WAM

Warberg Asset Management Portfolio holdings

AUM $408M
1-Year Return 10.11%
This Quarter Return
-0.1%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$365M
AUM Growth
+$3.23M
Cap. Flow
-$328M
Cap. Flow %
-89.79%
Top 10 Hldgs %
38.48%
Holding
249
New
41
Increased
15
Reduced
35
Closed
44

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$1.41M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
$1.13M
3
DMAA
Drugs Made In America Acquisition Corp. Ordinary Shares
DMAA
$922K
4
AAPL icon
Apple
AAPL
$766K
5
PGAC
Pantages Capital Acquisition Corporation Class A Ordinary Shares
PGAC
$763K

Top Sells

1
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$17.7M
2
EXEEL
Expand Energy Corporation Class C Warrants
EXEEL
$4.11M
3
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
$2.62M
4
SHV icon
iShares Short Treasury Bond ETF
SHV
$958K
5
EXEEW
Expand Energy Corporation Class A Warrants
EXEEW
$926K

Sector Composition

1 Financials 3.83%
2 Healthcare 0.24%
3 Real Estate 0.21%
4 Technology 0.21%
5 Materials 0.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RDAC
26
Rising Dragon Acquisition Corp. Ordinary Shares
RDAC
$469K 0.08%
45,979
– –
OAKU icon
27
Oak Woods Acquisition Corp
OAKU
$462K 0.08%
39,912
-88
-0.2% -$1.02K
SBUX icon
28
Starbucks
SBUX
$98.8B
$441K 0.07%
4,500
-3,500
-44% -$343K
RFAI
29
RF Acquisition Corp II Ordinary Shares
RFAI
$394K 0.07%
38,000
– –
GDXJ icon
30
VanEck Junior Gold Miners ETF
GDXJ
$6.79B
$386K 0.06%
+6,750
New +$386K
OPFI.WS icon
31
OppFi Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
OPFI.WS
$50.6M
$345K 0.06%
+160,342
New +$345K
PCSC
32
Perceptive Capital Solutions Corp Class A Ordinary Shares
PCSC
$117M
$308K 0.05%
29,931
– –
DYCQ
33
DT Cloud Acquisition Corp
DYCQ
$276K 0.05%
25,815
– –
FGMCU
34
FG Merger II Corp. Unit
FGMCU
$105M
$244K 0.04%
+25,000
New +$244K
QSEAU
35
Quartzsea Acquisition Corporation Units
QSEAU
$242K 0.04%
+24,000
New +$242K
DRDB
36
Roman DBDR Acquisition Corp. II Ordinary shares
DRDB
$315M
$240K 0.04%
+23,910
New +$240K
NEOVW icon
37
NeoVolta Inc. Warrant
NEOVW
$1.13M
$234K 0.04%
272,482
-81,817
-23% -$70.3K
NE.WS.A icon
38
Noble Corporation plc Tranche 2 Warrants
NE.WS.A
$1.31B
$223K 0.04%
41,780
-15,659
-27% -$83.6K
ATMC icon
39
AlphaTime Acquisition Corp
ATMC
$41.2M
$213K 0.04%
+18,275
New +$213K
ASPC
40
A SPAC III Acquisition Corp. Class A Ordinary Shares
ASPC
$201K 0.03%
+20,000
New +$201K
RANG
41
Range Capital Acquisition Corp. Ordinary Shares
RANG
$187K 0.03%
+18,645
New +$187K
RIBB
42
Ribbon Acquisition Corp Class A Ordinary Shares
RIBB
$178K 0.03%
+17,800
New +$178K
JOBY.WS icon
43
Joby Aviation, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
JOBY.WS
$157K 0.03%
127,600
-2,100
-2% -$2.58K
EURK
44
Eureka Acquisition Corp Class A Ordinary Share
EURK
$51.4M
$155K 0.03%
15,000
– –
JVSA
45
DELISTED
JV SPAC Acquisition Corp
JVSA
$151K 0.03%
+14,141
New +$151K
UYSCU
46
UY Scuti Acquisition Corp. Units
UYSCU
$53.8M
$150K 0.02%
+14,900
New +$150K
SMR icon
47
NuScale Power
SMR
$4.95B
$149K 0.02%
+10,501
New +$149K
FGMC
48
FG Merger II Corp. Common stock
FGMC
$103M
$144K 0.02%
+15,000
New +$144K
RGTIW icon
49
Rigetti Computing, Inc. Warrants
RGTIW
$123M
$141K 0.02%
51,408
-66,587
-56% -$183K
NNAVW
50
NextNav Inc. Warrant
NNAVW
$62.4M
$110K 0.02%
24,999
+3,000
+14% +$13.2K
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