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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+5.76%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$516M
AUM Growth
+$215M
Cap. Flow
-$47.8M
Cap. Flow %
-9.26%
Top 10 Hldgs %
55.42%
Holding
238
New
71
Increased
20
Reduced
27
Closed
43

Top Buys

Rank Stock Value
1
WSC icon
WillScot Mobile Mini Holdings
WSC
+$3.77M
2
WTRU
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
+$1.58M
3
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$1.22M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$930K
5
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
+$912K

Top Sells

Rank Stock Value
1
CCL icon
Carnival Corporation Ltd
CCL
+$3.17M
2
SJIU
South Jersey Industries, Inc.
SJIU
+$1.28M
3
GCMGW
GCM Grosvenor Inc Warrant
GCMGW
+$1.16M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$677K
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$645K

Sector Composition

Rank Sector Weight
1 Industrials 0.76%
2 Financials 0.64%
3 Technology 0.23%
4 Healthcare 0.21%
5 Consumer Discretionary 0.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCAFU
51
DELISTED
Mountain Crest Acquisition Corp. IV Unit
MCAFU
$248K 0.05%
+25,000
New +$248K
LPX icon
52
PUT
Louisiana-Pacific
LPX
$5.02B
$241K 0.05%
+4,000
New +$256K
SDS icon
53
ProShares UltraShort S&P500
SDS
$420M
$226K 0.04%
1,000
-200
-17% -$48.1K
GME icon
54
GameStop
GME
$9.82B
$214K 0.04%
+4,000
New +$194K
GME icon
55
PUT
GameStop
GME
$9.82B
$214K 0.04%
4,000
-8,000
-67% -$388K
CERE
56
PUT
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
$205K 0.04%
+8,000
New +$115K
GACQU
57
DELISTED
Global Consumer Acquisition Corp. Unit
GACQU
$200K 0.04%
+20,000
New +$199K
FPAC
58
DELISTED
Far Peak Acquisition Corporation
FPAC
$198K 0.04%
+19,900
New +$196K
QNGY
59
DELISTED
Quanergy Systems, Inc.
QNGY
$197K 0.04%
+995
New +$198K
NBST
60
DELISTED
Newbury Street Acquisition Corporation Common Stock
NBST
$193K 0.04%
+20,000
New +$193K
CLVRW
61
DELISTED
Clever Leaves Holdings Inc. Warrant
CLVRW
$184K 0.04%
+88,559
New +$193K
CLOVW
62
DELISTED
Clover Health Investments, Corp. Warrants
CLOVW
$179K 0.03%
+35,000
New +$115K
PTOC
63
DELISTED
Pine Technology Acquisition Corp. Class A Common Stock
PTOC
$170K 0.03%
+17,502
New +$171K
CVM icon
64
PUT
CEL-SCI Corp
CVM
$21.3M
$165K 0.03%
+633
New +$392K
ALTU
65
DELISTED
Altitude Acquisition Corp
ALTU
$161K 0.03%
+16,400
New +$162K
MLAC
66
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
$161K 0.03%
16,269
– –
MDAI icon
67
Spectral AI
MDAI
$50.3M
$156K 0.03%
+16,077
New +$156K
PSAG
68
DELISTED
Property Solutions Acquisition Corporation II Class A Common Stock
PSAG
$155K 0.03%
+16,000
New +$156K
ACIC
69
DELISTED
Atlas Crest Investment Corp.
ACIC
$151K 0.03%
+15,200
New +$151K
BFIIW
70
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$150K 0.03%
66,879
+20,218
+43% +$53.6K
MITAU
71
DELISTED
Coliseum Acquisition Corp. Unit
MITAU
$148K 0.03%
+15,000
New +$148K
CONX
72
DELISTED
CONX Corp. Class A Common Stock
CONX
$148K 0.03%
+15,044
New +$149K
GAPA
73
DELISTED
G&P Acquisition Corp.
GAPA
$146K 0.03%
+15,000
New +$146K
PIPP
74
DELISTED
Pine Island Acquisition Corp.
PIPP
$146K 0.03%
+15,000
New +$148K
GIWWU
75
DELISTED
GigInternational1, Inc. Units
GIWWU
$145K 0.03%
+14,400
New +$144K
1 2
3
4 5

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SCM
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OCAM
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NPCM
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FSG
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CIG
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Warberg Asset Management's Q2 2021 Portfolio in Review

As of Q2 2021, Warberg Asset Management held 238 positions worth $516M, up 71% from $301M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Warberg Asset Management withdrew a net $47.8M in Q2 2021, closing 43 positions and reducing 27 holdings. Its most notable exit was Carnival Corporation Ltd, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 0.76% of assets, up from 0.03% a quarter earlier, followed by Financials and Technology.

Against the trend, Warberg Asset Management opened a new position in WillScot Mobile Mini Holdings worth $3.65M.

  • Warberg Asset Management's largest Q2 2021 buy was WillScot Mobile Mini Holdings: 131,149 shares worth $3.65M.
  • Warberg Asset Management added most to Hostess Brands, Inc. Warrants in Q2 2021, an estimated $912K increase.
  • Warberg Asset Management's biggest Q2 2021 reduction was GCM Grosvenor Inc Warrant, cutting an estimated $1.16M.
  • Warberg Asset Management fully exited Carnival Corporation Ltd in Q2 2021, selling an estimated $3.17M.
  • Warberg Asset Management's ten largest holdings make up 55% of its $516M portfolio in Q2 2021.
  • Warberg Asset Management opened 71 new positions and closed 43 in Q2 2021.
  • Warberg Asset Management's portfolio value rose 71% quarter-over-quarter to $516M.

Based on Warberg Asset Management's 13F filing for Q2 2021, filed 16 Aug 2021.