WAM

Warberg Asset Management Portfolio holdings

AUM $408M
1-Year Est. Return 10.11%
This Quarter Est. Return
1 Year Est. Return
+10.11%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$204M
AUM Growth
-$84.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
213
New
Increased
Reduced
Closed

Top Buys

1
+$1.39M
2
+$1.28M
3
+$1.26M
4
SSSS icon
SuRo Capital
SSSS
+$1.15M
5
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
+$865K

Top Sells

1
+$1.44M
2
+$718K
3
+$603K
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$536K
5
ALTG.WS
Alta Equipment Group Warrants
ALTG.WS
+$508K

Sector Composition

1 Consumer Discretionary 1.64%
2 Financials 1.07%
3 Technology 0.37%
4 Real Estate 0.15%
5 Healthcare 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$157K 0.05%
+16,000
27
$150K 0.05%
+15,000
28
$149K 0.05%
+15,000
29
$141K 0.05%
+14,500
30
$138K 0.05%
+29,200
31
$131K 0.04%
+68
32
$128K 0.04%
54,313
33
$126K 0.04%
12,850
-1,050
34
$124K 0.04%
12,600
35
$117K 0.04%
88,700
-4,200
36
$115K 0.04%
11,850
-500
37
$109K 0.04%
+10
38
$109K 0.04%
+11,000
39
$105K 0.03%
10,677
-323
40
$90K 0.03%
+72,058
41
$83K 0.03%
8,000
-2,875
42
$80K 0.03%
+7,500
43
$70K 0.02%
+56,242
44
$64K 0.02%
+59,400
45
$61K 0.02%
38,582
-1,525
46
$58K 0.02%
+56,000
47
$53K 0.02%
15,000
-2,900
48
$53K 0.02%
102,355
+29,200
49
$45K 0.01%
15,500
-2,705
50
$44K 0.01%
102,360
-3,000
1
2
3 4 5