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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+2.04%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$697M
AUM Growth
+$169M
Cap. Flow
-$172M
Cap. Flow %
-24.71%
Top 10 Hldgs %
65.88%
Holding
269
New
37
Increased
38
Reduced
43
Closed
54

Top Buys

Rank Stock Value
1
STXS icon
Stereotaxis
STXS
+$1.58M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$1.29M
3
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$863K
4
CLRC
ClimateRock Class A Ordinary Shares
CLRC
+$844K
5
BKHAU
Black Hawk Acquisition Corp Units
BKHAU
+$752K

Top Sells

Rank Stock Value
1
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$1.37M
2
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$1.11M
3
ACAH
Atlantic Coastal Acquisition Corp. Class A Common Stock
ACAH
+$824K
4
CFFS
CF Acquisition Corp. VII Class A Common Stock
CFFS
+$786K
5
MNTN
Everest Consolidator Acquisition Corporation
MNTN
+$772K

Sector Composition

Rank Sector Weight
1 Financials 1.75%
2 Healthcare 0.44%
3 Real Estate 0.16%
4 Technology 0.13%
5 Consumer Discretionary 0.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTZ icon
51
PUT
Hertz
HTZ
$483M
$376K 0.05%
+48,000
New +$393K
TBMC
52
DELISTED
Trailblazer Merger Corp I
TBMC
$363K 0.05%
34,234
+11,357
+50% +$119K
UCFI
53
CN Healthy Food Tech Group
UCFI
$332K 0.05%
+33,267
New +$332K
QDRO
54
DELISTED
Quadro Acquisition One Corp. Class A Ordinary Shares
QDRO
$325K 0.05%
+29,583
New +$324K
LEN.B icon
55
Lennar Class B
LEN.B
$20.1B
$309K 0.04%
2,104
– –
UNG icon
56
CALL
United States Natural Gas Fund
UNG
$473M
$291K 0.04%
+20,000
New +$364K
OSRH
57
OSR Health
OSRH
$15.7M
$289K 0.04%
+27,040
New +$287K
AIMBU
58
DELISTED
Aimfinity Investment Corp I Subunit
AIMBU
$269K 0.04%
+24,216
New +$268K
APCA
59
DELISTED
AP Acquisition Corp
APCA
$258K 0.04%
22,872
-155
-0.7% -$1.74K
RILY icon
60
PUT
BRC Group Holdings
RILY
$301M
$254K 0.04%
+12,000
New +$241K
DYCQU
61
DELISTED
DT Cloud Acquisition Corp Unit
DYCQU
$254K 0.04%
+25,000
New +$254K
DCTH icon
62
CALL
Delcath Systems
DCTH
$450M
$253K 0.04%
53,000
-4,600
-8% -$19.8K
XFIN
63
DELISTED
ExcelFin Acquisition Corp Class A Common Stock
XFIN
$244K 0.04%
22,280
+11,308
+103% +$122K
BTU icon
64
CALL
Peabody Energy
BTU
$2.65B
$243K 0.03%
+10,000
New +$252K
DJTWW
65
Trump Media & Technology Group Warrants
DJTWW
$787M
$236K 0.03%
+8,600
New +$133K
AEAE
66
DELISTED
AltEnergy Acquisition Corp
AEAE
$181K 0.03%
16,139
-10,082
-38% -$111K
CTLP
67
PUT
DELISTED
Cantaloupe
CTLP
$158K 0.02%
24,600
– –
AFAR
68
DELISTED
Aura FAT Projects Acquisition Corp Class A Ordinary Shares
AFAR
$155K 0.02%
+13,946
New +$154K
AFJK
69
Aimei Health Technology Co
AFJK
$38.4M
$154K 0.02%
+15,000
New +$153K
SA
70
CALL
Seabridge Gold
SA
$2.84B
$151K 0.02%
10,000
– –
ARYD
71
DELISTED
ARYA Sciences Acquisition Corp IV Class A Odinary Shares
ARYD
$147K 0.02%
+13,133
New +$147K
BUJA
72
DELISTED
Bukit Jalil Global Acquisition 1
BUJA
$144K 0.02%
13,740
– –
JOBY.WS icon
73
Joby Aviation Warrants
JOBY.WS
$306K
$142K 0.02%
182,289
– –
DTSTW
74
DELISTED
Data Storage Corp Warrant
DTSTW
$131K 0.02%
+172,503
New +$94.3K
SOUN icon
75
PUT
SoundHound AI
SOUN
$2.66B
$130K 0.02%
+22,000
New +$87.1K
1 2
3
4 5

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CCP
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SCM
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OCAM
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NPCM
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FSG
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CIG
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Warberg Asset Management's Q1 2024 Portfolio in Review

As of Q1 2024, Warberg Asset Management held 269 positions worth $697M, up 32% from $528M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Warberg Asset Management withdrew a net $172M in Q1 2024, closing 54 positions and reducing 43 holdings. Its most notable exit was Invesco Ultra Short Duration ETF, an estimated $1.37M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, down from 2.5% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Warberg Asset Management opened a new position in Stereotaxis worth $1.74M.

  • Warberg Asset Management's largest Q1 2024 buy was Stereotaxis: 665,688 shares worth $1.74M.
  • Warberg Asset Management added most to Expand Energy Corp Class B Warrants in Q1 2024, an estimated $863K increase.
  • Warberg Asset Management's biggest Q1 2024 reduction was Hertz Global Holdings Warrants, cutting an estimated $1.11M.
  • Warberg Asset Management fully exited Invesco Ultra Short Duration ETF in Q1 2024, selling an estimated $1.37M.
  • Warberg Asset Management's ten largest holdings make up 66% of its $697M portfolio in Q1 2024.
  • Warberg Asset Management opened 37 new positions and closed 54 in Q1 2024.
  • Warberg Asset Management's portfolio value rose 32% quarter-over-quarter to $697M.

Based on Warberg Asset Management's 13F filing for Q1 2024, filed 6 May 2024.