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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-8.3%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$232M
AUM Growth
+$44.8M
Cap. Flow
+$62.7M
Cap. Flow %
27.03%
Top 10 Hldgs %
38.97%
Holding
231
New
86
Increased
72
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.34M
2
FPA icon
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
+$6.74M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$6.44M
4
IBDL
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
+$3.82M
5
IBDK
iShares iBonds Dec 2019 Term Corporate ETF
IBDK
+$3.57M

Top Sells

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$11.2M
2
RILY icon
BRC Group Holdings
RILY
+$5.66M
3
COL
Rockwell Collins
COL
+$2.23M
4
PF
Pinnacle Foods, Inc.
PF
+$2.06M
5
AET
Aetna Inc
AET
+$2.02M

Sector Composition

Rank Sector Weight
1 Financials 3.73%
2 Healthcare 2.72%
3 Technology 2.14%
4 Communication Services 2.14%
5 Energy 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RILY icon
201
BRC Group Holdings
RILY
$301M
– –
-250,000
Closed -$5.66M
VIG icon
202
Vanguard Dividend Appreciation ETF
VIG
$112B
– –
-1,927
Closed -$213K
RTN
203
DELISTED
Raytheon Company
RTN
– –
-1,099
Closed -$227K
ESRX
204
DELISTED
Express Scripts Holding Company
ESRX
– –
-2,288
Closed -$217K
SEP
205
DELISTED
Spectra Engy Parters Lp
SEP
– –
-24,236
Closed -$865K
FCE.A
206
DELISTED
Forest City Realty Trust, Inc.
FCE.A
– –
-41,274
Closed -$1.04M
SODA
207
DELISTED
SodaStream International Ltd
SODA
– –
-5,779
Closed -$827K
LHO
208
DELISTED
LaSalle Hotel Properties
LHO
– –
-27,235
Closed -$942K
EGN
209
DELISTED
Energen
EGN
– –
-15,715
Closed -$1.35M
AET
210
DELISTED
Aetna Inc
AET
– –
-9,965
Closed -$2.02M
COL
211
DELISTED
Rockwell Collins
COL
– –
-15,895
Closed -$2.23M
KMG
212
DELISTED
KMG Chemicals Inc
KMG
– –
-1,499
Closed -$113K
KTWO
213
DELISTED
K2M Group Holdings, Inc
KTWO
– –
-16,170
Closed -$443K
PF
214
DELISTED
Pinnacle Foods, Inc.
PF
– –
-31,805
Closed -$2.06M
PNK
215
DELISTED
Pinnacle Entertainment Inc.
PNK
– –
-22,461
Closed -$757K
GPT
216
DELISTED
Gramercy Property Trust
GPT
– –
-30,043
Closed -$824K
CVG
217
DELISTED
Convergys
CVG
– –
-12,588
Closed -$299K
CA
218
DELISTED
CA, Inc.
CA
– –
-23,452
Closed -$1.03M
EIA
219
DELISTED
Eaton Vance California Municipal Bond II Shares of Ben. Int.
EIA
– –
-10,777
Closed -$110K
COBZ
220
DELISTED
CoBiz Financial,Inc
COBZ
– –
-10,729
Closed -$238K
5 6 7 8
9

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AGAM
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PPW
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ZAM
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TFHU
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FAN
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ZDA
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FIS
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Vivaldi Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Vivaldi Capital Management held 231 positions worth $232M, up 24% from $187M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management deployed $62.7M of net new capital in Q4 2018, opening 86 new positions and adding to 72 existing holdings. Its largest new stake was First Trust Asia Pacific ex-Japan AlphaDEX Fund: 237,669 shares worth $6.47M.

By sector, the portfolio is most concentrated in Financials at 3.7% of assets, down from 6.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vivaldi Opportunities Fund, an estimated $11.2M trimmed.

  • Vivaldi Capital Management's largest Q4 2018 buy was First Trust Asia Pacific ex-Japan AlphaDEX Fund: 237,669 shares worth $6.47M.
  • Vivaldi Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2018, an estimated $9.34M increase.
  • Vivaldi Capital Management's biggest Q4 2018 reduction was Vivaldi Opportunities Fund, cutting an estimated $11.2M.
  • Vivaldi Capital Management fully exited BRC Group Holdings in Q4 2018, selling an estimated $5.66M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $232M portfolio in Q4 2018.
  • Vivaldi Capital Management opened 86 new positions and closed 31 in Q4 2018.
  • Vivaldi Capital Management's portfolio value rose 24% quarter-over-quarter to $232M.

Based on Vivaldi Capital Management's 13F filing for Q4 2018, filed 13 Feb 2019.