We are live on ! Find out more
VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-5.5%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$370M
AUM Growth
-$13.9M
Cap. Flow
+$6.02M
Cap. Flow %
1.63%
Top 10 Hldgs %
31.18%
Holding
234
New
16
Increased
93
Reduced
79
Closed
12

Top Buys

Rank Stock Value
1
NTRL
First Trust Equity Market Neutral ETF
NTRL
+$4.42M
2
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$4.35M
3
ISD
PGIM High Yield Bond Fund
ISD
+$842K
4
VVR icon
Invesco Senior Income Trust
VVR
+$756K
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$713K

Top Sells

Rank Stock Value
1
GHY
PGIM Global High Yield Fund
GHY
+$3.63M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$2.56M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$2.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$1.4M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$747K

Sector Composition

Rank Sector Weight
1 Real Estate 7.81%
2 Technology 4.93%
3 Financials 3.08%
4 Consumer Discretionary 2.7%
5 Healthcare 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESGU icon
201
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$213K 0.06%
2,647
-64
-2% -$5.67K
VGT icon
202
Vanguard Information Technology ETF
VGT
$149B
$212K 0.06%
+5,432
New +$239K
ROBO icon
203
ROBO Global Robotics & Automation Index ETF
ROBO
$2.1B
$211K 0.06%
4,981
– –
DFAX icon
204
Dimensional World ex US Core Equity 2 ETF
DFAX
$12.4B
$210K 0.06%
10,896
– –
NKE icon
205
Nike
NKE
$61.9B
$210K 0.06%
2,406
+8
+0.3% +$861
BKNG icon
206
Booking.com
BKNG
$161B
$206K 0.06%
3,050
+100
+3% +$7.51K
AXP icon
207
American Express
AXP
$230B
$205K 0.06%
1,477
-3
-0.2% -$454
IJS icon
208
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
$204K 0.06%
+2,400
New +$222K
EVM
209
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$194K 0.05%
23,094
-7,049
-23% -$65.4K
STWD icon
210
Starwood Property Trust
STWD
$6.09B
$187K 0.05%
+10,000
New +$226K
DALT
211
DELISTED
Anfield Diversified Alternatives ETF
DALT
$185K 0.05%
21,808
– –
CEFS icon
212
Saba Closed-End Funds ETF
CEFS
$433M
$182K 0.05%
10,675
-10,570
-50% -$191K
NAD icon
213
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$146K 0.04%
12,930
– –
NEA icon
214
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$142K 0.04%
12,997
– –
KYN icon
215
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$123K 0.03%
14,604
– –
VCV icon
216
Invesco California Value Municipal Income Trust
VCV
$522M
$99K 0.03%
10,980
-2,006
-15% -$20.6K
SOFI icon
217
SoFi Technologies
SOFI
$23.7B
$79K 0.02%
15,859
-1,000
-6% -$6.33K
REUN
218
DELISTED
Reunion Neuroscience Inc. Common Shares
REUN
$56K 0.02%
+30,000
New +$107K
INDP icon
219
Indaptus Therapeutics
INDP
$157M
$48K 0.01%
857
– –
GALT icon
220
Galectin Therapeutics
GALT
$348M
$30K 0.01%
19,261
+2,183
+13% +$4.08K
BRDS
221
DELISTED
Bird Global, Inc.
BRDS
$10K ﹤0.01%
+1,000
New +$11.8K
TWAV
222
TaoWeave Inc
TWAV
$4.42M
$4K ﹤0.01%
43
– –
BDX icon
223
Becton Dickinson
BDX
$48.2B
– –
-819
Closed -$202K
CEF icon
224
Sprott Physical Gold and Silver Trust
CEF
$8.06B
– –
-10,966
Closed -$184K
DFAC icon
225
Dimensional US Core Equity 2 ETF
DFAC
$49.4B
– –
-8,710
Closed -$203K
6 7 8
9
10

Similar funds

AGAM
Avalon Global Asset Management San Francisco, California $724M AUM 52.97% 1-Year Est. Return
PPW
Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return
TFHU
TLT Family Holdco ULC Toronto $724M AUM 24.23% 1-Year Est. Return
FAN
Financial Advisors Network Tustin, California $724M AUM 14.91% 1-Year Est. Return
ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return
F
FIFTHDELTA London, United Kingdom $725M AUM 11.7% 1-Year Est. Return
TC
Torno Capital Cohasset, Massachusetts $725M AUM 62.71% 1-Year Est. Return

Vivaldi Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Vivaldi Capital Management held 234 positions worth $370M, down 3.6% from $384M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Vivaldi Capital Management's Q3 2022 filing shows 16 new, 93 increased, 79 reduced and 12 closed positions. Its largest new stake was Blackstone Strategic Credit 2027 Term Fund: 378,691 shares worth $4.07M. The largest sale was PGIM Global High Yield Fund, an estimated $3.63M.

By sector, the portfolio is most concentrated in Real Estate at 7.8% of assets, down from 8% a quarter earlier, followed by Technology and Financials.

  • Vivaldi Capital Management's largest Q3 2022 buy was Blackstone Strategic Credit 2027 Term Fund: 378,691 shares worth $4.07M.
  • Vivaldi Capital Management added most to First Trust Equity Market Neutral ETF in Q3 2022, an estimated $4.42M increase.
  • Vivaldi Capital Management's biggest Q3 2022 reduction was State Street SPDR Portfolio Short Term Treasury ETF, cutting an estimated $2.56M.
  • Vivaldi Capital Management fully exited PGIM Global High Yield Fund in Q3 2022, selling an estimated $3.63M.
  • Vivaldi Capital Management's ten largest holdings make up 31% of its $370M portfolio in Q3 2022.
  • Vivaldi Capital Management opened 16 new positions and closed 12 in Q3 2022.
  • Vivaldi Capital Management's portfolio value fell 3.6% quarter-over-quarter to $370M.

Based on Vivaldi Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.