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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+10.73%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$333M
AUM Growth
+$27.6M
Cap. Flow
-$1.37M
Cap. Flow %
-0.41%
Top 10 Hldgs %
31.54%
Holding
227
New
34
Increased
93
Reduced
76
Closed
8

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.38M
2
PNST
Pinstripes Holdings, Inc.
PNST
+$2.31M
3
AAPL icon
Apple
AAPL
+$1.39M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$1.35M
5
ORCL icon
Oracle
ORCL
+$1.26M

Top Sells

Rank Stock Value
1
ARDC
Are Dynamic Credit Allocation Fund
ARDC
+$4.06M
2
KIO
KKR Income Opportunities Fund
KIO
+$2.71M
3
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$2.41M
4
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$2.36M
5
IQI icon
Invesco Quality Municipal Securities
IQI
+$2.32M

Sector Composition

Rank Sector Weight
1 Technology 8.93%
2 Healthcare 3.61%
3 Financials 3.5%
4 Consumer Discretionary 3.16%
5 Real Estate 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLAX icon
201
Franklin FTSE Asia ex Japan ETF
FLAX
$57.2M
$210K 0.06%
10,172
– –
BKNG icon
202
Booking.com
BKNG
$161B
$210K 0.06%
+1,400
New +$175K
IVW icon
203
iShares S&P 500 Growth ETF
IVW
$77.6B
$209K 0.06%
+2,592
New +$185K
VGK icon
204
Vanguard FTSE Europe ETF
VGK
$31.4B
$207K 0.06%
+3,302
New +$198K
PGR icon
205
Progressive
PGR
$125B
$206K 0.06%
+1,129
New +$177K
VHT icon
206
Vanguard Health Care ETF
VHT
$18.6B
$204K 0.06%
782
-1,060
-58% -$251K
CAG icon
207
Conagra Brands
CAG
$7.23B
$201K 0.06%
+7,372
New +$207K
LYFT icon
208
Lyft
LYFT
$6.63B
$196K 0.06%
16,128
+8
+0% +$93
T icon
209
AT&T
T
$163B
$195K 0.06%
+11,561
New +$183K
NEA icon
210
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$188K 0.06%
17,247
-1,850
-10% -$18.9K
NAD icon
211
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$182K 0.05%
16,230
+300
+2% +$3.17K
ICLN icon
212
iShares Global Clean Energy ETF
ICLN
$2.4B
$160K 0.05%
11,330
-744
-6% -$10.5K
MYI icon
213
BlackRock MuniYield Quality Fund III
MYI
$721M
$156K 0.05%
13,880
-1,821
-12% -$18.9K
PAAS icon
214
Pan American Silver
PAAS
$21.6B
$139K 0.04%
11,306
+120
+1% +$1.8K
DSL
215
DoubleLine Income Solutions Fund
DSL
$1.24B
$127K 0.04%
10,100
– –
SOFI icon
216
SoFi Technologies
SOFI
$23.7B
$127K 0.04%
15,788
-34
-0.2% -$270
KYN icon
217
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$110K 0.03%
12,730
– –
INDP icon
218
Indaptus Therapeutics
INDP
$157M
$40K 0.01%
857
– –
GALT icon
219
Galectin Therapeutics
GALT
$227M
$32.6K 0.01%
19,261
– –
ARDC
220
Are Dynamic Credit Allocation Fund
ARDC
$298M
– –
-314,712
Closed -$4.06M
ARKG icon
221
ARK Genomic Revolution ETF
ARKG
$1.73B
– –
-7,740
Closed -$216K
ERTH icon
222
Invesco MSCI Sustainable Future ETF
ERTH
$138M
– –
-4,887
Closed -$216K
IGSB icon
223
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
– –
-7,300
Closed -$364K
KIO
224
KKR Income Opportunities Fund
KIO
$457M
– –
-226,326
Closed -$2.71M
SCHZ icon
225
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
– –
-11,510
Closed -$255K
6 7 8
9
10

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Vivaldi Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Vivaldi Capital Management held 227 positions worth $333M, up 9% from $306M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Vivaldi Capital Management's Q4 2023 filing shows 34 new, 93 increased, 76 reduced and 8 closed positions. Its largest new stake was Pinstripes Holdings, Inc.: 217,995 shares worth $704K. The largest sale was Are Dynamic Credit Allocation Fund, an estimated $4.06M.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 6.3% a quarter earlier, followed by Healthcare and Financials.

  • Vivaldi Capital Management's largest Q4 2023 buy was Pinstripes Holdings, Inc.: 217,995 shares worth $704K.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2023, an estimated $3.38M increase.
  • Vivaldi Capital Management's biggest Q4 2023 reduction was BlackRock Municipal Income Fund, Inc., cutting an estimated $2.41M.
  • Vivaldi Capital Management fully exited Are Dynamic Credit Allocation Fund in Q4 2023, selling an estimated $4.06M.
  • Vivaldi Capital Management's ten largest holdings make up 32% of its $333M portfolio in Q4 2023.
  • Vivaldi Capital Management opened 34 new positions and closed 8 in Q4 2023.
  • Vivaldi Capital Management's portfolio value rose 9% quarter-over-quarter to $333M.

Based on Vivaldi Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.