VCM

Vivaldi Capital Management Portfolio holdings

AUM $666M
This Quarter Return
-13.01%
1 Year Return
+16.32%
3 Year Return
+52.24%
5 Year Return
+71.27%
10 Year Return
–
AUM
$384M
AUM Growth
+$384M
Cap. Flow
+$19M
Cap. Flow %
4.95%
Top 10 Hldgs %
33.44%
Holding
224
New
8
Increased
107
Reduced
62
Closed
6

Top Buys

1
ARDC
Are Dynamic Credit Allocation Fund
ARDC
$2.29M
2
VVR icon
Invesco Senior Income Trust
VVR
$1.63M
3
ISD
PGIM High Yield Bond Fund
ISD
$1.62M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$1.51M
5
GHY
PGIM Global High Yield Fund
GHY
$1.42M

Top Sells

1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
$3.09M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$1.9M
3
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
$1.45M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$1.21M
5
SPLG icon
SPDR Portfolio S&P 500 ETF
SPLG
$693K

Sector Composition

1 Real Estate 8.03%
2 Technology 4.94%
3 Financials 3.11%
4 Healthcare 3.01%
5 Consumer Discretionary 2.5%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OMCL icon
201
Omnicell
OMCL
$1.51B
$205K 0.05%
1,800
– –
DFAC icon
202
Dimensional US Core Equity 2 ETF
DFAC
$37B
$203K 0.05%
+8,710
New +$203K
SCHC icon
203
Schwab International Small-Cap Equity ETF
SCHC
$4.75B
$203K 0.05%
6,513
– –
BDX icon
204
Becton Dickinson
BDX
$54.3B
$202K 0.05%
819
-16
-2% -$3.95K
XLU icon
205
Utilities Select Sector SPDR Fund
XLU
$20.8B
$202K 0.05%
+2,878
New +$202K
HOOD icon
206
Robinhood
HOOD
$89.6B
$198K 0.05%
24,145
– –
DALT
207
DELISTED
Anfield Diversified Alternatives ETF
DALT
$194K 0.05%
21,808
– –
CEF icon
208
Sprott Physical Gold and Silver Trust
CEF
$6.46B
$184K 0.05%
10,966
– –
SREV
209
DELISTED
ServiceSource International, Inc.
SREV
$184K 0.05%
125,000
– –
NAD icon
210
Nuveen Quality Municipal Income Fund
NAD
$2.64B
$161K 0.04%
12,930
– –
NEA icon
211
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.29B
$153K 0.04%
12,997
– –
VCV icon
212
Invesco California Value Municipal Income Trust
VCV
$489M
$137K 0.04%
12,986
-471
-4% -$4.97K
KYN icon
213
Kayne Anderson Energy Infrastructure Fund
KYN
$2.07B
$122K 0.03%
14,604
+1,874
+15% +$15.7K
SOFI icon
214
SoFi Technologies
SOFI
$29.3B
$89K 0.02%
16,859
– –
INDP icon
215
Indaptus Therapeutics
INDP
$5.98M
$63K 0.02%
857
– –
GALT icon
216
Galectin Therapeutics
GALT
$288M
$22K 0.01%
17,078
– –
HIPO icon
217
Hippo Holdings
HIPO
$810M
$9K ﹤0.01%
400
– –
OBLG icon
218
Oblong
OBLG
$6.35M
$8K ﹤0.01%
43
– –
BXSL icon
219
Blackstone Secured Lending
BXSL
$6.75B
– –
-11,368
Closed -$293K
DDOG icon
220
Datadog
DDOG
$46.2B
– –
-1,996
Closed -$217K
IWB icon
221
iShares Russell 1000 ETF
IWB
$43.1B
– –
-915
Closed -$202K
JNK icon
222
SPDR Bloomberg High Yield Bond ETF
JNK
$8.07B
– –
-2,258
Closed -$215K
VGSH icon
223
Vanguard Short-Term Treasury ETF
VGSH
$22.8B
– –
-24,559
Closed -$1.45M
RENO
224
DELISTED
Renovare Environmental, Inc. Common Stock
RENO
– –
-18,782
Closed -$4K
5 6 7 8
9