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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-0.04%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$562M
AUM Growth
-$96.3M
Cap. Flow
-$338M
Cap. Flow %
-60.12%
Top 10 Hldgs %
53.46%
Holding
270
New
50
Increased
30
Reduced
42
Closed
60

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$5.07M
2
VCICU
Vine Hill Capital Investment Corp Unit
VCICU
+$1.34M
3
BUJA
Bukit Jalil Global Acquisition 1
BUJA
+$774K
4
NE icon
Noble Corp
NE
+$709K
5
AAM
AA Mission Acquisition Corp
AAM
+$672K

Top Sells

Rank Stock Value
1
DJTWW
Trump Media & Technology Group Warrants
DJTWW
+$8.41M
2
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$3.94M
3
NE.WS icon
Noble Corporation PLC Tranche 1 Warrants
NE.WS
+$1.91M
4
CORZZ icon
Core Scientific Inc Tranche 2 Warrants
CORZZ
+$1.23M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.09M

Sector Composition

Rank Sector Weight
1 Financials 1.98%
2 Healthcare 0.31%
3 Energy 0.24%
4 Real Estate 0.14%
5 Technology 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLRC
26
DELISTED
ClimateRock Class A Ordinary Shares
CLRC
$875K 0.16%
75,390
– –
CMPOW
27
DELISTED
CompoSecure Inc Warrant
CMPOW
$874K 0.16%
231,907
-563,073
-71% -$985K
OSRH
28
OSR Health
OSRH
$15.7M
$872K 0.16%
80,228
+40,447
+102% +$438K
CVNA icon
29
PUT
Carvana
CVNA
$68.6B
$871K 0.15%
25,000
– –
FORL
30
DELISTED
Four Leaf Acquisition Corp
FORL
$832K 0.15%
75,932
– –
NEN icon
31
New England Realty Associates
NEN
$195M
$808K 0.14%
9,900
-2,775
-22% -$211K
BUJA
32
DELISTED
Bukit Jalil Global Acquisition 1
BUJA
$783K 0.14%
+71,787
New +$774K
VSAC
33
DELISTED
Vision Sensing Acquisition Corp. Class A Common Stock
VSAC
$782K 0.14%
67,179
– –
NE.WS.A icon
34
Noble Corporation PLC Tranche 2 Warrants
NE.WS.A
$776K 0.14%
53,943
-18,070
-25% -$328K
DLTR icon
35
CALL
Dollar Tree
DLTR
$24.4B
$774K 0.14%
11,000
+1,000
+10% +$91.2K
BKHA
36
Black Hawk Acquisition Corp
BKHA
$759K 0.14%
74,120
– –
VXX icon
37
CALL
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$154M
$744K 0.13%
+15,000
New +$733K
QETA icon
38
Quetta Acquisition Corp
QETA
$735K 0.13%
70,700
+2,000
+3% +$20.7K
ROCL
39
DELISTED
Roth CH Acquisition V Co. Common Stock
ROCL
$721K 0.13%
64,252
+19,573
+44% +$218K
AAM
40
DELISTED
AA Mission Acquisition Corp
AAM
$673K 0.12%
+67,196
New +$672K
DUET
41
DELISTED
DUET Acquisition Corp. Class A Common Stock
DUET
$668K 0.12%
59,275
+8,841
+18% +$99.1K
NE icon
42
Noble Corp
NE
$6.77B
$636K 0.11%
+17,600
New +$709K
CTLP
43
CALL
DELISTED
Cantaloupe
CTLP
$627K 0.11%
84,700
+13,300
+19% +$91.4K
STNG icon
44
CALL
Scorpio Tankers
STNG
$3.9B
$606K 0.11%
+8,500
New +$621K
CTLP
45
PUT
DELISTED
Cantaloupe
CTLP
$592K 0.11%
80,000
+39,000
+95% +$268K
BRAC
46
DELISTED
Broad Capital Acquisition Corp Common Stock
BRAC
$572K 0.1%
+50,138
New +$574K
NE icon
47
PUT
Noble Corp
NE
$6.77B
$567K 0.1%
15,700
– –
HPE.PRC
48
Hewlett Packard Enterprise 7.625% Series C Preferred Stock
HPE.PRC
$3.74B
$541K 0.1%
+8,932
New +$523K
FNVT
49
DELISTED
Finnovate Acquisition Corp. Class A Ordinary Shares
FNVT
$503K 0.09%
+43,458
New +$498K
KVAC icon
50
Keen Vision Acquisition Corp
KVAC
$63.4M
$495K 0.09%
46,000
– –
1
2
3 4 5

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SCM
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OCAM
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NPCM
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FSG
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CIG
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Warberg Asset Management's Q3 2024 Portfolio in Review

As of Q3 2024, Warberg Asset Management held 270 positions worth $562M, down 15% from $658M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Warberg Asset Management withdrew a net $338M in Q3 2024, closing 60 positions and reducing 42 holdings. Its most notable exit was Trump Media & Technology Group Warrants, an estimated $8.41M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2% of assets, up from 1.5% a quarter earlier, followed by Healthcare and Energy.

Against the trend, Warberg Asset Management opened a new position in iShares 0-3 Month Treasury Bond ETF worth $5.08M.

  • Warberg Asset Management's largest Q3 2024 buy was iShares 0-3 Month Treasury Bond ETF: 50,455 shares worth $5.08M.
  • Warberg Asset Management added most to Grayscale Bitcoin Trust in Q3 2024, an estimated $511K increase.
  • Warberg Asset Management's biggest Q3 2024 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $3.94M.
  • Warberg Asset Management fully exited Trump Media & Technology Group Warrants in Q3 2024, selling an estimated $8.41M.
  • Warberg Asset Management's ten largest holdings make up 53% of its $562M portfolio in Q3 2024.
  • Warberg Asset Management opened 50 new positions and closed 60 in Q3 2024.
  • Warberg Asset Management's portfolio value fell 15% quarter-over-quarter to $562M.

Based on Warberg Asset Management's 13F filing for Q3 2024, filed 6 Nov 2024.