
$2.62M
4
SHV icon
iShares Short Treasury Bond ETF
SHV
$958K
5
EXEEW
Expand Energy Corporation Class A Warrants
EXEEW
$926K

Sector Composition

1 Financials 3.83%
2 Healthcare 0.24%
3 Real Estate 0.21%
4 Technology 0.21%
5 Materials 0.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FSHP
51
Flag Ship Acquisition Corp. Ordinary Shares
FSHP
$93.6M
$103K 0.02%
10,000
– –
ATIIU
52
Archimedes Tech SPAC Partners II Co. Unit
ATIIU
$101K 0.02%
+10,000
New +$101K
PROP icon
53
Prairie Operating Co
PROP
$115M
$84.7K 0.01%
+15,835
New +$84.7K
NXGLW icon
54
NexGel, Inc Warrant
NXGLW
$84.3K 0.01%
207,255
+1,069
+0.5% +$435
NVAWW
55
Nova Minerals Limited Warrant
NVAWW
$2.61M
$77K 0.01%
19,748
-32,710
-62% -$128K
AVPTW
56
DELISTED
AvePoint Inc Warrant
AVPTW
$68.7K 0.01%
16,000
-4,259
-21% -$18.3K
VTAK icon
57
Catheter Precision
VTAK
$3.09M
$62K 0.01%
180,100
-130,064
-42% -$44.7K
ANVS icon
58
Annovis Bio
ANVS
$44.8M
$58.5K 0.01%
+39,000
New +$58.5K
PHGE icon
59
BiomX
PHGE
$13.6M
$55.4K 0.01%
+99,616
New +$55.4K
MTEKW icon
60
Maris-Tech Ltd. Warrants
MTEKW
$2.23M
$53.5K 0.01%
243,350
+54,991
+29% +$12.1K
DTSTW icon
61
Data Storage Corporation Warrant
DTSTW
$320K
$50.1K 0.01%
139,117
-17,037
-11% -$6.13K
MDCXW
62
Medicus Pharma Ltd. Warrant
MDCXW
$737K
$45.5K 0.01%
65,019
+37,549
+137% +$26.3K
USGOW icon
63
U.S. GoldMining Inc. Warrant
USGOW
$1.7M
$37.9K 0.01%
31,619
+4,143
+15% +$4.97K
ANNAW
64
AleAnna, Inc. Warrant
ANNAW
$9.74M
$37.7K 0.01%
+150,942
New +$37.7K
EONR.WS
65
EON Resources Inc. Warrants, each whole warrant exercisable for three quarters of one share of Class A Common Stock at an exercise price of $11.50 per whole share
EONR.WS
$982K
$36.7K 0.01%
649,040
-2,077
-0.3% -$117
ONFOW icon
66
Onfolio Holdings Inc. Warrant
ONFOW
$1.44M
$34.1K 0.01%
148,170
-69,901
-32% -$16.1K
XTIA icon
67
XTI Aerospace
XTIA
$40.7M
$27.3K ﹤0.01%
+25,000
New +$27.3K
CAPS
68
Capstone Holding Corp. Common Stock
CAPS
$6.53M
$26.5K ﹤0.01%
+11,000
New +$26.5K
RNAZ icon
69
TransCode Therapeutics
RNAZ
$8.59M
$24.8K ﹤0.01%
+50,000
New +$24.8K
IVF
70
INVO Fertility, Inc. Common Stock
IVF
$4M
$22.6K ﹤0.01%
+11,294
New +$22.6K
DSX.WS icon
71
Diana Shipping Inc. Warrants to Purchase Common Stock (expiring on or about December 14, 2026)
DSX.WS
$12.8M
$21.7K ﹤0.01%
198,728
-1,237
-0.6% -$135
FPAY icon
72
FlexShopper
FPAY
$17.8M
$21.6K ﹤0.01%
+16,493
New +$21.6K
RNWWW
73
ReNew Energy Global plc Warrant
RNWWW
$1.25M
$18.5K ﹤0.01%
200,000
-18,400
-8% -$1.7K
HUMA icon
74
Humacyte
HUMA
$226M
$17.1K ﹤0.01%
+10,000
New +$17.1K
HKPD
75
Hong Kong Pharma Digital Technology Holdings Limited Ordinary shares
HKPD
$12.4M
$16.2K ﹤0.01%
+15,000
New +$16.2K
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