WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$327M
AUM Growth
-$38.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
352
New
Increased
Reduced
Closed

Top Buys

1
+$9.47M
2
+$1.62M
3
+$722K
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$692K
5
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$612K

Top Sells

1
+$33.1M
2
+$23.1M
3
+$18.5M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.99M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$7.5M

Sector Composition

1 Financials 2.33%
2 Technology 0.77%
3 Real Estate 0.55%
4 Healthcare 0.44%
5 Industrials 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
51
$202K 0.03%
2,402
-392,967
52
$201K 0.03%
20,000
53
$201K 0.03%
19,700
+4,700
54
$186K 0.03%
18,250
55
$182K 0.03%
17,713
56
$180K 0.03%
17,500
57
$177K 0.03%
+17,456
58
$176K 0.03%
17,502
59
$174K 0.03%
17,043
60
$172K 0.03%
+16,970
61
$171K 0.03%
+16,502
62
$170K 0.03%
16,608
+352
63
$163K 0.03%
22,400
+1,600
64
$159K 0.02%
+15,800
65
$153K 0.02%
15,000
66
$151K 0.02%
15,000
67
$147K 0.02%
+14,401
68
$144K 0.02%
14,136
69
$137K 0.02%
1,754
+1,554
70
$133K 0.02%
+333
71
$131K 0.02%
12,843
72
$128K 0.02%
117,500
+37,500
73
$120K 0.02%
75,656
74
$113K 0.02%
+3,667
75
$113K 0.02%
10,922
+95
1 2
3
4 5