WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+1.33%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$320M
AUM Growth
+$320M
Cap. Flow
+$25.2M
Cap. Flow %
7.88%
Top 10 Hldgs %
62.44%
Holding
292
New
56
Increased
32
Reduced
51
Closed
42

Top Buys

1
VMW
VMware, Inc
VMW
$11.6M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$5.13M
3
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$2.1M
4
NE.WS icon
Noble Corporation plc Tranche 1 Warrants
NE.WS
$1.89M
5
NE.WS.A icon
Noble Corporation plc Tranche 2 Warrants
NE.WS.A
$1.14M

Top Sells

1
HTZWW
Hertz Global Holdings Warrants
HTZWW
$840K
2
HUDA
Hudson Acquisition I Corp. Common Stock
HUDA
$724K
3
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
$695K
4
NEN icon
New England Realty Associates
NEN
$679K
5
JTAI icon
Jet.AI
JTAI
$597K

Sector Composition

1 Technology 4.19%
2 Financials 3.13%
3 Healthcare 0.49%
4 Real Estate 0.26%
5 Industrials 0.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TIO
251
DELISTED
Tingo Group, Inc. Common Stock
TIO
– – 0 – –
7 8 9 10
11