WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$366M
AUM Growth
+$69.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
343
New
Increased
Reduced
Closed

Top Buys

1
+$7.62M
2
+$3.49M
3
+$3.34M
4
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$2.79M
5
BSJO
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
+$2.26M

Top Sells

1
+$1.11M
2
+$782K
3
+$713K
4
SOLN
The Southern Company
SOLN
+$604K
5
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$539K

Sector Composition

1 Financials 2.32%
2 Technology 1.02%
3 Consumer Discretionary 0.37%
4 Real Estate 0.35%
5 Healthcare 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
276
– –
-11,401
277
– –
-39,147
278
– –
-99,150
279
– –
0
280
– –
0
281
– –
0
282
– –
0
283
– –
-12,000
284
– –
0
285
– –
0
286
– –
-6,800
287
– –
0
288
– –
0
289
– –
0
290
– –
0
8 9 10 11
12