WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+1.33%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$320M
AUM Growth
+$320M
Cap. Flow
+$25.2M
Cap. Flow %
7.88%
Top 10 Hldgs %
62.44%
Holding
292
New
56
Increased
32
Reduced
51
Closed
42

Top Buys

1
VMW
VMware, Inc
VMW
$11.6M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$5.13M
3
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$2.1M
4
NE.WS icon
Noble Corporation plc Tranche 1 Warrants
NE.WS
$1.89M
5
NE.WS.A icon
Noble Corporation plc Tranche 2 Warrants
NE.WS.A
$1.14M

Top Sells

1
HTZWW
Hertz Global Holdings Warrants
HTZWW
$840K
2
HUDA
Hudson Acquisition I Corp. Common Stock
HUDA
$724K
3
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
$695K
4
NEN icon
New England Realty Associates
NEN
$679K
5
JTAI icon
Jet.AI
JTAI
$597K

Sector Composition

1 Technology 4.19%
2 Financials 3.13%
3 Healthcare 0.49%
4 Real Estate 0.26%
5 Industrials 0.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPNT icon
26
SiriusPoint
SPNT
$2.19B
$496K 0.1% +48,755 New +$496K
CMPOW icon
27
CompoSecure, Inc. Warrant
CMPOW
$1.13B
$481K 0.1% 740,622 +537,059 +264% +$349K
KVAC icon
28
Keen Vision Acquisition Corp
KVAC
$468K 0.09% +46,000 New +$468K
QOMO
29
DELISTED
Qomolangma Acquisition Corp. Common Stock
QOMO
$402K 0.08% +37,871 New +$402K
MNTN
30
DELISTED
Everest Consolidator Acquisition Corporation
MNTN
$401K 0.08% 37,045 -2,382 -6% -$25.8K
TCOA
31
DELISTED
Zalatoris Acquisition Corp.
TCOA
$386K 0.08% +36,602 New +$386K
ESHA icon
32
ESH Acquisition Corp
ESHA
$381K 0.08% +37,604 New +$381K
EXEEZ
33
Expand Energy Corporation Class B Warrants
EXEEZ
$348K 0.07% 4,743 +1,132 +31% +$83.1K
AQU
34
DELISTED
Aquaron Acquisition Corp. Common Stock
AQU
$341K 0.07% +32,253 New +$341K
IGTA
35
DELISTED
Inception Growth Acquisition Limited Common Stock
IGTA
$323K 0.07% +30,428 New +$323K
MRNA icon
36
Moderna
MRNA
$9.37B
$310K 0.06% +3,000 New +$310K
THWWW
37
DELISTED
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
$308K 0.06% 60,325 +50,000 +484% +$256K
KLTO
38
Klotho Neurosciences, Inc. Common Stock
KLTO
$42.6M
$304K 0.06% 28,519 +18,454 +183% +$197K
CETU
39
DELISTED
Cetus Capital Acquisition Corp. Class A Common Stock
CETU
$284K 0.06% +27,137 New +$284K
ALSA
40
DELISTED
Alpha Star Acquisition Corporation Ordinary Shares
ALSA
$272K 0.06% 24,828 +3,725 +18% +$40.9K
HOVR icon
41
New Horizon Aircraft
HOVR
$68.6M
$267K 0.05% 25,300 – –
APCA
42
DELISTED
AP Acquisition Corp
APCA
$253K 0.05% +23,027 New +$253K
TBMC icon
43
Trailblazer Merger Corp I
TBMC
$52.3M
$236K 0.05% 22,877 +187 +0.8% +$1.93K
DRCTW
44
DELISTED
Direct Digital Holdings, Inc. Warrant
DRCTW
$216K 0.04% 180,377 +49,637 +38% +$59.6K
KRE icon
45
SPDR S&P Regional Banking ETF
KRE
$3.99B
$209K 0.04% +5,000 New +$209K
RNWWW
46
ReNew Energy Global plc Warrant
RNWWW
$1.3M
$209K 0.04% 278,328 +217 +0.1% +$163
GDST
47
DELISTED
Goldenstone Acquisition Limited Common Stock
GDST
$205K 0.04% 19,090 -46,933 -71% -$503K
RFAC
48
DELISTED
RF Acquisition Corp. Class A Common Stock
RFAC
$192K 0.04% 18,006 +1,005 +6% +$10.7K
RCAC
49
DELISTED
Revelstone Capital Acquisition Corp. Class A Common Stock
RCAC
$191K 0.04% +18,007 New +$191K
VSAC
50
DELISTED
Vision Sensing Acquisition Corp. Class A Common Stock
VSAC
$190K 0.04% 17,429 -248 -1% -$2.71K
1
2
3 4 5