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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-0.69%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$831M
AUM Growth
+$204M
Cap. Flow
-$26.4M
Cap. Flow %
-3.18%
Top 10 Hldgs %
76.27%
Holding
241
New
56
Increased
19
Reduced
28
Closed
60

Top Buys

Rank Stock Value
1
RGTI icon
Rigetti Computing
RGTI
+$1.36M
2
EPR.PRE icon
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
+$1.14M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$1.1M
4
SVAQU
Silicon Valley Acquisition Corp Units
SVAQU
+$746K
5
VHCPU
Vine Hill Capital Investment Corp II Units
VHCPU
+$722K

Top Sells

Rank Stock Value
1
RGTIW icon
Rigetti Computing Warrants
RGTIW
+$8.23M
2
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$5.65M
3
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$2.37M
4
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.05M
5
FORL
Four Leaf Acquisition Corp
FORL
+$873K

Sector Composition

Rank Sector Weight
1 Financials 2.58%
2 Healthcare 0.38%
3 Technology 0.15%
4 Real Estate 0.13%
5 Consumer Staples 0.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBIT icon
26
PUT
iShares Bitcoin Trust
IBIT
$48.4B
$993K 0.12%
20,000
-12,000
-38% -$682K
DMAA
27
Drugs Made In America Acquisition Corp
DMAA
$260M
$955K 0.11%
92,055
– –
RGTI icon
28
Rigetti Computing
RGTI
$5.99B
$924K 0.11%
+41,700
New +$1.36M
MU icon
29
CALL
Micron Technology
MU
$991B
$856K 0.1%
+3,000
New +$688K
ORIQ
30
Origin Investment Corp I
ORIQ
$847K 0.1%
83,610
– –
SLV icon
31
PUT
iShares Silver Trust
SLV
$30.9B
$837K 0.1%
+13,000
New +$651K
PCG icon
32
CALL
PG&E
PCG
$38.5B
$820K 0.1%
51,000
+2,000
+4% +$31.9K
BKHA
33
Black Hawk Acquisition Corp
BKHA
$48.9M
$814K 0.1%
72,323
-1,907
-3% -$21.5K
PGAC
34
Pantages Capital Acquisition Corp
PGAC
$791K 0.1%
76,190
– –
KCHV
35
Kochav Defense Acquisition Corp
KCHV
$779K 0.09%
76,791
-409
-0.5% -$4.14K
TDAC
36
Translational Development Acquisition Corp
TDAC
$238M
$769K 0.09%
73,422
– –
NVDA icon
37
CALL
NVIDIA
NVDA
$5.42T
$746K 0.09%
4,000
-6,000
-60% -$1.12M
SVAQU
38
Silicon Valley Acquisition Corp Units
SVAQU
$746K 0.09%
+75,000
New +$746K
AWTM
39
PUT
DELISTED
AWTM Ultra-Short Duration Enhanced Income ETF
AWTM
$743K 0.09%
30,000
– –
LEU icon
40
PUT
Centrus Energy
LEU
$3.82B
$728K 0.09%
3,000
-2,000
-40% -$604K
VHCPU
41
Vine Hill Capital Investment Corp II Units
VHCPU
$176M
$721K 0.09%
+71,900
New +$722K
AAM
42
DELISTED
AA Mission Acquisition Corp
AAM
$717K 0.09%
67,196
– –
ALB.PRA icon
43
Albemarle Corp Depositary Shares
ALB.PRA
$2.64B
$709K 0.09%
+12,034
New +$596K
MOS icon
44
CALL
The Mosaic Company
MOS
$7.33B
$602K 0.07%
+25,000
New +$673K
TLNC
45
Talon Capital Corp
TLNC
$348M
$583K 0.07%
+57,674
New +$581K
VXX icon
46
CALL
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$147M
$553K 0.07%
+20,900
New +$683K
KVAC
47
DELISTED
Keen Vision Acquisition Corp
KVAC
$541K 0.07%
45,988
– –
PELI
48
DELISTED
Pelican Acquisition Corp
PELI
$508K 0.06%
50,000
– –
CRAQ
49
Cal Redwood Acquisition Corp
CRAQ
$505K 0.06%
49,900
– –
CRAC
50
Crown Reserve Acquisition Corp I
CRAC
$228M
$490K 0.06%
+49,310
New +$489K
1
2
3 4 5

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CCP
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SCM
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OCAM
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NPCM
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FSG
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CIG
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ECM
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Warberg Asset Management's Q4 2025 Portfolio in Review

As of Q4 2025, Warberg Asset Management held 241 positions worth $831M, up 33% from $627M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

Warberg Asset Management withdrew a net $26.4M in Q4 2025, closing 60 positions and reducing 28 holdings. Its most notable exit was Rigetti Computing Warrants, an estimated $8.23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2.6% of assets, down from 3.2% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Warberg Asset Management opened a new position in Rigetti Computing worth $924K.

  • Warberg Asset Management's largest Q4 2025 buy was Rigetti Computing: 41,700 shares worth $924K.
  • Warberg Asset Management added most to EPR Properties 9.00% Series E Preferred Shares in Q4 2025, an estimated $1.14M increase.
  • Warberg Asset Management's biggest Q4 2025 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $5.65M.
  • Warberg Asset Management fully exited Rigetti Computing Warrants in Q4 2025, selling an estimated $8.23M.
  • Warberg Asset Management's ten largest holdings make up 76% of its $831M portfolio in Q4 2025.
  • Warberg Asset Management opened 56 new positions and closed 60 in Q4 2025.
  • Warberg Asset Management's portfolio value rose 33% quarter-over-quarter to $831M.

Based on Warberg Asset Management's 13F filing for Q4 2025, filed 13 Feb 2026.