We are live on ! Find out more
WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+7.08%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$578M
AUM Growth
+$123M
Cap. Flow
-$32M
Cap. Flow %
-5.54%
Top 10 Hldgs %
63.86%
Holding
346
New
101
Increased
44
Reduced
42
Closed
52

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$8.6M
2
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$4.23M
3
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$3.22M
4
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$2.96M
5
AAPL icon
Apple
AAPL
+$2.51M

Top Sells

Rank Stock Value
1
SWT
Stanley Black & Decker, Inc.
SWT
+$1.11M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$782K
3
SO icon
Southern Company
SO
+$713K
4
SOLN
The Southern Company
SOLN
+$604K
5
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$551K

Sector Composition

Rank Sector Weight
1 Financials 1.47%
2 Technology 0.65%
3 Consumer Discretionary 0.24%
4 Real Estate 0.22%
5 Healthcare 0.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJIV
26
DELISTED
South Jersey Industries, Inc. Corporate Units
SJIV
$1.2M 0.21%
17,960
-8,077
-31% -$551K
SURGW
27
DELISTED
SurgePays, Inc. Warrant
SURGW
$1.17M 0.2%
911,236
+441,691
+94% +$676K
MCD icon
28
PUT
McDonald's
MCD
$192B
$1.15M 0.2%
5,000
-18,000
-78% -$4.6M
JNK icon
29
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$1.09M 0.19%
+12,366
New +$1.15M
DTP
30
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$1M 0.17%
+20,000
New +$1.02M
SLV icon
31
CALL
iShares Silver Trust
SLV
$28B
$963K 0.17%
55,000
+5,000
+10% +$88.6K
INTC icon
32
CALL
Intel
INTC
$455B
$644K 0.11%
+25,000
New +$852K
UNG icon
33
CALL
United States Natural Gas Fund
UNG
$456M
$585K 0.1%
6,250
-7,500
-55% -$822K
BTU icon
34
CALL
Peabody Energy
BTU
$2.6B
$496K 0.09%
+20,000
New +$449K
IGICW
35
DELISTED
International General Insurance Holdings Ltd. Warrants expiring 03/17/2025
IGICW
$455K 0.08%
799,088
– –
ACAC
36
DELISTED
Acri Capital Acquisition Corp
ACAC
$447K 0.08%
+44,500
New +$446K
MSTR icon
37
PUT
Strategy Inc
MSTR
$34.1B
$425K 0.07%
20,000
-2,000
-9% -$50.2K
TRUG icon
38
TruGolf
TRUG
$945K
$407K 0.07%
+81
New +$406K
VSAC
39
DELISTED
Vision Sensing Acquisition Corp. Class A Common Stock
VSAC
$405K 0.07%
+40,043
New +$403K
SANB
40
DELISTED
Sanaby Health Acquisition Corp. I Class A Common Stock
SANB
$405K 0.07%
+40,000
New +$404K
JTAI icon
41
Jet.AI
JTAI
$3M
$403K 0.07%
+1
New +$453K
PNAC
42
DELISTED
Prime Number Acquisition I Corp. Class A Common Stock
PNAC
$402K 0.07%
+40,421
New +$402K
EONR
43
EON Resources
EONR
$25.3M
$401K 0.07%
+40,002
New +$401K
BMAQ
44
DELISTED
Blockchain Moon Acquisition Corp. Common Stock
BMAQ
$400K 0.07%
+40,000
New +$398K
MDH
45
DELISTED
MDH Acquisition Corp.
MDH
$399K 0.07%
+40,461
New +$398K
GSQD
46
DELISTED
G Squared Ascend I Inc.
GSQD
$397K 0.07%
+40,000
New +$395K
GBBK
47
DELISTED
Global Blockchain Acquisition Corp. Common Stock
GBBK
$395K 0.07%
+40,000
New +$394K
ADER
48
DELISTED
26 Capital Acquisition Corp
ADER
$395K 0.07%
+40,000
New +$394K
ASZ
49
DELISTED
Austerlitz Acquisition Corporation II
ASZ
$392K 0.07%
+40,000
New +$391K
AEM icon
50
CALL
Agnico Eagle Mines
AEM
$73.6B
$380K 0.07%
9,000
– –
1
2
3 4 5

Similar funds

GP
GSK plc London $599M AUM
BHPW
Beverly Hills Private Wealth Beverly Hills, California $600M AUM 21.5% 1-Year Est. Return
CCP
Clifford Capital Partners Alpine, Utah $600M AUM 19.57% 1-Year Est. Return
SCM
Stanley Capital Management Houston, Texas $598M AUM 33.22% 1-Year Est. Return
OCAM
Onex Canada Asset Management Toronto, Ontario, Canada $601M AUM 15.16% 1-Year Est. Return
NPCM
North Peak Capital Management New York $601M AUM 0.2% 1-Year Est. Return
FSG
Financial Strategies Group Okemos, Michigan $598M AUM 12.52% 1-Year Est. Return
CIG
Capricorn Investment Group Palo Alto, California $602M AUM 165.22% 1-Year Est. Return

Warberg Asset Management's Q3 2022 Portfolio in Review

As of Q3 2022, Warberg Asset Management held 346 positions worth $578M, up 27% from $455M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Warberg Asset Management withdrew a net $32M in Q3 2022, closing 52 positions and reducing 42 holdings. Its most notable exit was Stanley Black & Decker, Inc., an estimated $1.11M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.5% of assets, up from 0.95% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Warberg Asset Management opened a new position in Apple worth $2.21M.

  • Warberg Asset Management's largest Q3 2022 buy was Apple: 16,000 shares worth $2.21M.
  • Warberg Asset Management added most to Invesco QQQ Trust in Q3 2022, an estimated $8.6M increase.
  • Warberg Asset Management's biggest Q3 2022 reduction was South Jersey Industries, Inc. Corporate Units, cutting an estimated $551K.
  • Warberg Asset Management fully exited Stanley Black & Decker, Inc. in Q3 2022, selling an estimated $1.11M.
  • Warberg Asset Management's ten largest holdings make up 64% of its $578M portfolio in Q3 2022.
  • Warberg Asset Management opened 101 new positions and closed 52 in Q3 2022.
  • Warberg Asset Management's portfolio value rose 27% quarter-over-quarter to $578M.

Based on Warberg Asset Management's 13F filing for Q3 2022, filed 7 Nov 2022.