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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+12.31%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$37M
Cap. Flow
-$31.3M
Cap. Flow %
-6.52%
Top 10 Hldgs %
39.05%
Holding
300
New
96
Increased
93
Reduced
65
Closed
34

Top Buys

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$42M
2
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$4.08M
3
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$2.73M
4
RSF
RiverNorth Capital and Income Fund
RSF
+$2.46M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.86M

Top Sells

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$47.2M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$42.8M
3
META icon
Meta Platforms (Facebook)
META
+$8.32M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.53M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$4.15M

Sector Composition

Rank Sector Weight
1 Technology 4.37%
2 Financials 3.11%
3 Communication Services 2.51%
4 Healthcare 2.13%
5 Consumer Discretionary 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPE icon
201
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$291K 0.06%
15,000
– –
TREB.U
202
DELISTED
Trebia Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third of one
TREB.U
$288K 0.06%
+27,600
New +$287K
AMTD
203
DELISTED
TD Ameritrade Holding Corp
AMTD
$288K 0.06%
+7,916
New +$298K
APXTU
204
DELISTED
Apex Technology Acquisition Corporation Unit
APXTU
$287K 0.06%
25,000
– –
NKE icon
205
Nike
NKE
$62.3B
$286K 0.06%
2,718
+233
+9% +$21.5K
IIPR icon
206
Innovative Industrial Properties
IIPR
$1.69B
$276K 0.06%
+2,350
New +$191K
IJS icon
207
iShares S&P Small-Cap 600 Value ETF
IJS
$8.26B
$273K 0.06%
+4,072
New +$228K
CTEV
208
Claritev Corp
CTEV
$458M
$270K 0.06%
+625
New +$252K
PCPL.U
209
DELISTED
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
$265K 0.06%
+25,000
New +$257K
BND icon
210
Vanguard Total Bond Market
BND
$157B
$262K 0.05%
2,947
+289
+11% +$25.3K
HDV
211
iShares Core High Dividend ETF
HDV
$14.8B
$261K 0.05%
+15,125
New +$244K
DNKN
212
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$257K 0.05%
+3,600
New +$224K
URGN icon
213
UroGen Pharma
URGN
$2.22B
$255K 0.05%
+11,000
New +$269K
FDX icon
214
FedEx
FDX
$74.7B
$252K 0.05%
+1,248
New +$157K
WIZ
215
DELISTED
Alpha Architect Merlyn.AI Bull-Rider Bear-Fighter ETF
WIZ
$250K 0.05%
+7,956
New +$205K
EMLP icon
216
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$244K 0.05%
+11,408
New +$230K
MLPX icon
217
Global X MLP & Energy Infrastructure ETF
MLPX
$3.59B
$244K 0.05%
+9,066
New +$218K
XLF icon
218
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
$244K 0.05%
+9,679
New +$220K
NVDA icon
219
NVIDIA
NVDA
$5.3T
$243K 0.05%
21,240
-11,400
-35% -$92.2K
DUK icon
220
Duke Energy
DUK
$96.6B
$242K 0.05%
+2,867
New +$242K
ECL icon
221
Ecolab
ECL
$79.8B
$239K 0.05%
+1,203
New +$233K
VUG icon
222
Vanguard Morningstar Growth ETF
VUG
$229B
$237K 0.05%
+6,396
New +$197K
GOEV
223
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$232K 0.05%
+47
New +$222K
RWR icon
224
State Street SPDR Dow Jones REIT ETF
RWR
$1.96B
$231K 0.05%
+2,821
New +$216K
LAZR
225
DELISTED
Luminar Technologies
LAZR
$226K 0.05%
+1,411
New +$218K
7 8
9
10 11

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Vivaldi Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Vivaldi Capital Management held 300 positions worth $480M, up 8.4% from $443M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management withdrew a net $31.3M in Q2 2020, closing 34 positions and reducing 65 holdings. Its most notable exit was Vivaldi Opportunities Fund, an estimated $47.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 2.6% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Vivaldi Capital Management opened a new position in Nuveen Floating Rate Income Fund worth $4.34M.

  • Vivaldi Capital Management's largest Q2 2020 buy was Nuveen Floating Rate Income Fund: 528,948 shares worth $4.34M.
  • Vivaldi Capital Management added most to Angel Oak Financial Strategies Income Term Trust in Q2 2020, an estimated $42M increase.
  • Vivaldi Capital Management's biggest Q2 2020 reduction was Meta Platforms (Facebook), cutting an estimated $8.32M.
  • Vivaldi Capital Management fully exited Vivaldi Opportunities Fund in Q2 2020, selling an estimated $47.2M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $480M portfolio in Q2 2020.
  • Vivaldi Capital Management opened 96 new positions and closed 34 in Q2 2020.
  • Vivaldi Capital Management's portfolio value rose 8.4% quarter-over-quarter to $480M.

Based on Vivaldi Capital Management's 13F filing for Q2 2020, filed 13 Aug 2020.