WAM

Warberg Asset Management Portfolio holdings

AUM $333M
1-Year Est. Return 11.83%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+11.83%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$204M
AUM Growth
-$84.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
213
New
Increased
Reduced
Closed

Top Buys

1
+$1.72M
2
+$1.65M
3
+$1.34M
4
SSSS icon
SuRo Capital
SSSS
+$1.18M
5
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
+$979K

Top Sells

1
+$1.44M
2
+$838K
3
+$603K
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$536K
5
ALTG.WS
Alta Equipment Group Warrants
ALTG.WS
+$369K

Sector Composition

1 Consumer Discretionary 1.64%
2 Financials 1.07%
3 Technology 0.37%
4 Real Estate 0.15%
5 Healthcare 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
51
$38K 0.02%
59,397
+37,569
52
$38K 0.02%
+2,000
53
$37K 0.02%
+13,235
54
$33K 0.02%
+35,000
55
$32K 0.02%
37,000
-17,000
56
$32K 0.02%
10,000
-8,000
57
$28K 0.01%
+900
58
$27K 0.01%
+551
59
$22K 0.01%
26,600
+13,599
60
$21K 0.01%
+5,000
61
$19K 0.01%
15,450
62
$18K 0.01%
35,257
-253,468
63
$16K 0.01%
+24,400
64
$14K 0.01%
12,052
-14,923
65
$4K ﹤0.01%
+16,000
66
$2K ﹤0.01%
10,000
67
– –
-14,000
68
– –
0
69
– –
0
70
– –
-12,600
71
– –
0
72
– –
0
73
– –
0
74
– –
-1,003
75
– –
-576
1 2
3
4 5