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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+3.84%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$408M
AUM Growth
–
Cap. Flow
+$126M
Cap. Flow %
30.83%
Top 10 Hldgs %
54.59%
Holding
157
New
118
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$2.6M
2
CCL icon
Carnival Corporation Ltd
CCL
+$2.17M
3
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
+$1.29M
4
NCLH icon
Norwegian Cruise Line
NCLH
+$1.18M
5
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$962K

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 1.26%
2 Financials 0.49%
3 Technology 0.35%
4 Healthcare 0.21%
5 Industrials 0.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSC icon
51
PUT
WillScot Mobile Mini Holdings
WSC
$4.73B
$232K 0.06%
+10,000
New +$202K
NEN icon
52
New England Realty Associates
NEN
$196M
$230K 0.06%
+4,586
New +$226K
VKTXW
53
DELISTED
Viking Therapeutics, Inc.
VKTXW
$219K 0.05%
+163,536
New +$746K
SA
54
CALL
Seabridge Gold
SA
$2.94B
$211K 0.05%
+10,000
New +$194K
TTCF
55
PUT
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$206K 0.05%
+9,000
New +$178K
VMAC
56
DELISTED
Vistas Media Acquisition Company Inc. Class A Common Stock
VMAC
$202K 0.05%
+20,000
New +$198K
MLAC
57
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
$192K 0.05%
+19,400
New +$190K
F icon
58
CALL
Ford
F
$56.3B
$176K 0.04%
+20,000
New +$167K
RIOT icon
59
PUT
Riot Platforms
RIOT
$8.26B
$170K 0.04%
+10,000
New +$66.5K
FSR
60
CALL
DELISTED
Fisker Inc.
FSR
$161K 0.04%
+11,000
New +$162K
RCOR
61
DELISTED
Renovacor, Inc.
RCOR
$159K 0.04%
+15,577
New +$154K
NG icon
62
CALL
NovaGold Resources
NG
$2.76B
$152K 0.04%
+15,700
New +$166K
TTCFW
63
DELISTED
Tattooed Chef, Inc. Warrant
TTCFW
$151K 0.04%
+40,112
New +$305K
FSR.WS
64
DELISTED
Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri
FSR.WS
$148K 0.04%
+116,000
New +$549K
BKKT icon
65
Bakkt Inc
BKKT
$334M
$145K 0.04%
+576
New +$143K
DWIN.U
66
DELISTED
Delwinds Insurance Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
DWIN.U
$144K 0.04%
+14,000
New +$142K
ITAC
67
DELISTED
Industrial Tech Acquisitions, Inc. Class A common stock
ITAC
$142K 0.03%
+14,000
New +$139K
MAAC
68
DELISTED
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
$141K 0.03%
+13,900
New +$140K
HUMA icon
69
Humacyte
HUMA
$191M
$132K 0.03%
+12,999
New +$129K
IGAC
70
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
$130K 0.03%
+12,800
New +$128K
TMTS
71
DELISTED
Spartacus Acquisition Corporation Class A Common Stock
TMTS
$127K 0.03%
+12,600
New +$125K
ASAQ
72
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
$124K 0.03%
+12,350
New +$121K
OPHC icon
73
OptimumBank Holdings
OPHC
$103M
$122K 0.03%
+36,213
New +$108K
ARBGU
74
DELISTED
Aequi Acquisition Corp Unit
ARBGU
$119K 0.03%
+11,777
New +$118K
NFH.WS
75
DELISTED
New Frontier Health Corporation Warrants, each whole warrant exercisable for one Ordinary Share at a
NFH.WS
$118K 0.03%
+54,313
New +$108K
1 2
3
4 5

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Warberg Asset Management's Q4 2020 Portfolio in Review

Q4 2020 is the first quarter with a 13F filing on record for Warberg Asset Management, which disclosed 157 positions worth $408M. Its ten largest holdings account for 55% of the portfolio.

Its largest position is NextEra Energy, Inc. 4.872% Corporate Units: 44,998 shares worth $2.66M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 1.3% of assets, followed by Financials and Technology.

  • Warberg Asset Management's largest Q4 2020 buy was NextEra Energy, Inc. 4.872% Corporate Units: 44,998 shares worth $2.66M.
  • Warberg Asset Management's ten largest holdings make up 55% of its $408M portfolio in Q4 2020.
  • Warberg Asset Management disclosed 157 positions in Q4 2020, its first 13F filing on record.

Based on Warberg Asset Management's 13F filing for Q4 2020, filed 16 Feb 2021.