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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+8.52%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$360M
AUM Growth
+$128M
Cap. Flow
+$108M
Cap. Flow %
29.99%
Top 10 Hldgs %
35.29%
Holding
251
New
51
Increased
92
Reduced
64
Closed
23

Top Buys

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$21.7M
2
ULST icon
State Street Ultra Short Term Bond ETF
ULST
+$9.7M
3
RILY icon
BRC Group Holdings
RILY
+$3.98M
4
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.51M
5
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$2.77M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$1.68M
2
MHI
Pioneer Municipal High Income Fund
MHI
+$1.66M
3
DTF
DTF Tax-Free Income 2028 Term Fund
DTF
+$1.51M
4
VLP
Valero Energy Partners LP
VLP
+$1.34M
5
VVC
Vectren Corporation
VVC
+$1.34M

Sector Composition

Rank Sector Weight
1 Financials 5.98%
2 Technology 3.7%
3 Healthcare 2.94%
4 Communication Services 2.31%
5 Consumer Discretionary 1.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIP icon
201
iShares TIPS Bond ETF
TIP
$14.5B
$221K 0.06%
1,953
-1,518
-44% -$168K
GE icon
202
GE Aerospace
GE
$383B
$218K 0.06%
4,370
+2,011
+85% +$94.7K
VIG icon
203
Vanguard Dividend Appreciation ETF
VIG
$114B
$212K 0.06%
+1,930
New +$203K
VLO icon
204
Valero Energy
VLO
$88.5B
$211K 0.06%
+2,493
New +$206K
FITB
205
Fifth Third Bancorp
FITB
$52.4B
$210K 0.06%
+8,341
New +$222K
ENB icon
206
Enbridge
ENB
$117B
$209K 0.06%
5,754
-904
-14% -$32.6K
MS icon
207
Morgan Stanley
MS
$332B
$208K 0.06%
+4,934
New +$208K
IP icon
208
International Paper
IP
$21.9B
$207K 0.06%
+4,730
New +$205K
OAK
209
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$206K 0.06%
+4,139
New +$180K
DSL
210
DoubleLine Income Solutions Fund
DSL
$1.22B
$201K 0.06%
+10,100
New +$196K
CEM
211
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$195K 0.05%
+3,079
New +$187K
FPE icon
212
First Trust Preferred Securities and Income ETF
FPE
$6.35B
$191K 0.05%
10,000
– –
AUY
213
DELISTED
Yamana Gold, Inc.
AUY
$183K 0.05%
+70,000
New +$181K
MCA
214
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$172K 0.05%
+12,783
New +$169K
CEV
215
Eaton Vance California Municipal Income Trust
CEV
$70.8M
$159K 0.04%
13,284
+21
+0.2% +$246
DNP icon
216
DNP Select Income Fund
DNP
$4.06B
$120K 0.03%
10,400
– –
CEN
217
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$108K 0.03%
1,300
– –
MUX icon
218
McEwen Inc
MUX
$1.07B
$15K ﹤0.01%
1,000
– –
NAK
219
Northern Dynasty Minerals
NAK
$896M
$6K ﹤0.01%
10,000
– –
ACR
220
ACRES Commercial Realty
ACR
$112M
– –
-5,329
Closed -$160K
DBEF icon
221
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.3B
– –
-7,841
Closed -$219K
DXJ icon
222
WisdomTree Japan Hedged Equity Fund
DXJ
$7.2B
– –
-6,739
Closed -$313K
EMB icon
223
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
– –
-2,453
Closed -$255K
HPQ icon
224
HP
HPQ
$26.4B
– –
-12,590
Closed -$258K
MHI
225
DELISTED
Pioneer Municipal High Income Fund
MHI
– –
-151,422
Closed -$1.66M
6 7 8
9
10

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Vivaldi Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Vivaldi Capital Management held 251 positions worth $360M, up 55% from $232M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management deployed $108M of net new capital in Q1 2019, opening 51 new positions and adding to 92 existing holdings. Its largest new stake was State Street Ultra Short Term Bond ETF: 240,939 shares worth $9.72M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 3.7% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was DTF Tax-Free Income 2028 Term Fund, an estimated $1.51M trimmed.

  • Vivaldi Capital Management's largest Q1 2019 buy was State Street Ultra Short Term Bond ETF: 240,939 shares worth $9.72M.
  • Vivaldi Capital Management added most to Vivaldi Opportunities Fund in Q1 2019, an estimated $21.7M increase.
  • Vivaldi Capital Management's biggest Q1 2019 reduction was DTF Tax-Free Income 2028 Term Fund, cutting an estimated $1.51M.
  • Vivaldi Capital Management fully exited Shire pic in Q1 2019, selling an estimated $1.68M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $360M portfolio in Q1 2019.
  • Vivaldi Capital Management opened 51 new positions and closed 23 in Q1 2019.
  • Vivaldi Capital Management's portfolio value rose 55% quarter-over-quarter to $360M.

Based on Vivaldi Capital Management's 13F filing for Q1 2019, filed 15 May 2019.