VCM

Vivaldi Capital Management Portfolio holdings

AUM $666M
This Quarter Return
+12.31%
1 Year Return
+16.32%
3 Year Return
+52.24%
5 Year Return
+71.27%
10 Year Return
–
AUM
$480M
AUM Growth
+$480M
Cap. Flow
-$40.2M
Cap. Flow %
-8.37%
Top 10 Hldgs %
39.05%
Holding
300
New
96
Increased
91
Reduced
67
Closed
34

Top Buys

1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
$41.7M
2
JFR icon
Nuveen Floating Rate Income Fund
JFR
$4.34M
3
SPDW icon
SPDR Portfolio Developed World ex-US ETF
SPDW
$3.12M
4
RSF
RiverNorth Capital and Income Fund
RSF
$2.41M
5
SPLG icon
SPDR Portfolio S&P 500 ETF
SPLG
$2.15M

Top Sells

1
VAM
Vivaldi Opportunities Fund
VAM
$47.2M
2
BIL icon
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$42.8M
3
META icon
Meta Platforms (Facebook)
META
$10.4M
4
MLPA icon
Global X MLP ETF
MLPA
$8.52M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
$6.38M

Sector Composition

1 Technology 4.37%
2 Financials 3.11%
3 Communication Services 2.51%
4 Healthcare 2.13%
5 Consumer Discretionary 2.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FPE icon
201
First Trust Preferred Securities and Income ETF
FPE
$6.08B
$291K 0.06%
15,000
– –
TREB.U
202
DELISTED
Trebia Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third of one
TREB.U
$288K 0.06%
+27,600
New +$288K
AMTD
203
DELISTED
TD Ameritrade Holding Corp
AMTD
$288K 0.06%
+7,916
New +$288K
APXTU
204
DELISTED
Apex Technology Acquisition Corporation Unit
APXTU
$287K 0.06%
25,000
– –
NKE icon
205
Nike
NKE
$110B
$286K 0.06%
2,718
+233
+9% +$24.5K
IIPR icon
206
Innovative Industrial Properties
IIPR
$1.59B
$276K 0.06%
+2,350
New +$276K
IJS icon
207
iShares S&P Small-Cap 600 Value ETF
IJS
$6.54B
$273K 0.06%
+2,036
New +$273K
CTEV
208
Claritev Corporation
CTEV
$1.14B
$270K 0.06%
+24,993
New +$270K
PCPL.U
209
DELISTED
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
$265K 0.06%
+25,000
New +$265K
BND icon
210
Vanguard Total Bond Market
BND
$133B
$262K 0.05%
2,947
+289
+11% +$25.7K
HDV icon
211
iShares Core High Dividend ETF
HDV
$11.7B
$261K 0.05%
+3,025
New +$261K
DNKN
212
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$257K 0.05%
+3,600
New +$257K
URGN icon
213
UroGen Pharma
URGN
$900M
$255K 0.05%
+11,000
New +$255K
FDX icon
214
FedEx
FDX
$52.9B
$252K 0.05%
+1,248
New +$252K
WIZ
215
DELISTED
Alpha Architect Merlyn.AI Bull-Rider Bear-Fighter ETF
WIZ
$250K 0.05%
+7,956
New +$250K
EMLP icon
216
First Trust North American Energy Infrastructure Fund
EMLP
$3.3B
$244K 0.05%
+11,408
New +$244K
MLPX icon
217
Global X MLP & Energy Infrastructure ETF
MLPX
$2.58B
$244K 0.05%
+9,066
New +$244K
XLF icon
218
Financial Select Sector SPDR Fund
XLF
$53.7B
$244K 0.05%
+9,679
New +$244K
NVDA icon
219
NVIDIA
NVDA
$4.16T
$243K 0.05%
531
-285
-35% -$130K
DUK icon
220
Duke Energy
DUK
$95.3B
$242K 0.05%
+2,867
New +$242K
ECL icon
221
Ecolab
ECL
$78.6B
$239K 0.05%
+1,203
New +$239K
VUG icon
222
Vanguard Growth ETF
VUG
$183B
$237K 0.05%
+1,066
New +$237K
GOEV
223
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$232K 0.05%
+21,548
New +$232K
RWR icon
224
SPDR Dow Jones REIT ETF
RWR
$1.8B
$231K 0.05%
+2,821
New +$231K
LAZR icon
225
Luminar Technologies
LAZR
$112M
$226K 0.05%
+21,160
New +$226K
7 8
9
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