WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+1.06%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$347M
AUM Growth
+$347M
Cap. Flow
+$3.18M
Cap. Flow %
0.92%
Top 10 Hldgs %
48.11%
Holding
243
New
43
Increased
24
Reduced
24
Closed
22

Top Buys

1
EXEEW
Expand Energy Corporation Class A Warrants
EXEEW
$4.29M
2
PAVMZ
PAVmed Inc. Series Z Warrant
PAVMZ
$2.34M
3
MUDS
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
$2.09M
4
EXEEL
Expand Energy Corporation Class C Warrants
EXEEL
$1.81M
5
QQQ icon
Invesco QQQ Trust
QQQ
$1.79M

Top Sells

1
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
$6.22M
2
WSC icon
WillScot Mobile Mini Holdings
WSC
$2.38M
3
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$1.25M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$907K
5
GCMGW icon
GCM Grosvenor Inc. Warrant
GCMGW
$497K

Sector Composition

1 Financials 1.03%
2 Consumer Discretionary 0.79%
3 Industrials 0.63%
4 Technology 0.22%
5 Real Estate 0.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GACQ
26
DELISTED
Global Consumer Acquisition Corp. Common Stock
GACQ
$198K 0.03% +20,000 New +$198K
QNGY
27
DELISTED
Quanergy Systems, Inc.
QNGY
$198K 0.03% 19,900 – –
NBST
28
DELISTED
Newbury Street Acquisition Corporation Common Stock
NBST
$194K 0.03% 20,000 – –
CLVRW
29
DELISTED
Clever Leaves Holdings Inc. Warrant
CLVRW
$187K 0.03% 167,350 +78,791 +89% +$88K
GROMW
30
DELISTED
Grom Social Enterprises Inc. Warrants
GROMW
$184K 0.03% 161,100 +70,700 +78% +$80.8K
PTOC
31
DELISTED
Pine Technology Acquisition Corp. Class A Common Stock
PTOC
$169K 0.03% 17,502 – –
MLAC
32
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
$162K 0.03% 16,269 – –
ALTU
33
DELISTED
Altitude Acquisition Corp. Class A Common Stock
ALTU
$161K 0.03% 16,400 – –
MDAI icon
34
Spectral AI
MDAI
$51.6M
$156K 0.03% 16,077 – –
PSAG
35
DELISTED
Property Solutions Acquisition Corporation II Class A Common Stock
PSAG
$155K 0.03% 16,000 – –
DRAY
36
DELISTED
Macondray Capital Acquisition Corp. I Class A Ordinary Shares
DRAY
$148K 0.02% +15,000 New +$148K
GAPA
37
DELISTED
G&P Acquisition Corp.
GAPA
$148K 0.02% 15,000 – –
TWNKW
38
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$148K 0.02% 49,603 -2,083,802 -98% -$6.22M
CONX
39
DELISTED
CONX Corp. Class A Common Stock
CONX
$147K 0.02% 15,044 – –
PIPP
40
DELISTED
Pine Island Acquisition Corp.
PIPP
$146K 0.02% 15,000 – –
PTIXW icon
41
Protagenic Therapeutics, Inc. Warrant
PTIXW
$144K
$143K 0.02% 364,791 -999 -0.3% -$392
PMGM
42
DELISTED
Priveterra Acquisition Corp. II Class A Common Stock
PMGM
$143K 0.02% 14,500 – –
WKSPW
43
DELISTED
Worksport, Ltd. Warrant
WKSPW
$134K 0.02% +73,000 New +$134K
FOXO
44
DELISTED
FOXO TECHNOLOGIES INC A
FOXO
$133K 0.02% 13,500 – –
BCTXW
45
BriaCell Therapeutics Corp. Warrant
BCTXW
$92.7K
$130K 0.02% 27,000 -5,000 -16% -$24.1K
SDS icon
46
ProShares UltraShort S&P500
SDS
$445M
$124K 0.02% 14,000 -11,000 -44% -$97.4K
XPOA
47
DELISTED
DPCM Capital, Inc.
XPOA
$117K 0.02% 12,000 – –
ASAQ
48
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
$116K 0.02% 11,850 – –
GSDWU
49
DELISTED
Global Systems Dynamics, Inc. Unit
GSDWU
$115K 0.02% +11,329 New +$115K
SQLLW
50
DELISTED
SeqLL Inc. Warrant
SQLLW
$113K 0.02% +107,045 New +$113K
1
2
3 4 5