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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$344M
AUM Growth
-$6.75M
Cap. Flow
-$26.4M
Cap. Flow %
-7.66%
Top 10 Hldgs %
32.83%
Holding
252
New
23
Increased
84
Reduced
77
Closed
26

Top Buys

Rank Stock Value
1
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$3.71M
2
IAU icon
iShares Gold Trust
IAU
+$2.11M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.39M
4
RDDT icon
Reddit
RDDT
+$968K
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$819K

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$4.26M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.08M
3
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$2.28M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.98M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.46M

Sector Composition

Rank Sector Weight
1 Technology 9.56%
2 Healthcare 4.13%
3 Financials 3.51%
4 Consumer Discretionary 3.31%
5 Real Estate 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROBT icon
201
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$774M
$223K 0.06%
5,088
-330
-6% -$13.9K
BND icon
202
Vanguard Total Bond Market
BND
$158B
$220K 0.06%
2,926
-7
-0.2% -$518
XHE icon
203
State Street SPDR S&P Health Care Equipment ETF
XHE
$163M
$219K 0.06%
2,421
-175
-7% -$15.2K
GMOM icon
204
Cambria Global Momentum ETF
GMOM
$71.6M
$219K 0.06%
7,393
-470
-6% -$13.5K
FTXH icon
205
First Trust Nasdaq Pharmaceuticals ETF
FTXH
$931M
$216K 0.06%
7,506
-541
-7% -$15.5K
IVW icon
206
iShares S&P 500 Growth ETF
IVW
$77.6B
$215K 0.06%
2,245
– –
PM icon
207
Philip Morris
PM
$295B
$214K 0.06%
+1,763
New +$205K
MDY icon
208
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$214K 0.06%
+376
New +$207K
AEM icon
209
Agnico Eagle Mines
AEM
$90.5B
$213K 0.06%
+2,641
New +$205K
ETHE
210
Grayscale Ethereum Staking ETF Shares
ETHE
$1.55B
$211K 0.06%
+9,645
New +$216K
LYFT icon
211
Lyft
LYFT
$6.63B
$206K 0.06%
16,128
– –
T icon
212
AT&T
T
$163B
$201K 0.06%
+9,118
New +$181K
NEA icon
213
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$190K 0.06%
15,897
-1,350
-8% -$15.7K
PNST
214
DELISTED
Pinstripes Holdings, Inc.
PNST
$167K 0.05%
217,995
– –
MYI icon
215
BlackRock MuniYield Quality Fund III
MYI
$721M
$167K 0.05%
13,880
– –
ICLN icon
216
iShares Global Clean Energy ETF
ICLN
$2.4B
$166K 0.05%
11,330
– –
NAD icon
217
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$160K 0.05%
12,930
-3,500
-21% -$42K
KYN icon
218
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$140K 0.04%
12,730
– –
MUI
219
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$136K 0.04%
10,801
-115,052
-91% -$1.43M
DSL
220
DoubleLine Income Solutions Fund
DSL
$1.24B
$131K 0.04%
10,100
– –
SOFI icon
221
SoFi Technologies
SOFI
$23.7B
$124K 0.04%
15,788
– –
ALT icon
222
Altimmune
ALT
$599M
$123K 0.04%
20,000
– –
LAZR
223
DELISTED
Luminar Technologies
LAZR
$112K 0.03%
8,333
-65
-0.8% -$1.18K
GALT icon
224
Galectin Therapeutics
GALT
$227M
$66.1K 0.02%
24,032
– –
INDP icon
225
Indaptus Therapeutics
INDP
$157M
$29.8K 0.01%
857
– –
7 8
9
10 11

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TFHU
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FAN
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ZDA
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Vivaldi Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Vivaldi Capital Management held 252 positions worth $344M, down 1.9% from $351M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Vivaldi Capital Management withdrew a net $26.4M in Q3 2024, closing 26 positions and reducing 77 holdings. Its most notable exit was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.6% of assets, down from 9.7% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Schwab US Dividend Equity ETF worth $1.44M.

  • Vivaldi Capital Management's largest Q3 2024 buy was Schwab US Dividend Equity ETF: 51,195 shares worth $1.44M.
  • Vivaldi Capital Management added most to Schwab U.S Small- Cap ETF in Q3 2024, an estimated $3.71M increase.
  • Vivaldi Capital Management's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $4.26M.
  • Vivaldi Capital Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2024, selling an estimated $4.08M.
  • Vivaldi Capital Management's ten largest holdings make up 33% of its $344M portfolio in Q3 2024.
  • Vivaldi Capital Management opened 23 new positions and closed 26 in Q3 2024.
  • Vivaldi Capital Management's portfolio value fell 1.9% quarter-over-quarter to $344M.

Based on Vivaldi Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.