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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-0.16%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$605M
AUM Growth
-$50.1M
Cap. Flow
-$316M
Cap. Flow %
-52.18%
Top 10 Hldgs %
55.28%
Holding
250
New
49
Increased
18
Reduced
43
Closed
59

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$1.52M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.13M
3
DMAA
Drugs Made In America Acquisition Corp
DMAA
+$920K
4
AAPL icon
Apple
AAPL
+$799K
5
PGAC
Pantages Capital Acquisition Corp
PGAC
+$759K

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$17.7M
2
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$4.11M
3
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$2.62M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$958K
5
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$926K

Sector Composition

Rank Sector Weight
1 Financials 2.2%
2 Healthcare 0.14%
3 Real Estate 0.13%
4 Technology 0.13%
5 Materials 0.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
26
Apple
AAPL
$4.46T
$766K 0.13%
+3,450
New +$799K
PGAC
27
Pantages Capital Acquisition Corp
PGAC
$118M
$763K 0.13%
+76,190
New +$759K
TDAC
28
Translational Development Acquisition Corp
TDAC
$209M
$750K 0.12%
+74,420
New +$748K
OXY icon
29
CALL
Occidental Petroleum
OXY
$55.2B
$740K 0.12%
15,000
-165,000
-92% -$8.06M
AAM
30
DELISTED
AA Mission Acquisition Corp
AAM
$692K 0.11%
67,196
– –
GSRT
31
DELISTED
GSR III Acquisition Corp
GSRT
$681K 0.11%
67,998
– –
ATLX icon
32
Atlas Lithium Corp
ATLX
$82M
$657K 0.11%
+126,999
New +$755K
UCFI
33
CN Healthy Food Tech Group
UCFI
$655K 0.11%
62,417
+29,050
+87% +$302K
XLF icon
34
State Street Financial Select Sector SPDR ETF
XLF
$58B
$648K 0.11%
+13,000
New +$652K
CORZW icon
35
Core Scientific Inc Tranche 1 Warrants
CORZW
$1.58B
$642K 0.11%
211,823
-104,474
-33% -$640K
GME icon
36
CALL
GameStop
GME
$8.55B
$603K 0.1%
+27,000
New +$707K
STXS icon
37
Stereotaxis
STXS
$133M
$587K 0.1%
333,622
+275,784
+477% +$588K
CTLP
38
CALL
DELISTED
Cantaloupe
CTLP
$580K 0.1%
73,700
-1,300
-2% -$11.5K
KVAC icon
39
Keen Vision Acquisition Corp
KVAC
$63.4M
$517K 0.09%
46,000
– –
AMD icon
40
CALL
Advanced Micro Devices
AMD
$790B
$514K 0.08%
5,000
– –
RDAC
41
Rising Dragon Acquisition Corp
RDAC
$36.9M
$469K 0.08%
45,979
– –
OAKU
42
DELISTED
Oak Woods Acquisition Corp
OAKU
$462K 0.08%
39,912
-88
-0.2% -$1.01K
SBUX icon
43
Starbucks
SBUX
$118B
$441K 0.07%
4,500
-3,500
-44% -$362K
RFAI
44
RF Acquisition Corp II
RFAI
$92.5M
$394K 0.07%
38,000
– –
GDXJ icon
45
VanEck Junior Gold Miners ETF
GDXJ
$7.09B
$386K 0.06%
+6,750
New +$340K
AGI icon
46
PUT
Alamos Gold
AGI
$12B
$374K 0.06%
+14,000
New +$316K
OPFI.WS
47
DELISTED
OppFi Inc Warrants
OPFI.WS
$345K 0.06%
+160,342
New +$439K
UAL icon
48
CALL
United Airlines
UAL
$41.7B
$345K 0.06%
+5,000
New +$472K
PROP icon
49
CALL
Prairie Operating Co
PROP
$72M
$321K 0.05%
+60,000
New +$438K
PCSC
50
DELISTED
Perceptive Capital Solutions
PCSC
$308K 0.05%
29,931
– –
1
2
3 4 5

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SCM
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OCAM
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NPCM
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FSG
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CIG
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Warberg Asset Management's Q1 2025 Portfolio in Review

As of Q1 2025, Warberg Asset Management held 250 positions worth $605M, down 7.6% from $656M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Warberg Asset Management withdrew a net $316M in Q1 2025, closing 59 positions and reducing 43 holdings. Its most notable exit was Occidental Petroleum Corp Warrants, an estimated $17.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2.2% of assets, up from 2% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Warberg Asset Management opened a new position in iShares 0-3 Month Treasury Bond ETF worth $1.13M.

  • Warberg Asset Management's largest Q1 2025 buy was iShares 0-3 Month Treasury Bond ETF: 11,265 shares worth $1.13M.
  • Warberg Asset Management added most to Invesco QQQ Trust in Q1 2025, an estimated $1.52M increase.
  • Warberg Asset Management's biggest Q1 2025 reduction was Core Scientific Inc Tranche 1 Warrants, cutting an estimated $640K.
  • Warberg Asset Management fully exited Occidental Petroleum Corp Warrants in Q1 2025, selling an estimated $17.7M.
  • Warberg Asset Management's ten largest holdings make up 55% of its $605M portfolio in Q1 2025.
  • Warberg Asset Management opened 49 new positions and closed 59 in Q1 2025.
  • Warberg Asset Management's portfolio value fell 7.6% quarter-over-quarter to $605M.

Based on Warberg Asset Management's 13F filing for Q1 2025, filed 9 May 2025.