WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+3.88%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$319M
AUM Growth
+$319M
Cap. Flow
+$8.93M
Cap. Flow %
2.8%
Top 10 Hldgs %
44.18%
Holding
240
New
57
Increased
17
Reduced
15
Closed
29

Top Buys

1
WSC icon
WillScot Mobile Mini Holdings
WSC
$3.66M
2
WTRU
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$1.54M
3
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$1.25M
4
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
$1.08M
5
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$907K

Top Sells

1
CCL icon
Carnival Corp
CCL
$3.17M
2
SJIU
South Jersey Industries, Inc.
SJIU
$1.28M
3
GCMGW icon
GCM Grosvenor Inc. Warrant
GCMGW
$1.1M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$677K
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$645K

Sector Composition

1 Industrials 1.23%
2 Financials 1.03%
3 Technology 0.37%
4 Healthcare 0.34%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MCAFU
26
DELISTED
Mountain Crest Acquisition Corp. IV Unit
MCAFU
$248K 0.05% +25,000 New +$248K
SDS icon
27
ProShares UltraShort S&P500
SDS
$445M
$226K 0.04% 25,000 -5,000 -17% -$45.2K
GME icon
28
GameStop
GME
$10B
$214K 0.04% +1,000 New +$214K
GACQU
29
DELISTED
Global Consumer Acquisition Corp. Unit
GACQU
$200K 0.04% +20,000 New +$200K
FPAC
30
DELISTED
Far Peak Acquisition Corporation
FPAC
$198K 0.04% +19,900 New +$198K
QNGY
31
DELISTED
Quanergy Systems, Inc.
QNGY
$197K 0.04% +19,900 New +$197K
NBST
32
DELISTED
Newbury Street Acquisition Corporation Common Stock
NBST
$193K 0.04% +20,000 New +$193K
CLVRW
33
DELISTED
Clever Leaves Holdings Inc. Warrant
CLVRW
$184K 0.04% +88,559 New +$184K
CLOVW
34
DELISTED
Clover Health Investments, Corp. Warrants
CLOVW
$179K 0.03% +35,000 New +$179K
PTOC
35
DELISTED
Pine Technology Acquisition Corp. Class A Common Stock
PTOC
$170K 0.03% +17,502 New +$170K
ALTU
36
DELISTED
Altitude Acquisition Corp. Class A Common Stock
ALTU
$161K 0.03% +16,400 New +$161K
MLAC
37
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
$161K 0.03% 16,269 – –
MDAI icon
38
Spectral AI
MDAI
$51.6M
$156K 0.03% +16,077 New +$156K
PSAG
39
DELISTED
Property Solutions Acquisition Corporation II Class A Common Stock
PSAG
$155K 0.03% +16,000 New +$155K
ACIC
40
DELISTED
Atlas Crest Investment Corp.
ACIC
$151K 0.03% +15,200 New +$151K
BFIIW
41
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$150K 0.03% 66,879 +20,218 +43% +$45.3K
MITAU
42
DELISTED
Coliseum Acquisition Corp. Unit
MITAU
$148K 0.03% +15,000 New +$148K
CONX
43
DELISTED
CONX Corp. Class A Common Stock
CONX
$148K 0.03% +15,044 New +$148K
GAPA
44
DELISTED
G&P Acquisition Corp.
GAPA
$146K 0.03% +15,000 New +$146K
PIPP
45
DELISTED
Pine Island Acquisition Corp.
PIPP
$146K 0.03% +15,000 New +$146K
GIWWU
46
DELISTED
GigInternational1, Inc. Units
GIWWU
$145K 0.03% +14,400 New +$145K
PMGM
47
DELISTED
Priveterra Acquisition Corp. II Class A Common Stock
PMGM
$141K 0.03% 14,500 – –
OPHC icon
48
OptimumBank Holdings
OPHC
$49.9M
$134K 0.03% 27,775 -14,848 -35% -$71.6K
AVCT
49
DELISTED
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$133K 0.03% +22,282 New +$133K
FOXO
50
DELISTED
FOXO TECHNOLOGIES INC A
FOXO
$132K 0.03% 13,500 – –
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