We are live on ! Find out more
WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+7.08%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$578M
AUM Growth
+$123M
Cap. Flow
-$32M
Cap. Flow %
-5.54%
Top 10 Hldgs %
63.86%
Holding
346
New
101
Increased
44
Reduced
42
Closed
52

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$8.6M
2
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$4.23M
3
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$3.22M
4
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$2.96M
5
AAPL icon
Apple
AAPL
+$2.51M

Top Sells

Rank Stock Value
1
SWT
Stanley Black & Decker, Inc.
SWT
+$1.11M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$782K
3
SO icon
Southern Company
SO
+$713K
4
SOLN
The Southern Company
SOLN
+$604K
5
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$551K

Sector Composition

Rank Sector Weight
1 Financials 1.47%
2 Technology 0.65%
3 Consumer Discretionary 0.24%
4 Real Estate 0.22%
5 Healthcare 0.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABTC
276
American Bitcoin Corp
ABTC
$448M
– –
-3
Closed -$14K
AIMAW
277
DELISTED
Aimfinity Investment Corp I Warrant
AIMAW
– –
-19,400
Closed -$2K
DBGIW
278
DELISTED
Digital Brands Group, Inc. Warrant
DBGIW
– –
-110
Closed -$2K
SWN
279
DELISTED
Southwestern Energy Company
SWN
– –
-10,000
Closed -$69.2K
ACACU
280
DELISTED
Acri Capital Acquisition Corp Unit
ACACU
– –
-44,500
Closed -$445K
MCACU
281
DELISTED
Monterey Capital Acquisition Corporation Unit
MCACU
– –
-10,340
Closed -$103K
FLFVU
282
DELISTED
Feutune Light Acquisition Corporation Unit
FLFVU
– –
-24,900
Closed -$248K
DSKE
283
DELISTED
Daseke, Inc. Common Stock
DSKE
– –
-15,000
Closed -$96.5K
WTER
284
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
– –
-6,800
Closed -$40K
PNACU
285
DELISTED
Prime Number Acquisition I Corp. Unit
PNACU
– –
-27,316
Closed -$273K
MDGSW
286
DELISTED
Medigus Ltd. Series C Warrant
MDGSW
– –
-28,450
Closed -$7K
NYMX
287
DELISTED
Nymox Pharmaceutical Corp
NYMX
– –
-50,500
Closed -$22K
SWT
288
DELISTED
Stanley Black & Decker, Inc.
SWT
– –
-16,442
Closed -$1.11M
MDH.WS
289
DELISTED
MDH Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MDH.WS
$0 ﹤0.01%
11,019
-2,048
-16% -$97
USWS
290
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
– –
-2,500
Closed -$14K
IPOD
291
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
– –
-31,700
Closed -$315K
MUDS
292
DELISTED
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
– –
-51,063
Closed -$515K
CRTDW
293
DELISTED
Creatd Inc. Warrant
CRTDW
– –
-48,336
Closed -$9K
CRXT
294
DELISTED
Clarus Therapeutics Holdings, Inc. Common Stock
CRXT
– –
-55,000
Closed -$21K
OWL.WS
295
DELISTED
Blue Owl Capital Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A C
OWL.WS
– –
-20,000
Closed -$42K
RDBX
296
PUT
DELISTED
Redbox Entertainment Inc. Class A Common Stock
RDBX
– –
-50,000
Closed -$370K
RDBXW
297
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
– –
-124,015
Closed -$66K
XPOA
298
DELISTED
DPCM Capital, Inc.
XPOA
– –
-12,000
Closed -$119K
NRGV.WS
299
DELISTED
Energy Vault Holdings, Inc. Redeemable warrants, each whole warrant exercisable for shares of Common
NRGV.WS
– –
-26,721
Closed -$40K
SOLN
300
DELISTED
The Southern Company
SOLN
– –
-11,401
Closed -$604K
9 10 11
12
13

Similar funds

GP
GSK plc London $599M AUM
BHPW
Beverly Hills Private Wealth Beverly Hills, California $600M AUM 21.5% 1-Year Est. Return
CCP
Clifford Capital Partners Alpine, Utah $600M AUM 19.57% 1-Year Est. Return
SCM
Stanley Capital Management Houston, Texas $598M AUM 33.22% 1-Year Est. Return
OCAM
Onex Canada Asset Management Toronto, Ontario, Canada $601M AUM 15.16% 1-Year Est. Return
NPCM
North Peak Capital Management New York $601M AUM 0.2% 1-Year Est. Return
FSG
Financial Strategies Group Okemos, Michigan $598M AUM 12.52% 1-Year Est. Return
CIG
Capricorn Investment Group Palo Alto, California $602M AUM 165.22% 1-Year Est. Return

Warberg Asset Management's Q3 2022 Portfolio in Review

As of Q3 2022, Warberg Asset Management held 346 positions worth $578M, up 27% from $455M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Warberg Asset Management withdrew a net $32M in Q3 2022, closing 52 positions and reducing 42 holdings. Its most notable exit was Stanley Black & Decker, Inc., an estimated $1.11M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.5% of assets, up from 0.95% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Warberg Asset Management opened a new position in Apple worth $2.21M.

  • Warberg Asset Management's largest Q3 2022 buy was Apple: 16,000 shares worth $2.21M.
  • Warberg Asset Management added most to Invesco QQQ Trust in Q3 2022, an estimated $8.6M increase.
  • Warberg Asset Management's biggest Q3 2022 reduction was South Jersey Industries, Inc. Corporate Units, cutting an estimated $551K.
  • Warberg Asset Management fully exited Stanley Black & Decker, Inc. in Q3 2022, selling an estimated $1.11M.
  • Warberg Asset Management's ten largest holdings make up 64% of its $578M portfolio in Q3 2022.
  • Warberg Asset Management opened 101 new positions and closed 52 in Q3 2022.
  • Warberg Asset Management's portfolio value rose 27% quarter-over-quarter to $578M.

Based on Warberg Asset Management's 13F filing for Q3 2022, filed 7 Nov 2022.