WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$319M
AUM Growth
+$116M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
240
New
Increased
Reduced
Closed

Top Buys

1
+$3.65M
2
+$1.54M
3
+$1.25M
4
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
+$1.08M
5
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$907K

Top Sells

1
+$3.17M
2
+$1.28M
3
+$1.1M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$677K
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$645K

Sector Composition

1 Industrials 1.23%
2 Financials 1.03%
3 Technology 0.37%
4 Healthcare 0.34%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
51
$130K 0.03%
33,000
+3,800
52
$126K 0.02%
42,000
-46,000
53
$126K 0.02%
+12,465
54
$121K 0.02%
+99,374
55
$120K 0.02%
+12,000
56
$119K 0.02%
+12,000
57
$118K 0.02%
+473
58
$118K 0.02%
+45,972
59
$117K 0.02%
1,013,192
+6,803
60
$115K 0.02%
11,850
61
$114K 0.02%
+11,374
62
$111K 0.02%
+50,000
63
$107K 0.02%
+10,600
64
$107K 0.02%
+11,000
65
$100K 0.02%
+10,000
66
$90K 0.02%
+3,013
67
$88K 0.02%
+518
68
$79K 0.02%
87,500
-1,200
69
$76K 0.01%
+120,240
70
$65K 0.01%
+36,900
71
$60K 0.01%
+32,000
72
$59K 0.01%
50,000
-6,242
73
$58K 0.01%
32,000
-27,400
74
$52K 0.01%
37,108
-1,474
75
$50K 0.01%
+779
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3
4 5