WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+1.06%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$347M
AUM Growth
+$347M
Cap. Flow
+$3.18M
Cap. Flow %
0.92%
Top 10 Hldgs %
48.11%
Holding
243
New
43
Increased
24
Reduced
24
Closed
22

Top Buys

1
EXEEW
Expand Energy Corporation Class A Warrants
EXEEW
$4.29M
2
PAVMZ
PAVmed Inc. Series Z Warrant
PAVMZ
$2.34M
3
MUDS
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
$2.09M
4
EXEEL
Expand Energy Corporation Class C Warrants
EXEEL
$1.81M
5
QQQ icon
Invesco QQQ Trust
QQQ
$1.79M

Top Sells

1
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
$6.22M
2
WSC icon
WillScot Mobile Mini Holdings
WSC
$2.38M
3
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$1.25M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$907K
5
GCMGW icon
GCM Grosvenor Inc. Warrant
GCMGW
$497K

Sector Composition

1 Financials 1.03%
2 Consumer Discretionary 0.79%
3 Industrials 0.63%
4 Technology 0.22%
5 Real Estate 0.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PRBM.U
51
DELISTED
Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant
PRBM.U
$110K 0.02% +11,000 New +$110K
HCNE
52
DELISTED
Jaws Hurricane Acquisition Corp. Class A Common Stock
HCNE
$108K 0.02% +11,076 New +$108K
ATSPT
53
DELISTED
Archimedes Tech SPAC Partners Co. Subunit
ATSPT
$108K 0.02% 11,000 – –
ZNTE
54
DELISTED
Zanite Acquisition Corp. Class A Common Stock
ZNTE
$107K 0.02% 10,600 – –
CRXTW
55
DELISTED
Clarus Therapeutics Holdings, Inc. Warrants
CRXTW
$105K 0.02% +139,840 New +$105K
HUMAW icon
56
Humacyte, Inc. Warrant
HUMAW
$32.7M
$103K 0.02% +35,662 New +$103K
HHGCU
57
DELISTED
HHG Capital Corporation Units
HHGCU
$103K 0.02% +10,092 New +$103K
NXXT
58
NextNRG, Inc. Common Stock
NXXT
$226M
$102K 0.02% +25,000 New +$102K
MOBX icon
59
Mobix Labs
MOBX
$64.8M
$99K 0.02% +10,000 New +$99K
ZURA icon
60
Zura Bio
ZURA
$133M
$99K 0.02% +10,000 New +$99K
CELUW icon
61
Celularity Inc. Warrant
CELUW
$862K
$98K 0.02% 85,147 +75,147 +751% +$86.5K
OPHC icon
62
OptimumBank Holdings
OPHC
$49.9M
$98K 0.02% 19,000 -8,775 -32% -$45.3K
EOCW
63
DELISTED
Elliott Opportunity II Corp.
EOCW
$97K 0.02% +10,000 New +$97K
BMTX.WS
64
DELISTED
BM Technologies, Inc. Warrants, each warrant exercisable for one share of Common Stock at an exercise price of $11.50
BMTX.WS
$96K 0.02% 64,160 +18,188 +40% +$27.2K
DTSTW icon
65
Data Storage Corporation Warrant
DTSTW
$368K
$93K 0.02% 92,837 -6,537 -7% -$6.55K
VGZ icon
66
Vista Gold
VGZ
$154M
$91K 0.01% +126,219 New +$91K
DRMAW icon
67
Dermata Therapeutics, Inc. Warrant
DRMAW
$85K 0.01% +100,000 New +$85K
BTRSW
68
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
$85K 0.01% 32,400 -600 -2% -$1.57K
FREEW
69
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
$78K 0.01% 50,000 – –
VRMEW
70
DELISTED
VerifyMe, Inc. Warrant
VRMEW
$77K 0.01% 57,158 +20,050 +54% +$27K
SPIR.WS
71
DELISTED
Spire Global, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per whole share
SPIR.WS
$77K 0.01% +45,370 New +$77K
ALFIW
72
DELISTED
ALFI, Inc. Warrant
ALFIW
$75K 0.01% 20,017 -34,871 -64% -$131K
AP.WS
73
DELISTED
Ampco-Pittsburgh Corp Series A Warrants
AP.WS
$71K 0.01% 84,800 -2,700 -3% -$2.26K
JRSH icon
74
Jerash Holdings
JRSH
$43.3M
$67K 0.01% +10,000 New +$67K
HPKEW
75
DELISTED
HighPeak Energy, Inc. Warrant
HPKEW
$66K 0.01% +29,479 New +$66K
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