VCM

Vivaldi Capital Management Portfolio holdings

AUM $707M
1-Year Est. Return 21.11%
This Quarter Est. Return
1 Year Est. Return
+21.11%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$384M
AUM Growth
-$40K
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
224
New
Increased
Reduced
Closed

Top Buys

1
+$2.29M
2
+$1.63M
3
+$1.62M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.51M
5
GHY
PGIM Global High Yield Fund
GHY
+$1.42M

Top Sells

1
+$3.09M
2
+$1.9M
3
+$1.45M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$1.21M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$693K

Sector Composition

1 Real Estate 8.03%
2 Technology 4.94%
3 Financials 3.11%
4 Healthcare 3.01%
5 Consumer Discretionary 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
201
$205K 0.05%
1,800
202
$203K 0.05%
+8,710
203
$203K 0.05%
6,513
204
$202K 0.05%
819
-16
205
$202K 0.05%
+2,878
206
$198K 0.05%
24,145
207
$194K 0.05%
21,808
208
$184K 0.05%
10,966
209
$184K 0.05%
125,000
210
$161K 0.04%
12,930
211
$153K 0.04%
12,997
212
$137K 0.04%
12,986
-471
213
$122K 0.03%
14,604
+1,874
214
$89K 0.02%
16,859
215
$63K 0.02%
857
216
$22K 0.01%
17,078
217
$9K ﹤0.01%
400
218
$8K ﹤0.01%
43
219
– –
-11,368
220
– –
-1,996
221
– –
-915
222
– –
-2,258
223
– –
-24,559
224
– –
-18,782
5 6 7 8
9