WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+3.88%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$319M
AUM Growth
+$319M
Cap. Flow
+$8.93M
Cap. Flow %
2.8%
Top 10 Hldgs %
44.18%
Holding
240
New
57
Increased
17
Reduced
15
Closed
29

Top Buys

1
WSC icon
WillScot Mobile Mini Holdings
WSC
$3.66M
2
WTRU
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$1.54M
3
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$1.25M
4
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
$1.08M
5
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$907K

Top Sells

1
CCL icon
Carnival Corp
CCL
$3.17M
2
SJIU
South Jersey Industries, Inc.
SJIU
$1.28M
3
GCMGW icon
GCM Grosvenor Inc. Warrant
GCMGW
$1.1M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$677K
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$645K

Sector Composition

1 Industrials 1.23%
2 Financials 1.03%
3 Technology 0.37%
4 Healthcare 0.34%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BTRSW
51
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
$130K 0.03% 33,000 +3,800 +13% +$15K
GOEVW
52
DELISTED
Canoo Inc. Warrant
GOEVW
$126K 0.02% 42,000 -46,000 -52% -$138K
DILAU
53
DELISTED
DILA Capital Acquisition Corp. Unit
DILAU
$126K 0.02% +12,465 New +$126K
DTSTW icon
54
Data Storage Corporation Warrant
DTSTW
$368K
$121K 0.02% +99,374 New +$121K
SRNG
55
DELISTED
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
$120K 0.02% +12,000 New +$120K
XPOA
56
DELISTED
DPCM Capital, Inc.
XPOA
$119K 0.02% +12,000 New +$119K
BKKT icon
57
Bakkt Holdings
BKKT
$126M
$118K 0.02% +11,815 New +$118K
BMTX.WS
58
DELISTED
BM Technologies, Inc. Warrants, each warrant exercisable for one share of Common Stock at an exercise price of $11.50
BMTX.WS
$118K 0.02% +45,972 New +$118K
DSKEW
59
DELISTED
Daseke, Inc. Warrant
DSKEW
$117K 0.02% 1,013,192 +6,803 +0.7% +$786
ASAQ
60
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
$115K 0.02% 11,850 – –
HCNEU
61
DELISTED
Jaws Hurricane Acquisition Corp. Unit
HCNEU
$114K 0.02% +11,374 New +$114K
FREEW
62
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
$111K 0.02% +50,000 New +$111K
ZNTE
63
DELISTED
Zanite Acquisition Corp. Class A Common Stock
ZNTE
$107K 0.02% +10,600 New +$107K
ATSPT
64
DELISTED
Archimedes Tech SPAC Partners Co. Subunit
ATSPT
$107K 0.02% +11,000 New +$107K
EOCW.U
65
DELISTED
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
$100K 0.02% +10,000 New +$100K
GROMW
66
DELISTED
Grom Social Enterprises Inc. Warrants
GROMW
$90K 0.02% +90,400 New +$90K
DBGIW
67
DELISTED
Digital Brands Group, Inc. Warrant
DBGIW
$88K 0.02% +51,800 New +$88K
AP.WS
68
DELISTED
Ampco-Pittsburgh Corp Series A Warrants
AP.WS
$79K 0.02% 87,500 -1,200 -1% -$1.08K
HCDIW
69
DELISTED
Harbor Custom Development, Inc. Warrant
HCDIW
$76K 0.01% +120,240 New +$76K
NXPLW icon
70
NextPlat Corp Warrants
NXPLW
$51K
$65K 0.01% +36,900 New +$65K
AUUDW
71
Auddia Inc Warrants
AUUDW
$78.8K
$60K 0.01% +32,000 New +$60K
ASM
72
Avino Silver & Gold Mines
ASM
$655M
$59K 0.01% 50,000 -6,242 -11% -$7.37K
BCTXW
73
BriaCell Therapeutics Corp. Warrant
BCTXW
$92.7K
$58K 0.01% 32,000 -27,400 -46% -$49.7K
VRMEW
74
DELISTED
VerifyMe, Inc. Warrant
VRMEW
$52K 0.01% 37,108 -1,474 -4% -$2.07K
HCDI
75
DELISTED
Harbor Custom Development, Inc. Common Stock
HCDI
$50K 0.01% +15,583 New +$50K
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