WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$327M
AUM Growth
-$38.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
352
New
Increased
Reduced
Closed

Top Buys

1
+$9.47M
2
+$1.62M
3
+$722K
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$692K
5
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$612K

Top Sells

1
+$33.1M
2
+$23.1M
3
+$18.5M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.99M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$7.5M

Sector Composition

1 Financials 2.33%
2 Technology 0.77%
3 Real Estate 0.55%
4 Healthcare 0.44%
5 Industrials 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$358K 0.06%
35,740
27
$352K 0.06%
+33,809
28
$335K 0.05%
+319
29
$335K 0.05%
4,328
-298,055
30
$316K 0.05%
+30,889
31
$306K 0.05%
+3,100
32
$299K 0.05%
+3,000
33
$296K 0.05%
+11,998
34
$284K 0.04%
27,823
35
$256K 0.04%
25,000
36
$253K 0.04%
24,900
37
$250K 0.04%
+10,046
38
$238K 0.04%
+4,752
39
$234K 0.04%
22,750
40
$231K 0.04%
+7,600
41
$229K 0.04%
22,500
42
$225K 0.04%
22,068
43
$222K 0.03%
+21,809
44
$219K 0.03%
+37,037
45
$216K 0.03%
21,103
46
$215K 0.03%
21,324
47
$212K 0.03%
20,636
48
$209K 0.03%
89
-89
49
$208K 0.03%
20,730
50
$204K 0.03%
+20,000
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