WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$366M
AUM Growth
+$69.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
343
New
Increased
Reduced
Closed

Top Buys

1
+$7.62M
2
+$3.49M
3
+$3.34M
4
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$2.79M
5
BSJO
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
+$2.26M

Top Sells

1
+$1.11M
2
+$782K
3
+$713K
4
SOLN
The Southern Company
SOLN
+$604K
5
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$539K

Sector Composition

1 Financials 2.32%
2 Technology 1.02%
3 Consumer Discretionary 0.37%
4 Real Estate 0.35%
5 Healthcare 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
276
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-44,500
277
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-10,340
278
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-24,900
279
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-15,000
280
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0
281
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-27,316
282
$0 ﹤0.01%
11,019
-2,048
283
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-2,500
284
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0
285
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-51,063
286
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-48,336
287
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-99,150
288
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0
289
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0
290
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0
8 9 10 11
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