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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+11.37%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$468M
AUM Growth
+$17.3M
Cap. Flow
-$7.1M
Cap. Flow %
-1.52%
Top 10 Hldgs %
33.81%
Holding
353
New
72
Increased
90
Reduced
77
Closed
47

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.65M
2
GLPI icon
Gaming and Leisure Properties
GLPI
+$1.62M
3
DHI icon
D.R. Horton
DHI
+$1.54M
4
GE icon
GE Aerospace
GE
+$1.32M
5
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$1.05M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.49M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$2.84M
3
RSF
RiverNorth Capital and Income Fund
RSF
+$2.31M
4
BYM
BlackRock Municipal Income Quality Trust
BYM
+$2.01M
5
NEE icon
NextEra Energy
NEE
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 4.54%
2 Financials 3.54%
3 Consumer Discretionary 2.74%
4 Healthcare 2.3%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPL icon
201
Texas Pacific Land
TPL
$23.5B
$254K 0.05%
+3,141
New +$199K
BKNG icon
202
Booking.com
BKNG
$161B
$252K 0.05%
2,825
-50
-2% -$3.86K
BR icon
203
Broadridge
BR
$19B
$252K 0.05%
1,642
– –
CAG icon
204
Conagra Brands
CAG
$7.23B
$251K 0.05%
6,920
– –
BNY
205
Bank of New York Mellon
BNY
$107B
$244K 0.05%
+5,758
New +$221K
MSB
206
Mesabi Trust
MSB
$306M
$244K 0.05%
+8,697
New +$212K
OACB.U
207
DELISTED
Oaktree Acquisition Corp. II Units, each consisting of one Class A ordinary share, and one-fourth of
OACB.U
$239K 0.05%
22,322
+2,322
+12% +$23.8K
ECL icon
208
Ecolab
ECL
$79.9B
$238K 0.05%
1,098
– –
MOTV.U
209
DELISTED
Motive Capital Corp Units, each consisting of one Class A ordinary share, and one-third of one redee
MOTV.U
$232K 0.05%
+22,000
New +$228K
EVGO icon
210
EVgo
EVGO
$229M
$231K 0.05%
+21,572
New +$223K
ROBO icon
211
ROBO Global Robotics & Automation Index ETF
ROBO
$2.1B
$228K 0.05%
+3,739
New +$202K
BLSA
212
DELISTED
BCLS Acquisition Corp. Class A Ordinary Shares
BLSA
$228K 0.05%
+20,500
New +$220K
DMYI.U
213
DELISTED
dMY Technology Group, Inc. III Units, each consisting of one share of Class A common stock and one-f
DMYI.U
$228K 0.05%
+20,000
New +$210K
XLY icon
214
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$221K 0.05%
+2,752
New +$212K
IBM icon
215
IBM
IBM
$224B
$220K 0.05%
1,825
-198
-10% -$22.9K
CCIV.U
216
DELISTED
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$220K 0.05%
21,396
– –
VCSH icon
217
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$219K 0.05%
2,634
+179
+7% +$14.8K
TMPO
218
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
$219K 0.05%
+21,462
New +$212K
ERESU
219
DELISTED
East Resources Acquisition Company Unit
ERESU
$219K 0.05%
20,682
-16,000
-44% -$162K
RBAC
220
DELISTED
RedBall Acquisition Corp.
RBAC
$218K 0.05%
+20,000
New +$208K
COST icon
221
Costco
COST
$420B
$217K 0.05%
576
– –
LOKB.U
222
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
$217K 0.05%
+20,000
New +$209K
OMCL icon
223
Omnicell
OMCL
$1.68B
$216K 0.05%
+1,800
New +$177K
TWND.U
224
DELISTED
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
$216K 0.05%
20,000
– –
SPRQ.U
225
DELISTED
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
$216K 0.05%
+20,030
New +$212K
7 8
9
10 11

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Vivaldi Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Vivaldi Capital Management held 353 positions worth $468M, up 3.8% from $450M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Vivaldi Capital Management's Q4 2020 filing shows 72 new, 90 increased, 77 reduced and 47 closed positions. Its largest new stake was D.R. Horton: 21,053 shares worth $1.45M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $3.49M.

By sector, the portfolio is most concentrated in Technology at 4.5% of assets, down from 4.6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q4 2020 buy was D.R. Horton: 21,053 shares worth $1.45M.
  • Vivaldi Capital Management added most to iShares Short-Term National Muni Bond ETF in Q4 2020, an estimated $1.65M increase.
  • Vivaldi Capital Management's biggest Q4 2020 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $3.49M.
  • Vivaldi Capital Management fully exited BlackRock Municipal Income Quality Trust in Q4 2020, selling an estimated $2.01M.
  • Vivaldi Capital Management's ten largest holdings make up 34% of its $468M portfolio in Q4 2020.
  • Vivaldi Capital Management opened 72 new positions and closed 47 in Q4 2020.
  • Vivaldi Capital Management's portfolio value rose 3.8% quarter-over-quarter to $468M.

Based on Vivaldi Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.