WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$347M
AUM Growth
+$27.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
243
New
Increased
Reduced
Closed

Top Buys

1
+$4.29M
2
+$2.34M
3
+$2.09M
4
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$1.81M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.79M

Top Sells

1
+$6.22M
2
+$2.38M
3
+$1.25M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$907K
5
GCMGW
GCM Grosvenor Inc Warrant
GCMGW
+$497K

Sector Composition

1 Financials 1.04%
2 Consumer Discretionary 0.79%
3 Industrials 0.63%
4 Technology 0.22%
5 Real Estate 0.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
51
$110K 0.02%
+11,000
52
$108K 0.02%
+11,076
53
$108K 0.02%
11,000
54
$107K 0.02%
10,600
55
$105K 0.02%
+139,840
56
$103K 0.02%
+35,662
57
$103K 0.02%
+10,092
58
$102K 0.02%
+1,250
59
$99K 0.02%
+10,000
60
$99K 0.02%
+10,000
61
$98K 0.02%
85,147
+75,147
62
$98K 0.02%
19,000
-8,775
63
$97K 0.02%
+10,000
64
$96K 0.02%
64,160
+18,188
65
$93K 0.02%
92,837
-6,537
66
$91K 0.01%
+126,219
67
$85K 0.01%
+100,000
68
$85K 0.01%
32,400
-600
69
$78K 0.01%
50,000
70
$77K 0.01%
57,158
+20,050
71
$77K 0.01%
+45,370
72
$75K 0.01%
20,017
-34,871
73
$71K 0.01%
84,800
-2,700
74
$67K 0.01%
+10,000
75
$66K 0.01%
+29,479
1 2
3
4 5