WAM

Warberg Asset Management Portfolio holdings

AUM $333M
1-Year Est. Return 11.83%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+11.83%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$347M
AUM Growth
+$27.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
243
New
Increased
Reduced
Closed

Top Buys

1
+$3.67M
2
+$2.21M
3
+$1.84M
4
PAVMZ
PAVmed Inc. Series Z Warrant
PAVMZ
+$1.82M
5
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$1.57M

Top Sells

1
+$5.03M
2
+$2.17M
3
+$1.25M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$907K
5
POL.WS
Polished.com Inc. Warrants to Purchase Common Stock
POL.WS
+$478K

Sector Composition

1 Financials 1.04%
2 Consumer Discretionary 0.79%
3 Industrials 0.63%
4 Technology 0.22%
5 Real Estate 0.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$198K 0.06%
19,900
27
$198K 0.06%
+20,000
28
$194K 0.06%
20,000
29
$187K 0.05%
167,350
+78,791
30
$184K 0.05%
5,370
+2,357
31
$169K 0.05%
17,502
32
$162K 0.05%
16,269
33
$161K 0.05%
16,400
34
$156K 0.04%
16,077
35
$155K 0.04%
16,000
36
$148K 0.04%
+15,000
37
$148K 0.04%
15,000
38
$148K 0.04%
49,603
-2,083,802
39
$147K 0.04%
15,044
40
$146K 0.04%
15,000
41
$143K 0.04%
364,791
-999
42
$143K 0.04%
14,500
43
$134K 0.04%
+73,000
44
$133K 0.04%
68
45
$130K 0.04%
27,000
-5,000
46
$124K 0.04%
560
-440
47
$117K 0.03%
12,000
48
$116K 0.03%
11,850
49
$115K 0.03%
+11,329
50
$113K 0.03%
+107,045
1
2
3 4 5