WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+1.33%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$320M
AUM Growth
+$320M
Cap. Flow
+$25.2M
Cap. Flow %
7.88%
Top 10 Hldgs %
62.44%
Holding
292
New
56
Increased
32
Reduced
51
Closed
42

Top Buys

1
VMW
VMware, Inc
VMW
$11.6M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$5.13M
3
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$2.1M
4
NE.WS icon
Noble Corporation plc Tranche 1 Warrants
NE.WS
$1.89M
5
NE.WS.A icon
Noble Corporation plc Tranche 2 Warrants
NE.WS.A
$1.14M

Top Sells

1
HTZWW
Hertz Global Holdings Warrants
HTZWW
$840K
2
HUDA
Hudson Acquisition I Corp. Common Stock
HUDA
$724K
3
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
$695K
4
NEN icon
New England Realty Associates
NEN
$679K
5
JTAI icon
Jet.AI
JTAI
$597K

Sector Composition

1 Technology 4.19%
2 Financials 3.13%
3 Healthcare 0.49%
4 Real Estate 0.26%
5 Industrials 0.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PPYA
51
DELISTED
Papaya Growth Opportunity Corp. I Class A Common Stock
PPYA
$164K 0.03% +15,287 New +$164K
FORL icon
52
Four Leaf Acquisition Corp
FORL
$159K 0.03% +15,152 New +$159K
BUJA
53
DELISTED
Bukit Jalil Global Acquisition 1
BUJA
$142K 0.03% +13,740 New +$142K
DFSC
54
DEFSEC Technologies Inc. Common Stock
DFSC
$4.97M
$140K 0.03% +90,000 New +$140K
NEOVW icon
55
NeoVolta Inc. Warrant
NEOVW
$1.15M
$131K 0.03% 207,627 -21,498 -9% -$13.5K
AMPX.WS icon
56
Amprius Technologies Warrants
AMPX.WS
$203M
$130K 0.03% 439,138 -3,772 -0.9% -$1.12K
FSR
57
DELISTED
Fisker Inc.
FSR
$116K 0.02% 18,000 – –
ISRL icon
58
Israel Acquisitions Corp
ISRL
$80M
$115K 0.02% 10,850 – –
BOWN icon
59
Bowen Acquisition Corp
BOWN
$102K 0.02% +10,000 New +$102K
PODC icon
60
PodcastOne
PODC
$41.7M
$80.8K 0.02% +42,252 New +$80.8K
DRCT icon
61
Direct Digital Holdings
DRCT
$10.4M
$76.5K 0.02% +29,867 New +$76.5K
PETVW
62
DELISTED
PetVivo Holdings, Inc. Warrant
PETVW
$74.1K 0.01% 224,501 -28,626 -11% -$9.45K
JOBY.WS icon
63
Joby Aviation, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
JOBY.WS
$72.4K 0.01% 58,400 -39,600 -40% -$49.1K
OPHC icon
64
OptimumBank Holdings
OPHC
$49.9M
$65.2K 0.01% +20,500 New +$65.2K
TALKW icon
65
Talkspace, Inc. Warrant
TALKW
$3.35M
$63.8K 0.01% 534,441 +13,901 +3% +$1.66K
APCXW
66
DELISTED
AppTech Payments Corp Warrant
APCXW
$61.4K 0.01% +83,029 New +$61.4K
PXSAW
67
Pyxis Tankers Inc. Warrant
PXSAW
$57.9K 0.01% 56,828 -32,436 -36% -$33.1K
AZTR icon
68
Azitra
AZTR
$3.77M
$52.5K 0.01% 35,000 +6,000 +21% +$9K
AENT icon
69
Alliance Entertainment
AENT
$271M
$52.2K 0.01% 47,000 +17,000 +57% +$18.9K
FGNX
70
Fundamental Global
FGNX
$18.6M
$52K 0.01% 37,146 -19,436 -34% -$27.2K
STSSW icon
71
Sharps Technology Inc. Warrant
STSSW
$618K
$52K 0.01% 492,755 +327,873 +199% +$34.6K
DFSCW
72
DEFSEC Technologies Inc. Warrant
DFSCW
$149K
$46K 0.01% 192,529 +3,383 +2% +$809
ZIVOW
73
DELISTED
Zivo Bioscience, Inc. Warrants
ZIVOW
$45.2K 0.01% 100,975 -6,488 -6% -$2.91K
MIR.WS
74
DELISTED
Mirion Technologies, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MIR.WS
$40.6K 0.01% 30,096 – –
BFRGW icon
75
Bullfrog AI Holdings, Inc. Warrants
BFRGW
$593K
$37.8K 0.01% 66,718 -2,368 -3% -$1.34K
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