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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+2.04%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$697M
AUM Growth
+$169M
Cap. Flow
-$172M
Cap. Flow %
-24.71%
Top 10 Hldgs %
65.88%
Holding
269
New
37
Increased
38
Reduced
43
Closed
54

Top Buys

Rank Stock Value
1
STXS icon
Stereotaxis
STXS
+$1.58M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$1.29M
3
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$863K
4
CLRC
ClimateRock Class A Ordinary Shares
CLRC
+$844K
5
BKHAU
Black Hawk Acquisition Corp Units
BKHAU
+$752K

Top Sells

Rank Stock Value
1
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$1.37M
2
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$1.11M
3
ACAH
Atlantic Coastal Acquisition Corp. Class A Common Stock
ACAH
+$824K
4
CFFS
CF Acquisition Corp. VII Class A Common Stock
CFFS
+$786K
5
MNTN
Everest Consolidator Acquisition Corporation
MNTN
+$772K

Sector Composition

Rank Sector Weight
1 Financials 1.75%
2 Healthcare 0.44%
3 Real Estate 0.16%
4 Technology 0.13%
5 Consumer Discretionary 0.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AQU
26
DELISTED
Aquaron Acquisition Corp. Common Stock
AQU
$820K 0.12%
75,713
+39,530
+109% +$427K
FORL
27
DELISTED
Four Leaf Acquisition Corp
FORL
$814K 0.12%
75,932
+25,087
+49% +$266K
GLST
28
DELISTED
Global Star Acquisition, Inc. Class A Common Stock
GLST
$811K 0.12%
75,715
+5,107
+7% +$54.5K
PLTN
29
DELISTED
Plutonian Acquisition Corp. Common Stock
PLTN
$808K 0.12%
75,213
+41,740
+125% +$447K
HUDA
30
DELISTED
Hudson Acquisition I Corp. Common Stock
HUDA
$785K 0.11%
74,039
+4,000
+6% +$42.2K
NE icon
31
PUT
Noble Corp
NE
$6.49B
$761K 0.11%
15,700
– –
BKHAU
32
Black Hawk Acquisition Corp Units
BKHAU
$85.8M
$753K 0.11%
+74,124
New +$752K
VSAC
33
DELISTED
Vision Sensing Acquisition Corp. Class A Common Stock
VSAC
$749K 0.11%
67,179
+50,811
+310% +$566K
NNAG
34
DELISTED
99 Acquisition Group Inc
NNAG
$704K 0.1%
68,300
– –
QETA icon
35
Quetta Acquisition Corp
QETA
$700K 0.1%
68,700
– –
OAKU
36
DELISTED
Oak Woods Acquisition Corp
OAKU
$699K 0.1%
65,000
– –
CNTM
37
DELISTED
ConnectM Technology Solutions, Inc. Common Stock
CNTM
$693K 0.1%
62,461
– –
CMPOW
38
DELISTED
CompoSecure Inc Warrant
CMPOW
$591K 0.08%
844,759
+71,030
+9% +$28.3K
SLV icon
39
CALL
iShares Silver Trust
SLV
$27.9B
$569K 0.08%
25,000
– –
PPHP
40
DELISTED
PHP Ventures Acquisition Corp. Class A Common Stock
PPHP
$520K 0.07%
46,719
– –
CTLP
41
CALL
DELISTED
Cantaloupe
CTLP
$513K 0.07%
79,800
+30,800
+63% +$203K
IGTA
42
DELISTED
Inception Growth Acquisition Limited Common Stock
IGTA
$502K 0.07%
46,264
+472
+1% +$5.1K
KVAC icon
43
Keen Vision Acquisition Corp
KVAC
$63.4M
$481K 0.07%
46,000
– –
GDST
44
DELISTED
Goldenstone Acquisition Limited Common Stock
GDST
$459K 0.07%
41,635
+22,545
+118% +$246K
SURGW
45
DELISTED
SurgePays, Inc. Warrant
SURGW
$443K 0.06%
764,016
-333,297
-30% -$742K
CVNA icon
46
PUT
Carvana
CVNA
$70.9B
$440K 0.06%
25,000
-35,000
-58% -$427K
MRNA icon
47
PUT
Moderna
MRNA
$22.3B
$426K 0.06%
4,000
-2,000
-33% -$202K
TCOA
48
DELISTED
Zalatoris Acquisition Corp.
TCOA
$404K 0.06%
37,103
+501
+1% +$5.4K
BXMT icon
49
PUT
Blackstone Mortgage Trust
BXMT
$2.47B
$398K 0.06%
20,000
+2,000
+11% +$40.3K
ESHA
50
DELISTED
ESH Acquisition Corp
ESHA
$391K 0.06%
37,604
– –
1
2
3 4 5

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SCM
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OCAM
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NPCM
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Warberg Asset Management's Q1 2024 Portfolio in Review

As of Q1 2024, Warberg Asset Management held 269 positions worth $697M, up 32% from $528M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Warberg Asset Management withdrew a net $172M in Q1 2024, closing 54 positions and reducing 43 holdings. Its most notable exit was Invesco Ultra Short Duration ETF, an estimated $1.37M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, down from 2.5% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Warberg Asset Management opened a new position in Stereotaxis worth $1.74M.

  • Warberg Asset Management's largest Q1 2024 buy was Stereotaxis: 665,688 shares worth $1.74M.
  • Warberg Asset Management added most to Expand Energy Corp Class B Warrants in Q1 2024, an estimated $863K increase.
  • Warberg Asset Management's biggest Q1 2024 reduction was Hertz Global Holdings Warrants, cutting an estimated $1.11M.
  • Warberg Asset Management fully exited Invesco Ultra Short Duration ETF in Q1 2024, selling an estimated $1.37M.
  • Warberg Asset Management's ten largest holdings make up 66% of its $697M portfolio in Q1 2024.
  • Warberg Asset Management opened 37 new positions and closed 54 in Q1 2024.
  • Warberg Asset Management's portfolio value rose 32% quarter-over-quarter to $697M.

Based on Warberg Asset Management's 13F filing for Q1 2024, filed 6 May 2024.