WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$319M
AUM Growth
+$116M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
240
New
Increased
Reduced
Closed

Top Buys

1
+$3.65M
2
+$1.54M
3
+$1.25M
4
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
+$1.08M
5
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$907K

Top Sells

1
+$3.17M
2
+$1.28M
3
+$1.1M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$677K
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$645K

Sector Composition

1 Industrials 1.23%
2 Financials 1.03%
3 Technology 0.37%
4 Healthcare 0.34%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$248K 0.05%
+25,000
27
$226K 0.04%
1,000
-200
28
$214K 0.04%
+4,000
29
$200K 0.04%
+20,000
30
$198K 0.04%
+19,900
31
$197K 0.04%
+995
32
$193K 0.04%
+20,000
33
$184K 0.04%
+88,559
34
$179K 0.03%
+35,000
35
$170K 0.03%
+17,502
36
$161K 0.03%
+16,400
37
$161K 0.03%
16,269
38
$156K 0.03%
+16,077
39
$155K 0.03%
+16,000
40
$151K 0.03%
+15,200
41
$150K 0.03%
66,879
+20,218
42
$148K 0.03%
+15,000
43
$148K 0.03%
+15,044
44
$146K 0.03%
+15,000
45
$146K 0.03%
+15,000
46
$145K 0.03%
+14,400
47
$141K 0.03%
14,500
48
$134K 0.03%
27,775
-14,848
49
$133K 0.03%
+1,485
50
$132K 0.03%
68
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